Interactive Brokers Regulatory Information
Interactive Brokers LLC ("IB") is an agency only, direct market access broker that provides execution, clearance, settlement and prime brokerage for customers. Our business encompasses securities and commodities brokerage. IB does not engage in proprietary trading.
As a registered Futures Commission Merchant ("FCM"), IB is subject to the Commodity Exchange Act and rules promulgated by the Commodity Futures Trading Commission ("CFTC"), the National Futures Association ("NFA") and the various commodity exchanges of which we are members.
As a registered U.S. broker dealer, IB is subject to the rules and regulations of the Securities Exchange Act of 1934 (the "Exchange Act") and other rules promulgated by the Securities and Exchange Commission ("SEC"), the Financial Industry Regulatory Authority ("FINRA") and the rules of various securities exchanges of which we are members.
Financial Information
Equity and regulatory capital for the past 12 months:
All $s in millions.
| Month End | Total Equity | Adjusted Net Capital (Tentative Net Capital) | Net Capital | Excess Net Capital |
|---|---|---|---|---|
| 2020-09 | $6,001 | $4,636 | $4,621 | $4,101 |
| 2020-08 | $6,001 | $4,414 | $4,404 | $3,861 |
| 2020-07 | $5,960 | $4,987 | $4,966 | $4,462 |
| 2020-06 | $5,863 | $5,077 | $5,063 | $4,610 |
| 2020-05 | $5,930 | $5,328 | $5,314 | $4,894 |
| 2020-04 | $5,876 | $5,255 | $5,239 | $4,860 |
| 2020-03 | $5,865 | $5,153 | $5,137 | $4,794 |
| 2020-02 | $5,808 | $5,139 | $5,123 | $4,604 |
| 2020-01 | $5,712 | $5,216 | $5,198 | $4,726 |
| 2019-12 | $5,760 | $5,390 | $5,381 | $4,832 |
| 2019-11 | $5,743 | $5,333 | $5,324 | $4,829 |
| 2019-10 | $5,654 | $5,190 | $5,179 | $4,742 |
IB Annual Financial Statements
Please see our Strength and Security page for an overview of how IB protects customer funds.
On a daily basis IB compares the amount of funds required to be safeguarded for its commodities customers to the funds held in specially designated segregated commodities accounts. We perform two daily commodities computations: (1) domestic futures segregated funds computation and (2) foreign futures and options secured amount computation.
U.S. securities regulations require broker-dealers to perform a detailed reconciliation of customer money and securities (known as the "Customer Reserve Computation") at least weekly, to ensure that the right amount of customer money is protected. IB performs this computation daily.
The tables below report these daily computations for the past 12 months.
Domestic Segregated Funds, pursuant to CFTC regulation 1.20
All $s in millions.
| Date | Requirement | Funds Segregated | Excess |
|---|
| 2020-10-23 | $5,489 | $5,689 | $200 |
| 2020-10-22 | $5,493 | $5,694 | $201 |
| 2020-10-21 | $5,481 | $5,680 | $199 |
| 2020-10-20 | $5,447 | $5,660 | $214 |
| 2020-10-19 | $5,433 | $5,645 | $212 |
| 2020-10-16 | $5,393 | $5,610 | $216 |
| 2020-10-15 | $5,413 | $5,617 | $203 |
| 2020-10-14 | $5,424 | $5,635 | $211 |
| 2020-10-13 | $5,376 | $5,578 | $202 |
| 2020-10-12 | $5,375 | $5,545 | $170 |
| 2020-10-09 | $5,411 | $5,616 | $205 |
| 2020-10-08 | $5,364 | $5,565 | $201 |
| 2020-10-07 | $5,332 | $5,551 | $220 |
| 2020-10-06 | $5,416 | $5,632 | $216 |
| 2020-10-05 | $5,411 | $5,611 | $200 |
| 2020-10-02 | $5,337 | $5,539 | $202 |
| 2020-10-01 | $5,353 | $5,582 | $229 |
| 2020-09-30 | $5,368 | $5,568 | $200 |
| 2020-09-29 | $5,356 | $5,580 | $224 |
| 2020-09-28 | $5,343 | $5,543 | $200 |
| 2020-09-25 | $5,329 | $5,551 | $222 |
| 2020-09-24 | $5,389 | $5,591 | $202 |
| 2020-09-23 | $5,366 | $5,569 | $203 |
| 2020-09-22 | $5,412 | $5,632 | $219 |
| 2020-09-21 | $5,438 | $5,675 | $237 |
| 2020-09-18 | $5,616 | $5,818 | $202 |
| 2020-09-17 | $5,587 | $5,797 | $210 |
| 2020-09-16 | $5,613 | $5,814 | $201 |
| 2020-09-15 | $5,570 | $5,798 | $227 |
| 2020-09-14 | $5,591 | $5,812 | $221 |
| 2020-09-11 | $5,591 | $5,795 | $204 |
| 2020-09-10 | $5,609 | $5,848 | $238 |
| 2020-09-09 | $5,588 | $5,806 | $218 |
| 2020-09-08 | $5,586 | $5,805 | $220 |
| 2020-09-07 | $5,528 | $5,784 | $256 |
| 2020-09-04 | $5,557 | $5,784 | $228 |
| 2020-09-03 | $5,571 | $5,773 | $202 |
| 2020-09-02 | $5,413 | $5,616 | $202 |
| 2020-09-01 | $5,482 | $5,703 | $221 |
| 2020-08-31 | $5,498 | $5,758 | $260 |
| 2020-08-28 | $5,529 | $5,769 | $241 |
| 2020-08-27 | $5,499 | $5,705 | $205 |
| 2020-08-26 | $5,554 | $5,754 | $200 |
| 2020-08-25 | $5,516 | $5,716 | $200 |
| 2020-08-24 | $5,521 | $5,722 | $201 |
| 2020-08-21 | $5,529 | $5,740 | $211 |
| 2020-08-20 | $5,575 | $5,775 | $200 |
| 2020-08-19 | $5,593 | $5,797 | $204 |
| 2020-08-18 | $5,670 | $5,874 | $204 |
| 2020-08-17 | $5,651 | $5,851 | $201 |
| 2020-08-14 | $5,536 | $5,753 | $218 |
| 2020-08-13 | $5,591 | $5,806 | $215 |
| 2020-08-12 | $5,534 | $5,735 | $200 |
| 2020-08-11 | $5,524 | $5,725 | $202 |
| 2020-08-10 | $5,598 | $5,800 | $202 |
| 2020-08-07 | $5,520 | $5,740 | $220 |
| 2020-08-06 | $5,637 | $5,837 | $200 |
| 2020-08-05 | $5,596 | $5,804 | $208 |
| 2020-08-04 | $5,571 | $5,771 | $200 |
| 2020-08-03 | $5,492 | $5,713 | $221 |
| 2020-07-31 | $5,530 | $5,742 | $211 |
| 2020-07-30 | $5,525 | $5,725 | $200 |
| 2020-07-29 | $5,518 | $5,736 | $218 |
| 2020-07-28 | $5,541 | $5,774 | $233 |
| 2020-07-27 | $5,529 | $5,728 | $199 |
| 2020-07-24 | $5,421 | $5,648 | $227 |
| 2020-07-23 | $5,365 | $5,634 | $269 |
| 2020-07-22 | $5,364 | $5,570 | $206 |
| 2020-07-21 | $5,342 | $5,542 | $200 |
| 2020-07-20 | $5,272 | $5,502 | $229 |
| 2020-07-17 | $5,331 | $5,555 | $224 |
| 2020-07-16 | $5,346 | $5,558 | $212 |
| 2020-07-15 | $5,357 | $5,558 | $201 |
| 2020-07-14 | $5,367 | $5,571 | $204 |
| 2020-07-13 | $5,414 | $5,626 | $212 |
| 2020-07-10 | $5,400 | $5,601 | $200 |
| 2020-07-09 | $5,407 | $5,617 | $210 |
| 2020-07-08 | $5,437 | $5,637 | $200 |
| 2020-07-07 | $5,416 | $5,618 | $202 |
| 2020-07-06 | $5,354 | $5,586 | $232 |
| 2020-07-03 | $5,376 | $5,639 | $263 |
| 2020-07-02 | $5,439 | $5,639 | $200 |
| 2020-07-01 | $5,439 | $5,643 | $204 |
| 2020-06-30 | $5,450 | $5,650 | $200 |
| 2020-06-29 | $5,449 | $5,663 | $215 |
| 2020-06-26 | $5,463 | $5,704 | $242 |
| 2020-06-25 | $5,459 | $5,660 | $201 |
| 2020-06-24 | $5,428 | $5,631 | $203 |
| 2020-06-23 | $5,399 | $5,625 | $226 |
| 2020-06-22 | $5,422 | $5,621 | $199 |
| 2020-06-19 | $5,381 | $5,603 | $222 |
| 2020-06-18 | $5,384 | $5,682 | $298 |
| 2020-06-17 | $5,414 | $5,700 | $286 |
| 2020-06-16 | $5,494 | $5,697 | $202 |
| 2020-06-15 | $5,540 | $5,760 | $220 |
| 2020-06-12 | $5,546 | $5,806 | $260 |
| 2020-06-11 | $5,613 | $5,819 | $206 |
| 2020-06-10 | $5,522 | $5,762 | $240 |
| 2020-06-09 | $5,525 | $5,728 | $203 |
| 2020-06-08 | $5,437 | $5,634 | $197 |
| 2020-06-05 | $5,471 | $5,672 | $201 |
| 2020-06-04 | $5,547 | $5,754 | $207 |
| 2020-06-03 | $5,491 | $5,693 | $202 |
| 2020-06-02 | $5,523 | $5,752 | $230 |
| 2020-06-01 | $5,505 | $5,778 | $273 |
| 2020-05-29 | $5,605 | $5,807 | $202 |
| 2020-05-28 | $5,539 | $5,743 | $204 |
| 2020-05-27 | $5,506 | $5,710 | $204 |
| 2020-05-26 | $5,530 | $5,742 | $213 |
| 2020-05-25 | $5,544 | $5,790 | $246 |
| 2020-05-22 | $5,564 | $5,789 | $226 |
| 2020-05-21 | $5,585 | $5,838 | $253 |
| 2020-05-20 | $5,579 | $5,787 | $208 |
| 2020-05-19 | $5,633 | $5,834 | $201 |
| 2020-05-18 | $5,576 | $5,775 | $199 |
| 2020-05-15 | $5,646 | $5,848 | $202 |
| 2020-05-14 | $5,609 | $5,834 | $225 |
| 2020-05-13 | $5,631 | $5,884 | $253 |
| 2020-05-12 | $5,621 | $6,218 | $598 |
| 2020-05-11 | $5,917 | $6,160 | $244 |
| 2020-05-08 | $5,980 | $6,249 | $270 |
| 2020-05-07 | $6,129 | $6,328 | $200 |
| 2020-05-06 | $6,118 | $6,445 | $327 |
| 2020-05-05 | $6,237 | $6,441 | $204 |
| 2020-05-04 | $6,258 | $6,495 | $236 |
| 2020-05-01 | $6,283 | $6,493 | $210 |
| 2020-04-30 | $6,214 | $6,415 | $201 |
| 2020-04-29 | $6,184 | $6,386 | $202 |
| 2020-04-28 | $6,203 | $6,413 | $210 |
| 2020-04-27 | $6,201 | $6,414 | $213 |
| 2020-04-24 | $6,120 | $6,373 | $253 |
| 2020-04-23 | $6,236 | $6,488 | $252 |
| 2020-04-22 | $6,244 | $6,537 | $292 |
| 2020-04-21 | $6,351 | $6,566 | $215 |
| 2020-04-20 | $6,246 | $6,397 | $152 |
| 2020-04-17 | $6,207 | $6,407 | $200 |
| 2020-04-16 | $6,317 | $6,520 | $202 |
| 2020-04-15 | $6,329 | $6,545 | $216 |
| 2020-04-14 | $6,276 | $6,477 | $201 |
| 2020-04-13 | $6,246 | $6,453 | $207 |
| 2020-04-10 | $6,143 | $6,348 | $205 |
| 2020-04-09 | $6,148 | $6,347 | $200 |
| 2020-04-08 | $6,111 | $6,312 | $200 |
| 2020-04-07 | $6,161 | $6,361 | $201 |
| 2020-04-06 | $6,092 | $6,300 | $208 |
| 2020-04-03 | $6,160 | $6,403 | $244 |
| 2020-04-02 | $6,181 | $6,422 | $241 |
| 2020-04-01 | $6,248 | $6,450 | $202 |
| 2020-03-31 | $6,150 | $6,352 | $203 |
| 2020-03-30 | $6,048 | $6,252 | $205 |
| 2020-03-27 | $5,972 | $6,170 | $198 |
| 2020-03-26 | $5,830 | $6,027 | $197 |
| 2020-03-25 | $5,652 | $5,874 | $222 |
| 2020-03-24 | $5,601 | $5,859 | $259 |
| 2020-03-23 | $5,533 | $5,736 | $203 |
| 2020-03-20 | $5,298 | $5,500 | $201 |
| 2020-03-19 | $5,254 | $5,449 | $196 |
| 2020-03-18 | $5,120 | $5,345 | $225 |
| 2020-03-17 | $5,179 | $5,388 | $209 |
| 2020-03-16 | $5,174 | $5,365 | $190 |
| 2020-03-13 | $5,065 | $5,283 | $218 |
| 2020-03-12 | $5,139 | $5,332 | $193 |
| 2020-03-11 | $4,917 | $5,139 | $222 |
| 2020-03-10 | $4,858 | $5,118 | $259 |
| 2020-03-09 | $4,952 | $5,143 | $191 |
| 2020-03-06 | $4,616 | $4,818 | $201 |
| 2020-03-05 | $4,513 | $4,712 | $200 |
| 2020-03-04 | $4,426 | $4,629 | $203 |
| 2020-03-03 | $4,363 | $4,576 | $213 |
| 2020-03-02 | $4,318 | $4,521 | $203 |
| 2020-02-28 | $4,148 | $4,353 | $205 |
| 2020-02-27 | $4,206 | $4,405 | $198 |
| 2020-02-26 | $4,212 | $4,427 | $215 |
| 2020-02-25 | $4,250 | $4,449 | $199 |
| 2020-02-24 | $4,355 | $4,556 | $201 |
| 2020-02-21 | $4,304 | $4,505 | $201 |
| 2020-02-20 | $4,232 | $4,438 | $206 |
| 2020-02-19 | $4,227 | $4,446 | $220 |
| 2020-02-18 | $4,210 | $4,412 | $202 |
| 2020-02-17 | $4,120 | $4,346 | $226 |
| 2020-02-14 | $4,127 | $4,345 | $218 |
| 2020-02-13 | $4,115 | $4,317 | $202 |
| 2020-02-12 | $4,099 | $4,319 | $219 |
| 2020-02-11 | $4,095 | $4,296 | $201 |
| 2020-02-10 | $4,089 | $4,290 | $202 |
| 2020-02-07 | $4,088 | $4,291 | $202 |
| 2020-02-06 | $4,074 | $4,275 | $201 |
| 2020-02-05 | $4,054 | $4,268 | $214 |
| 2020-02-04 | $4,051 | $4,267 | $216 |
| 2020-02-03 | $4,120 | $4,348 | $229 |
| 2020-01-31 | $4,198 | $4,398 | $200 |
| 2020-01-30 | $4,135 | $4,338 | $204 |
| 2020-01-29 | $4,133 | $4,334 | $201 |
| 2020-01-28 | $4,146 | $4,347 | $201 |
| 2020-01-27 | $4,112 | $4,314 | $201 |
| 2020-01-24 | $4,099 | $4,301 | $201 |
| 2020-01-23 | $4,062 | $4,264 | $202 |
| 2020-01-22 | $4,066 | $4,266 | $201 |
| 2020-01-21 | $4,065 | $4,273 | $209 |
| 2020-01-20 | $4,104 | $4,307 | $204 |
| 2020-01-17 | $4,105 | $4,308 | $202 |
| 2020-01-16 | $4,093 | $4,295 | $202 |
| 2020-01-15 | $4,105 | $4,305 | $200 |
| 2020-01-14 | $4,079 | $4,281 | $202 |
| 2020-01-13 | $4,062 | $4,271 | $209 |
| 2020-01-10 | $4,078 | $4,323 | $245 |
| 2020-01-09 | $4,097 | $4,304 | $208 |
| 2020-01-08 | $4,110 | $4,312 | $202 |
| 2020-01-07 | $4,151 | $4,378 | $227 |
| 2020-01-06 | $4,163 | $4,370 | $207 |
| 2020-01-03 | $4,154 | $4,380 | $225 |
| 2020-01-02 | $4,139 | $4,347 | $208 |
| 2019-12-31 | $4,129 | $4,334 | $205 |
| 2019-12-30 | $4,126 | $4,338 | $212 |
| 2019-12-27 | $4,132 | $4,331 | $199 |
| 2019-12-26 | $4,121 | $4,322 | $200 |
| 2019-12-25 | $4,082 | $4,304 | $223 |
| 2019-12-24 | $4,093 | $4,304 | $211 |
| 2019-12-23 | $4,062 | $4,273 | $211 |
| 2019-12-20 | $4,069 | $4,274 | $205 |
| 2019-12-19 | $4,076 | $4,277 | $201 |
| 2019-12-18 | $4,068 | $4,269 | $201 |
| 2019-12-17 | $4,059 | $4,260 | $201 |
| 2019-12-16 | $4,041 | $4,246 | $206 |
| 2019-12-13 | $4,046 | $4,248 | $202 |
| 2019-12-12 | $4,028 | $4,228 | $200 |
| 2019-12-11 | $4,004 | $4,225 | $220 |
| 2019-12-10 | $3,997 | $4,248 | $251 |
| 2019-12-09 | $4,028 | $4,229 | $201 |
| 2019-12-06 | $4,023 | $4,246 | $222 |
| 2019-12-05 | $4,009 | $4,270 | $261 |
| 2019-12-04 | $4,061 | $4,293 | $232 |
| 2019-12-03 | $4,087 | $4,289 | $201 |
| 2019-12-02 | $4,032 | $4,231 | $199 |
| 2019-11-29 | $4,012 | $4,214 | $201 |
| 2019-11-28 | $4,030 | $4,227 | $198 |
| 2019-11-27 | $4,025 | $4,226 | $202 |
| 2019-11-26 | $4,043 | $4,243 | $200 |
| 2019-11-25 | $4,030 | $4,232 | $203 |
| 2019-11-22 | $4,044 | $4,249 | $205 |
| 2019-11-21 | $4,062 | $4,284 | $222 |
| 2019-11-20 | $4,090 | $4,300 | $210 |
| 2019-11-19 | $4,084 | $4,284 | $200 |
| 2019-11-18 | $4,049 | $4,250 | $201 |
| 2019-11-15 | $4,066 | $4,267 | $201 |
| 2019-11-14 | $4,059 | $4,278 | $219 |
| 2019-11-13 | $4,068 | $4,278 | $211 |
| 2019-11-12 | $4,061 | $4,263 | $202 |
| 2019-11-11 | $4,054 | $4,270 | $215 |
| 2019-11-08 | $4,071 | $4,282 | $211 |
| 2019-11-07 | $4,087 | $4,304 | $217 |
| 2019-11-06 | $4,151 | $4,384 | $233 |
| 2019-11-05 | $4,192 | $4,393 | $202 |
| 2019-11-04 | $4,204 | $4,406 | $202 |
| 2019-11-01 | $4,206 | $4,407 | $201 |
| 2019-10-31 | $4,162 | $4,365 | $204 |
| 2019-10-30 | $4,110 | $4,311 | $201 |
| 2019-10-29 | $4,093 | $4,294 | $200 |
| 2019-10-28 | $4,073 | $4,277 | $204 |
| 2019-10-25 | $4,075 | $4,280 | $204 |
| 2019-10-24 | $4,079 | $4,282 | $203 |
| 2019-10-23 | $4,067 | $4,272 | $205 |
Foreign Secured Amount, pursuant to CFTC regulation 30.7
All $s in millions.
| Date | Requirement | Funds Secured | Excess |
|---|
| 2020-10-23 | $585 | $707 | $122 |
| 2020-10-22 | $583 | $706 | $123 |
| 2020-10-21 | $584 | $705 | $121 |
| 2020-10-20 | $586 | $709 | $123 |
| 2020-10-19 | $586 | $708 | $122 |
| 2020-10-16 | $589 | $715 | $126 |
| 2020-10-15 | $581 | $702 | $120 |
| 2020-10-14 | $585 | $715 | $130 |
| 2020-10-13 | $585 | $712 | $127 |
| 2020-10-12 | $587 | $721 | $134 |
| 2020-10-09 | $582 | $702 | $119 |
| 2020-10-08 | $581 | $706 | $124 |
| 2020-10-07 | $581 | $706 | $125 |
| 2020-10-06 | $579 | $701 | $122 |
| 2020-10-05 | $576 | $699 | $122 |
| 2020-10-02 | $573 | $695 | $122 |
| 2020-10-01 | $576 | $702 | $126 |
| 2020-09-30 | $580 | $701 | $120 |
| 2020-09-29 | $584 | $715 | $130 |
| 2020-09-28 | $595 | $716 | $121 |
| 2020-09-25 | $588 | $717 | $129 |
| 2020-09-24 | $591 | $718 | $128 |
| 2020-09-23 | $593 | $716 | $123 |
| 2020-09-22 | $599 | $720 | $121 |
| 2020-09-21 | $602 | $726 | $124 |
| 2020-09-18 | $607 | $736 | $129 |
| 2020-09-17 | $607 | $727 | $120 |
| 2020-09-16 | $606 | $726 | $120 |
| 2020-09-15 | $609 | $732 | $123 |
| 2020-09-14 | $605 | $729 | $124 |
| 2020-09-11 | $602 | $722 | $120 |
| 2020-09-10 | $597 | $718 | $121 |
| 2020-09-09 | $598 | $718 | $120 |
| 2020-09-08 | $601 | $726 | $125 |
| 2020-09-07 | $601 | $719 | $118 |
| 2020-09-04 | $603 | $736 | $132 |
| 2020-09-03 | $611 | $732 | $120 |
| 2020-09-02 | $609 | $729 | $120 |
| 2020-09-01 | $604 | $724 | $120 |
| 2020-08-31 | $603 | $729 | $126 |
| 2020-08-28 | $611 | $739 | $128 |
| 2020-08-27 | $605 | $730 | $124 |
| 2020-08-26 | $613 | $740 | $127 |
| 2020-08-25 | $622 | $745 | $123 |
| 2020-08-24 | $628 | $754 | $125 |
| 2020-08-21 | $620 | $743 | $123 |
| 2020-08-20 | $623 | $743 | $120 |
| 2020-08-19 | $627 | $751 | $124 |
| 2020-08-18 | $632 | $751 | $119 |
| 2020-08-17 | $630 | $757 | $126 |
| 2020-08-14 | $628 | $750 | $122 |
| 2020-08-13 | $629 | $753 | $124 |
| 2020-08-12 | $632 | $753 | $122 |
| 2020-08-11 | $628 | $748 | $120 |
| 2020-08-10 | $624 | $744 | $121 |
| 2020-08-07 | $621 | $743 | $122 |
| 2020-08-06 | $627 | $748 | $121 |
| 2020-08-05 | $630 | $750 | $121 |
| 2020-08-04 | $630 | $751 | $121 |
| 2020-08-03 | $627 | $754 | $127 |
| 2020-07-31 | $630 | $757 | $127 |
| 2020-07-30 | $632 | $755 | $123 |
| 2020-07-29 | $627 | $749 | $121 |
| 2020-07-28 | $623 | $744 | $121 |
| 2020-07-27 | $619 | $744 | $126 |
| 2020-07-24 | $620 | $740 | $120 |
| 2020-07-23 | $627 | $750 | $123 |
| 2020-07-22 | $626 | $755 | $129 |
| 2020-07-21 | $620 | $742 | $122 |
| 2020-07-20 | $617 | $749 | $133 |
| 2020-07-17 | $620 | $740 | $120 |
| 2020-07-16 | $616 | $737 | $121 |
| 2020-07-15 | $613 | $732 | $119 |
| 2020-07-14 | $602 | $724 | $122 |
| 2020-07-13 | $594 | $714 | $119 |
| 2020-07-10 | $591 | $715 | $124 |
| 2020-07-09 | $596 | $717 | $121 |
| 2020-07-08 | $595 | $715 | $120 |
| 2020-07-07 | $592 | $717 | $125 |
| 2020-07-06 | $591 | $709 | $119 |
| 2020-07-03 | $573 | $693 | $119 |
| 2020-07-02 | $572 | $693 | $121 |
| 2020-07-01 | $570 | $690 | $120 |
| 2020-06-30 | $575 | $696 | $121 |
| 2020-06-29 | $579 | $699 | $121 |
| 2020-06-26 | $578 | $704 | $126 |
| 2020-06-25 | $582 | $710 | $128 |
| 2020-06-24 | $584 | $705 | $121 |
| 2020-06-23 | $583 | $702 | $120 |
| 2020-06-22 | $585 | $707 | $122 |
| 2020-06-19 | $578 | $702 | $123 |
| 2020-06-18 | $584 | $714 | $130 |
| 2020-06-17 | $586 | $712 | $126 |
| 2020-06-16 | $592 | $714 | $122 |
| 2020-06-15 | $602 | $735 | $133 |
| 2020-06-12 | $598 | $729 | $131 |
| 2020-06-11 | $598 | $724 | $127 |
| 2020-06-10 | $597 | $722 | $126 |
| 2020-06-09 | $597 | $716 | $119 |
| 2020-06-08 | $596 | $719 | $123 |
| 2020-06-05 | $594 | $727 | $133 |
| 2020-06-04 | $592 | $713 | $121 |
| 2020-06-03 | $591 | $712 | $121 |
| 2020-06-02 | $591 | $714 | $124 |
| 2020-06-01 | $589 | $708 | $119 |
| 2020-05-29 | $587 | $710 | $123 |
| 2020-05-28 | $584 | $701 | $118 |
| 2020-05-27 | $580 | $701 | $120 |
| 2020-05-26 | $574 | $703 | $129 |
| 2020-05-25 | $575 | $697 | $122 |
| 2020-05-22 | $576 | $697 | $121 |
| 2020-05-21 | $569 | $691 | $122 |
| 2020-05-20 | $568 | $692 | $125 |
| 2020-05-19 | $565 | $701 | $136 |
| 2020-05-18 | $573 | $694 | $121 |
| 2020-05-15 | $562 | $685 | $123 |
| 2020-05-14 | $569 | $704 | $136 |
| 2020-05-13 | $570 | $692 | $122 |
| 2020-05-12 | $568 | $692 | $125 |
| 2020-05-11 | $566 | $691 | $125 |
| 2020-05-08 | $574 | $705 | $131 |
| 2020-05-07 | $589 | $714 | $125 |
| 2020-05-06 | $587 | $711 | $124 |
| 2020-05-05 | $595 | $720 | $124 |
| 2020-05-04 | $592 | $720 | $128 |
| 2020-05-01 | $596 | $727 | $131 |
| 2020-04-30 | $590 | $711 | $121 |
| 2020-04-29 | $584 | $703 | $118 |
| 2020-04-28 | $573 | $693 | $120 |
| 2020-04-27 | $569 | $691 | $122 |
| 2020-04-24 | $576 | $700 | $124 |
| 2020-04-23 | $572 | $693 | $121 |
| 2020-04-22 | $574 | $698 | $124 |
| 2020-04-21 | $572 | $694 | $121 |
| 2020-04-20 | $570 | $692 | $123 |
| 2020-04-17 | $571 | $692 | $121 |
| 2020-04-16 | $571 | $694 | $123 |
| 2020-04-15 | $568 | $695 | $126 |
| 2020-04-14 | $569 | $688 | $119 |
| 2020-04-13 | $567 | $695 | $128 |
| 2020-04-10 | $568 | $688 | $120 |
| 2020-04-09 | $566 | $695 | $129 |
| 2020-04-08 | $574 | $699 | $125 |
| 2020-04-07 | $568 | $685 | $117 |
| 2020-04-06 | $559 | $683 | $124 |
| 2020-04-03 | $555 | $682 | $127 |
| 2020-04-02 | $554 | $679 | $125 |
| 2020-04-01 | $555 | $678 | $122 |
| 2020-03-31 | $550 | $671 | $120 |
| 2020-03-30 | $548 | $672 | $124 |
| 2020-03-27 | $546 | $685 | $139 |
| 2020-03-26 | $567 | $699 | $131 |
| 2020-03-25 | $549 | $666 | $117 |
| 2020-03-24 | $526 | $645 | $119 |
| 2020-03-23 | $519 | $648 | $129 |
| 2020-03-20 | $512 | $642 | $130 |
| 2020-03-19 | $508 | $632 | $125 |
| 2020-03-18 | $514 | $637 | $124 |
| 2020-03-17 | $516 | $653 | $137 |
| 2020-03-16 | $512 | $651 | $139 |
| 2020-03-13 | $504 | $654 | $150 |
| 2020-03-12 | $502 | $644 | $142 |
| 2020-03-11 | $511 | $633 | $122 |
| 2020-03-10 | $513 | $648 | $135 |
| 2020-03-09 | $520 | $646 | $126 |
| 2020-03-06 | $520 | $645 | $125 |
| 2020-03-05 | $519 | $641 | $123 |
| 2020-03-04 | $510 | $640 | $130 |
| 2020-03-03 | $512 | $635 | $123 |
| 2020-03-02 | $502 | $637 | $135 |
| 2020-02-28 | $498 | $621 | $123 |
| 2020-02-27 | $505 | $633 | $128 |
| 2020-02-26 | $504 | $628 | $124 |
| 2020-02-25 | $508 | $639 | $131 |
| 2020-02-24 | $503 | $624 | $121 |
| 2020-02-21 | $509 | $628 | $119 |
| 2020-02-20 | $507 | $630 | $123 |
| 2020-02-19 | $505 | $628 | $124 |
| 2020-02-18 | $502 | $625 | $123 |
| 2020-02-17 | $503 | $634 | $131 |
| 2020-02-14 | $500 | $622 | $122 |
| 2020-02-13 | $499 | $622 | $124 |
| 2020-02-12 | $501 | $634 | $134 |
| 2020-02-11 | $510 | $629 | $120 |
| 2020-02-10 | $505 | $626 | $121 |
| 2020-02-07 | $505 | $630 | $125 |
| 2020-02-06 | $509 | $634 | $125 |
| 2020-02-05 | $503 | $628 | $125 |
| 2020-02-04 | $504 | $644 | $140 |
| 2020-02-03 | $501 | $627 | $127 |
| 2020-01-31 | $498 | $619 | $121 |
| 2020-01-30 | $495 | $613 | $118 |
| 2020-01-29 | $496 | $617 | $121 |
| 2020-01-28 | $499 | $619 | $121 |
| 2020-01-27 | $492 | $613 | $121 |
| 2020-01-24 | $490 | $615 | $125 |
| 2020-01-23 | $494 | $618 | $124 |
| 2020-01-22 | $499 | $626 | $127 |
| 2020-01-21 | $494 | $614 | $120 |
| 2020-01-20 | $499 | $618 | $118 |
| 2020-01-17 | $499 | $624 | $126 |
| 2020-01-16 | $495 | $632 | $137 |
| 2020-01-15 | $509 | $631 | $123 |
| 2020-01-14 | $508 | $628 | $120 |
| 2020-01-13 | $504 | $625 | $121 |
| 2020-01-10 | $497 | $625 | $128 |
| 2020-01-09 | $503 | $628 | $125 |
| 2020-01-08 | $494 | $616 | $121 |
| 2020-01-07 | $496 | $622 | $126 |
| 2020-01-06 | $495 | $614 | $119 |
| 2020-01-03 | $497 | $628 | $131 |
| 2020-01-02 | $506 | $631 | $125 |
| 2019-12-31 | $504 | $642 | $137 |
| 2019-12-30 | $505 | $635 | $130 |
| 2019-12-27 | $516 | $639 | $123 |
| 2019-12-26 | $511 | $636 | $125 |
| 2019-12-25 | $513 | $634 | $122 |
| 2019-12-24 | $514 | $636 | $122 |
| 2019-12-23 | $514 | $636 | $122 |
| 2019-12-20 | $514 | $636 | $122 |
| 2019-12-19 | $514 | $637 | $123 |
| 2019-12-18 | $515 | $635 | $121 |
| 2019-12-17 | $517 | $638 | $121 |
| 2019-12-16 | $516 | $638 | $122 |
| 2019-12-13 | $512 | $635 | $123 |
| 2019-12-12 | $506 | $627 | $120 |
| 2019-12-11 | $508 | $629 | $121 |
| 2019-12-10 | $508 | $628 | $121 |
| 2019-12-09 | $508 | $635 | $127 |
| 2019-12-06 | $509 | $633 | $124 |
| 2019-12-05 | $507 | $626 | $120 |
| 2019-12-04 | $507 | $628 | $121 |
| 2019-12-03 | $512 | $635 | $123 |
| 2019-12-02 | $514 | $635 | $121 |
| 2019-11-29 | $505 | $625 | $120 |
| 2019-11-28 | $507 | $644 | $137 |
| 2019-11-27 | $505 | $630 | $124 |
| 2019-11-26 | $509 | $634 | $125 |
| 2019-11-25 | $507 | $630 | $123 |
| 2019-11-22 | $507 | $627 | $121 |
| 2019-11-21 | $507 | $628 | $120 |
| 2019-11-20 | $510 | $631 | $121 |
| 2019-11-19 | $512 | $634 | $122 |
| 2019-11-18 | $513 | $633 | $120 |
| 2019-11-15 | $511 | $631 | $120 |
| 2019-11-14 | $510 | $631 | $121 |
| 2019-11-13 | $512 | $634 | $121 |
| 2019-11-12 | $513 | $634 | $121 |
| 2019-11-11 | $509 | $644 | $135 |
| 2019-11-08 | $508 | $632 | $123 |
| 2019-11-07 | $509 | $629 | $120 |
| 2019-11-06 | $504 | $624 | $120 |
| 2019-11-05 | $503 | $624 | $121 |
| 2019-11-04 | $503 | $623 | $121 |
| 2019-11-01 | $501 | $624 | $123 |
| 2019-10-31 | $501 | $621 | $120 |
| 2019-10-30 | $500 | $621 | $120 |
| 2019-10-29 | $500 | $620 | $120 |
| 2019-10-28 | $497 | $619 | $122 |
| 2019-10-25 | $499 | $621 | $123 |
| 2019-10-24 | $502 | $628 | $125 |
| 2019-10-23 | $505 | $626 | $120 |
CFTC Regulation 1.55(o)(1)(iv) Disclosure12/31/2014
CFTC Computation Details
Securities Customer Reserve, pursuant to the SEC rule 15c3-3
All $s in millions.
| Date | Requirement | Funds Segregated | Excess |
|---|
| 2020-10-22 | $24,405 | $24,660 | $255 |
| 2020-10-21 | $24,726 | $24,956 | $230 |
| 2020-10-20 | $24,791 | $25,032 | $240 |
| 2020-10-19 | $24,682 | $24,928 | $246 |
| 2020-10-16 | $24,770 | $25,011 | $241 |
| 2020-10-15 | $24,480 | $24,724 | $243 |
| 2020-10-14 | $24,719 | $24,963 | $244 |
| 2020-10-13 | $24,652 | $24,902 | $250 |
| 2020-10-12 | $24,930 | $25,207 | $277 |
| 2020-10-09 | $24,633 | $25,173 | $540 |
| 2020-10-08 | $24,932 | $25,173 | $241 |
| 2020-10-07 | $24,593 | $24,856 | $263 |
| 2020-10-06 | $24,906 | $25,129 | $223 |
| 2020-10-05 | $24,882 | $25,144 | $263 |
| 2020-10-02 | $25,441 | $25,652 | $211 |
| 2020-10-01 | $25,567 | $25,810 | $243 |
| 2020-09-30 | $25,313 | $25,567 | $254 |
| 2020-09-29 | $25,436 | $25,663 | $227 |
| 2020-09-28 | $25,473 | $25,733 | $260 |
| 2020-09-25 | $25,399 | $25,650 | $252 |
| 2020-09-24 | $24,871 | $25,123 | $253 |
| 2020-09-23 | $24,876 | $25,128 | $252 |
| 2020-09-22 | $24,758 | $25,005 | $247 |
| 2020-09-21 | $25,023 | $25,278 | $254 |
| 2020-09-18 | $25,275 | $25,530 | $256 |
| 2020-09-17 | $25,561 | $25,805 | $244 |
| 2020-09-16 | $25,779 | $26,028 | $250 |
| 2020-09-15 | $26,185 | $26,433 | $248 |
| 2020-09-14 | $26,257 | $26,503 | $246 |
| 2020-09-11 | $26,430 | $26,671 | $241 |
| 2020-09-10 | $26,711 | $26,968 | $258 |
| 2020-09-09 | $27,152 | $27,408 | $256 |
| 2020-09-08 | $27,813 | $28,060 | $247 |
| 2020-09-07 | $27,144 | $27,410 | $266 |
| 2020-09-03 | $26,676 | $26,888 | $212 |
| 2020-09-02 | $26,775 | $27,031 | $257 |
| 2020-09-01 | $26,805 | $27,056 | $252 |
| 2020-08-31 | $26,991 | $27,253 | $262 |
| 2020-08-28 | $26,797 | $27,040 | $243 |
| 2020-08-27 | $26,819 | $27,088 | $268 |
| 2020-08-26 | $27,107 | $27,335 | $228 |
| 2020-08-25 | $27,178 | $27,429 | $251 |
| 2020-08-24 | $26,405 | $26,643 | $238 |
| 2020-08-21 | $26,109 | $26,350 | $242 |
| 2020-08-20 | $26,148 | $26,397 | $250 |
| 2020-08-19 | $26,195 | $26,456 | $262 |
| 2020-08-18 | $26,714 | $26,956 | $242 |
| 2020-08-17 | $26,952 | $27,213 | $261 |
| 2020-08-14 | $27,059 | $27,363 | $304 |
| 2020-08-13 | $27,050 | $27,309 | $260 |
| 2020-08-12 | $26,819 | $27,049 | $230 |
| 2020-08-11 | $26,949 | $27,182 | $233 |
| 2020-08-10 | $26,679 | $26,902 | $224 |
| 2020-08-07 | $26,839 | $27,081 | $242 |
| 2020-08-06 | $26,580 | $26,817 | $237 |
| 2020-08-05 | $26,408 | $26,663 | $254 |
| 2020-08-04 | $26,698 | $26,929 | $232 |
| 2020-08-03 | $27,052 | $27,322 | $269 |
| 2020-07-31 | $26,841 | $27,091 | $250 |
| 2020-07-30 | $27,140 | $27,404 | $264 |
| 2020-07-29 | $27,330 | $27,589 | $259 |
| 2020-07-28 | $27,569 | $27,833 | $264 |
| 2020-07-27 | $27,394 | $27,663 | $269 |
| 2020-07-24 | $27,129 | $27,365 | $236 |
| 2020-07-23 | $27,236 | $27,485 | $249 |
| 2020-07-22 | $27,131 | $27,388 | $256 |
| 2020-07-21 | $27,404 | $27,652 | $248 |
| 2020-07-20 | $27,689 | $27,944 | $255 |
| 2020-07-17 | $27,772 | $28,024 | $253 |
| 2020-07-16 | $27,726 | $27,972 | $246 |
| 2020-07-15 | $27,817 | $28,076 | $259 |
| 2020-07-14 | $27,754 | $28,009 | $255 |
| 2020-07-13 | $27,587 | $27,829 | $243 |
| 2020-07-10 | $28,222 | $28,480 | $259 |
| 2020-07-09 | $28,100 | $28,327 | $227 |
| 2020-07-08 | $27,814 | $28,088 | $274 |
| 2020-07-07 | $28,344 | $28,579 | $235 |
| 2020-07-06 | $28,532 | $28,811 | $278 |
| 2020-07-03 | $28,741 | $28,969 | $228 |
| 2020-07-01 | $29,015 | $29,282 | $267 |
| 2020-06-30 | $29,279 | $29,508 | $229 |
| 2020-06-29 | $29,628 | $29,873 | $245 |
| 2020-06-26 | $30,278 | $30,542 | $264 |
| 2020-06-25 | $29,506 | $29,790 | $283 |
| 2020-06-24 | $29,425 | $29,672 | $247 |
| 2020-06-23 | $29,455 | $29,723 | $268 |
| 2020-06-22 | $28,442 | $28,692 | $250 |
| 2020-06-19 | $28,550 | $28,792 | $242 |
| 2020-06-18 | $28,865 | $29,117 | $252 |
| 2020-06-17 | $29,733 | $29,998 | $265 |
| 2020-06-16 | $29,735 | $29,994 | $259 |
| 2020-06-15 | $30,420 | $30,659 | $238 |
| 2020-06-12 | $29,289 | $29,535 | $245 |
| 2020-06-11 | $29,776 | $30,005 | $229 |
| 2020-06-10 | $30,200 | $30,488 | $288 |
| 2020-06-09 | $30,122 | $30,435 | $313 |
| 2020-06-08 | $29,166 | $29,765 | $599 |
| 2020-06-05 | $28,637 | $28,913 | $275 |
| 2020-06-04 | $28,997 | $29,182 | $185 |
| 2020-06-03 | $29,126 | $29,337 | $211 |
| 2020-06-02 | $29,438 | $29,633 | $196 |
| 2020-06-01 | $29,294 | $29,530 | $235 |
| 2020-05-29 | $29,099 | $29,345 | $247 |
| 2020-05-28 | $29,506 | $29,797 | $291 |
| 2020-05-27 | $29,714 | $29,961 | $247 |
| 2020-05-26 | $29,711 | $29,966 | $255 |
| 2020-05-25 | $29,325 | $29,557 | $232 |
| 2020-05-21 | $29,636 | $29,901 | $264 |
| 2020-05-20 | $29,673 | $29,937 | $264 |
| 2020-05-19 | $29,812 | $30,068 | $257 |
| 2020-05-18 | $29,666 | $29,937 | $271 |
| 2020-05-15 | $30,007 | $30,187 | $180 |
| 2020-05-14 | $29,789 | $30,034 | $244 |
| 2020-05-13 | $30,009 | $30,269 | $259 |
| 2020-05-12 | $30,218 | $30,494 | $276 |
| 2020-05-11 | $29,812 | $30,102 | $290 |
| 2020-05-08 | $29,542 | $29,751 | $209 |
| 2020-05-07 | $29,549 | $29,767 | $217 |
| 2020-05-06 | $29,540 | $29,874 | $334 |
| 2020-05-05 | $29,452 | $29,671 | $220 |
| 2020-05-04 | $29,761 | $30,010 | $249 |
| 2020-05-01 | $29,752 | $30,016 | $264 |
| 2020-04-30 | $30,064 | $30,313 | $249 |
| 2020-04-29 | $29,645 | $29,878 | $234 |
| 2020-04-28 | $30,018 | $30,300 | $282 |
| 2020-04-27 | $30,079 | $30,384 | $305 |
| 2020-04-24 | $29,975 | $30,167 | $191 |
| 2020-04-23 | $30,425 | $30,678 | $253 |
| 2020-04-22 | $30,255 | $30,522 | $267 |
| 2020-04-21 | $30,538 | $30,752 | $214 |
| 2020-04-20 | $30,429 | $30,703 | $274 |
| 2020-04-17 | $30,460 | $30,731 | $271 |
| 2020-04-16 | $30,489 | $30,738 | $250 |
| 2020-04-15 | $30,432 | $30,689 | $257 |
| 2020-04-14 | $30,923 | $31,258 | $335 |
| 2020-04-13 | $30,362 | $30,636 | $274 |
| 2020-04-10 | $30,443 | $30,667 | $224 |
| 2020-04-08 | $29,994 | $30,340 | $345 |
| 2020-04-07 | $29,853 | $30,122 | $270 |
| 2020-04-06 | $29,413 | $29,599 | $187 |
| 2020-04-03 | $29,189 | $29,388 | $199 |
| 2020-04-02 | $29,280 | $29,550 | $270 |
| 2020-04-01 | $28,629 | $28,886 | $256 |
| 2020-03-31 | $28,069 | $28,413 | $343 |
| 2020-03-30 | $28,629 | $29,022 | $393 |
| 2020-03-27 | $28,431 | $28,698 | $267 |
| 2020-03-26 | $28,670 | $29,029 | $358 |
| 2020-03-25 | $28,164 | $28,478 | $314 |
| 2020-03-24 | $28,157 | $28,420 | $263 |
| 2020-03-23 | $27,455 | $27,638 | $184 |
| 2020-03-20 | $27,737 | $28,170 | $433 |
| 2020-03-19 | $26,756 | $27,235 | $478 |
| 2020-03-18 | $26,309 | $26,607 | $298 |
| 2020-03-17 | $25,011 | $25,188 | $177 |
| 2020-03-16 | $24,052 | $24,205 | $153 |
| 2020-03-13 | $22,541 | $22,953 | $413 |
| 2020-03-12 | $22,324 | $22,535 | $212 |
| 2020-03-11 | $22,588 | $22,850 | $262 |
| 2020-03-10 | $21,449 | $21,690 | $241 |
| 2020-03-09 | $21,318 | $21,505 | $187 |
| 2020-03-06 | $20,799 | $21,121 | $322 |
| 2020-03-05 | $21,050 | $21,372 | $321 |
| 2020-03-04 | $20,634 | $20,981 | $346 |
| 2020-03-03 | $20,626 | $20,889 | $262 |
| 2020-03-02 | $19,493 | $19,855 | $362 |
| 2020-02-28 | $18,571 | $18,866 | $296 |
| 2020-02-27 | $18,802 | $19,157 | $355 |
| 2020-02-26 | $18,126 | $18,416 | $289 |
| 2020-02-25 | $17,550 | $17,810 | $260 |
| 2020-02-24 | $18,017 | $18,309 | $292 |
| 2020-02-21 | $17,470 | $17,779 | $308 |
| 2020-02-20 | $17,688 | $17,962 | $274 |
| 2020-02-19 | $17,774 | $18,050 | $276 |
| 2020-02-18 | $17,783 | $18,027 | $244 |
| 2020-02-17 | $17,938 | $18,204 | $266 |
| 2020-02-13 | $18,048 | $18,308 | $260 |
| 2020-02-12 | $18,114 | $18,370 | $256 |
| 2020-02-11 | $18,265 | $18,497 | $231 |
| 2020-02-10 | $17,888 | $18,120 | $231 |
| 2020-02-07 | $17,997 | $18,270 | $273 |
| 2020-02-06 | $18,530 | $18,813 | $284 |
| 2020-02-05 | $18,903 | $19,155 | $253 |
| 2020-02-04 | $18,939 | $19,156 | $217 |
| 2020-02-03 | $18,673 | $18,884 | $211 |
| 2020-01-31 | $18,835 | $19,074 | $239 |
| 2020-01-30 | $19,238 | $19,549 | $311 |
| 2020-01-29 | $18,987 | $19,248 | $261 |
| 2020-01-28 | $19,100 | $19,383 | $283 |
| 2020-01-27 | $19,273 | $19,504 | $231 |
| 2020-01-24 | $19,209 | $19,515 | $305 |
| 2020-01-23 | $19,687 | $19,960 | $273 |
| 2020-01-22 | $19,972 | $20,241 | $269 |
| 2020-01-21 | $16,815 | $17,066 | $251 |
| 2020-01-20 | $16,716 | $16,996 | $280 |
| 2020-01-16 | $16,799 | $17,056 | $257 |
| 2020-01-15 | $16,099 | $16,339 | $239 |
| 2020-01-14 | $16,900 | $17,169 | $269 |
| 2020-01-13 | $16,503 | $16,777 | $274 |
| 2020-01-10 | $15,817 | $16,059 | $242 |
| 2020-01-09 | $15,557 | $15,834 | $277 |
| 2020-01-08 | $15,760 | $16,005 | $246 |
| 2020-01-07 | $15,476 | $15,712 | $236 |
| 2020-01-06 | $14,727 | $14,975 | $248 |
| 2020-01-03 | $14,769 | $15,015 | $246 |
| 2020-01-02 | $14,979 | $15,262 | $282 |
| 2019-12-31 | $14,614 | $14,899 | $285 |
| 2019-12-30 | $14,658 | $14,899 | $240 |
| 2019-12-27 | $15,104 | $15,351 | $247 |
| 2019-12-26 | $15,758 | $16,030 | $272 |
| 2019-12-25 | $16,426 | $16,679 | $253 |
| 2019-12-23 | $16,980 | $17,244 | $264 |
| 2019-12-20 | $17,094 | $17,335 | $242 |
| 2019-12-19 | $17,054 | $17,301 | $247 |
| 2019-12-18 | $17,185 | $17,442 | $258 |
| 2019-12-17 | $16,586 | $16,822 | $235 |
| 2019-12-16 | $16,094 | $16,349 | $255 |
| 2019-12-13 | $16,980 | $17,201 | $221 |
| 2019-12-12 | $17,191 | $17,481 | $290 |
| 2019-12-11 | $17,546 | $17,753 | $207 |
| 2019-12-10 | $17,129 | $17,400 | $271 |
| 2019-12-09 | $16,887 | $17,124 | $236 |
| 2019-12-06 | $17,350 | $17,605 | $255 |
| 2019-12-05 | $17,771 | $17,998 | $226 |
| 2019-12-04 | $17,485 | $17,723 | $238 |
| 2019-12-03 | $17,584 | $17,809 | $225 |
| 2019-12-02 | $17,600 | $17,904 | $305 |
| 2019-11-29 | $17,572 | $17,809 | $237 |
| 2019-11-28 | $17,606 | $17,853 | $247 |
| 2019-11-26 | $17,615 | $17,848 | $234 |
| 2019-11-25 | $17,728 | $17,992 | $264 |
| 2019-11-22 | $17,873 | $18,126 | $253 |
| 2019-11-21 | $18,332 | $18,577 | $245 |
| 2019-11-20 | $18,133 | $18,373 | $239 |
| 2019-11-19 | $18,301 | $18,576 | $275 |
| 2019-11-18 | $18,454 | $18,714 | $261 |
| 2019-11-15 | $18,433 | $18,697 | $264 |
| 2019-11-14 | $18,934 | $19,169 | $235 |
| 2019-11-13 | $19,054 | $19,337 | $283 |
| 2019-11-12 | $19,296 | $19,567 | $271 |
| 2019-11-11 | $19,160 | $19,413 | $252 |
| 2019-11-08 | $19,095 | $19,723 | $628 |
| 2019-11-07 | $19,473 | $19,723 | $250 |
| 2019-11-06 | $19,098 | $19,289 | $191 |
| 2019-11-05 | $19,330 | $19,605 | $274 |
| 2019-11-04 | $18,969 | $19,185 | $216 |
| 2019-11-01 | $18,936 | $19,156 | $219 |
| 2019-10-31 | $19,049 | $19,288 | $239 |
| 2019-10-30 | $18,770 | $19,071 | $301 |
| 2019-10-29 | $18,854 | $19,134 | $280 |
| 2019-10-28 | $18,608 | $18,863 | $256 |
| 2019-10-25 | $18,692 | $18,922 | $229 |
| 2019-10-24 | $18,632 | $18,864 | $232 |
| 2019-10-23 | $18,565 | $18,815 | $250 |
The below table provides concentration statistics of IB's domestic and foreign commodities funds owed to customers, as indicated by the smallest number of IB customers that make up 50% of these amounts.
"N/A" in the table below indicates a settlement holiday.
| Date | Domestic Segregated | Foreign Secured |
|---|---|---|
| Smallest number of customers that comprise 50% of the funds owed to customers | ||
| 2020-10-23 | 431 | 28 |
| 2020-10-22 | 434 | 28 |
| 2020-10-21 | 443 | 28 |
| 2020-10-20 | 441 | 27 |
| 2020-10-19 | 443 | 27 |
| 2020-10-16 | 451 | 26 |
| 2020-10-15 | 454 | 26 |
| 2020-10-14 | 446 | 26 |
| 2020-10-13 | 454 | 26 |
| 2020-10-12 | 463 | 26 |
| 2020-10-09 | 448 | 27 |
| 2020-10-08 | 447 | 28 |
| 2020-10-07 | 460 | 28 |
| 2020-10-06 | 446 | 29 |
| 2020-10-05 | 445 | 31 |
| 2020-10-02 | 462 | 31 |
| 2020-10-01 | 457 | 31 |
| 2020-09-30 | 455 | 30 |
| 2020-09-29 | 459 | 30 |
| 2020-09-28 | 457 | 29 |
| 2020-09-25 | 463 | 30 |
| 2020-09-24 | 461 | 29 |
| 2020-09-23 | 465 | 29 |
| 2020-09-22 | 454 | 29 |
| 2020-09-21 | 450 | 29 |
| 2020-09-18 | 428 | 29 |
| 2020-09-17 | 436 | 30 |
| 2020-09-16 | 432 | 30 |
| 2020-09-15 | 437 | 30 |
| 2020-09-14 | 432 | 31 |
| 2020-09-11 | 431 | 31 |
| 2020-09-10 | 433 | 32 |
| 2020-09-09 | 436 | 32 |
| 2020-09-08 | 423 | 31 |
| 2020-09-07 | 430 | 32 |
| 2020-09-04 | 434 | 31 |
| 2020-09-03 | 441 | 30 |
| 2020-09-02 | 451 | 29 |
| 2020-09-01 | 446 | 31 |
| 2020-08-31 | 442 | 31 |
| 2020-08-28 | 445 | 30 |
| 2020-08-27 | 451 | 31 |
| 2020-08-26 | 438 | 31 |
| 2020-08-25 | 444 | 30 |
| 2020-08-24 | 450 | 30 |
| 2020-08-21 | 449 | 31 |
| 2020-08-20 | 452 | 31 |
| 2020-08-19 | 457 | 30 |
| 2020-08-18 | 445 | 30 |
| 2020-08-17 | 443 | 30 |
| 2020-08-14 | 460 | 31 |
| 2020-08-13 | 452 | 31 |
| 2020-08-12 | 464 | 31 |
| 2020-08-11 | 476 | 31 |
| 2020-08-10 | 459 | 32 |
| 2020-08-07 | 478 | 32 |
| 2020-08-06 | 462 | 32 |
| 2020-08-05 | 462 | 32 |
| 2020-08-04 | 451 | 32 |
| 2020-08-03 | 466 | 32 |
| 2020-07-31 | 461 | 33 |
| 2020-07-30 | 456 | 32 |
| 2020-07-29 | 458 | 31 |
| 2020-07-28 | 452 | 31 |
| 2020-07-27 | 453 | 31 |
| 2020-07-24 | 460 | 32 |
| 2020-07-23 | 478 | 31 |
| 2020-07-22 | 455 | 31 |
| 2020-07-21 | 451 | 32 |
| 2020-07-20 | 437 | 32 |
| 2020-07-17 | 424 | 33 |
| 2020-07-16 | 422 | 33 |
| 2020-07-15 | 418 | 34 |
| 2020-07-14 | 421 | 37 |
| 2020-07-13 | 424 | 38 |
| 2020-07-10 | 417 | 40 |
| 2020-07-09 | 426 | 42 |
| 2020-07-08 | 420 | 41 |
| 2020-07-07 | 422 | 41 |
| 2020-07-06 | 422 | 41 |
| 2020-07-03 | 417 | 42 |
| 2020-07-02 | 412 | 41 |
| 2020-07-01 | 415 | 41 |
| 2020-06-30 | 420 | 39 |
| 2020-06-29 | 423 | 39 |
| 2020-06-26 | 423 | 40 |
| 2020-06-25 | 419 | 41 |
| 2020-06-24 | 441 | 41 |
| 2020-06-23 | 440 | 41 |
| 2020-06-22 | 430 | 40 |
| 2020-06-19 | 454 | 40 |
| 2020-06-18 | 443 | 41 |
| 2020-06-17 | 446 | 42 |
| 2020-06-16 | 425 | 42 |
| 2020-06-15 | 419 | 42 |
| 2020-06-12 | 432 | 42 |
| 2020-06-11 | 439 | 42 |
| 2020-06-10 | 415 | 40 |
| 2020-06-09 | 406 | 40 |
| 2020-06-08 | 415 | 39 |
| 2020-06-05 | 418 | 40 |
| 2020-06-04 | 414 | 40 |
| 2020-06-03 | 418 | 42 |
| 2020-06-02 | 418 | 43 |
| 2020-06-01 | 432 | 43 |
| 2020-05-29 | 415 | 42 |
| 2020-05-28 | 429 | 42 |
| 2020-05-27 | 430 | 43 |
| 2020-05-26 | 425 | 43 |
| 2020-05-25 | 432 | 43 |
| 2020-05-22 | 428 | 43 |
| 2020-05-21 | 431 | 43 |
| 2020-05-20 | 437 | 44 |
| 2020-05-19 | 435 | 44 |
| 2020-05-18 | 454 | 44 |
| 2020-05-15 | 452 | 46 |
| 2020-05-14 | 464 | 45 |
| 2020-05-13 | 459 | 44 |
| 2020-05-12 | 454 | 43 |
| 2020-05-11 | 354 | 43 |
| 2020-05-08 | 358 | 43 |
| 2020-05-07 | 350 | 43 |
| 2020-05-06 | 348 | 44 |
| 2020-05-05 | 333 | 43 |
| 2020-05-04 | 325 | 43 |
| 2020-05-01 | 324 | 42 |
| 2020-04-30 | 326 | 42 |
| 2020-04-29 | 326 | 41 |
| 2020-04-28 | 322 | 43 |
| 2020-04-27 | 317 | 44 |
| 2020-04-24 | 329 | 44 |
| 2020-04-23 | 320 | 44 |
| 2020-04-22 | 313 | 44 |
| 2020-04-21 | 296 | 45 |
| 2020-04-20 | 294 | 45 |
| 2020-04-17 | 283 | 45 |
| 2020-04-16 | 278 | 45 |
| 2020-04-15 | 277 | 45 |
| 2020-04-14 | 282 | 45 |
| 2020-04-13 | 282 | 46 |
| 2020-04-10 | 281 | 47 |
| 2020-04-09 | 287 | 47 |
| 2020-04-08 | 284 | 46 |
| 2020-04-07 | 278 | 47 |
| 2020-04-06 | 278 | 47 |
| 2020-04-03 | 268 | 46 |
| 2020-04-02 | 271 | 46 |
| 2020-04-01 | 254 | 46 |
| 2020-03-31 | 260 | 46 |
| 2020-03-30 | 276 | 45 |
| 2020-03-27 | 283 | 47 |
| 2020-03-26 | 294 | 43 |
| 2020-03-25 | 299 | 46 |
| 2020-03-24 | 309 | 49 |
| 2020-03-23 | 301 | 50 |
| 2020-03-20 | 310 | 50 |
| 2020-03-19 | 312 | 52 |
| 2020-03-18 | 307 | 51 |
| 2020-03-17 | 304 | 51 |
| 2020-03-16 | 302 | 53 |
| 2020-03-13 | 329 | 53 |
| 2020-03-12 | 300 | 54 |
| 2020-03-11 | 338 | 50 |
| 2020-03-10 | 352 | 48 |
| 2020-03-09 | 309 | 46 |
| 2020-03-06 | 388 | 47 |
| 2020-03-05 | 423 | 46 |
| 2020-03-04 | 437 | 45 |
| 2020-03-03 | 462 | 44 |
| 2020-03-02 | 462 | 44 |
| 2020-02-28 | 477 | 43 |
| 2020-02-27 | 474 | 43 |
| 2020-02-26 | 471 | 44 |
| 2020-02-25 | 466 | 44 |
| 2020-02-24 | 448 | 45 |
| 2020-02-21 | 426 | 43 |
| 2020-02-20 | 424 | 43 |
| 2020-02-19 | 414 | 43 |
| 2020-02-18 | 421 | 43 |
| 2020-02-17 | 427 | 43 |
| 2020-02-14 | 427 | 43 |
| 2020-02-13 | 430 | 43 |
| 2020-02-12 | 430 | 44 |
| 2020-02-11 | 428 | 43 |
| 2020-02-10 | 423 | 43 |
| 2020-02-07 | 427 | 43 |
| 2020-02-06 | 425 | 44 |
| 2020-02-05 | 433 | 45 |
| 2020-02-04 | 432 | 44 |
| 2020-02-03 | 442 | 44 |
| 2020-01-31 | 440 | 43 |
| 2020-01-30 | 433 | 42 |
| 2020-01-29 | 433 | 43 |
| 2020-01-28 | 439 | 42 |
| 2020-01-27 | 465 | 42 |
| 2020-01-24 | 447 | 42 |
| 2020-01-23 | 443 | 43 |
| 2020-01-22 | 444 | 43 |
| 2020-01-21 | 439 | 44 |
| 2020-01-20 | 429 | 44 |
| 2020-01-17 | 427 | 44 |
| 2020-01-16 | 433 | 44 |
| 2020-01-15 | 437 | 43 |
| 2020-01-14 | 440 | 43 |
| 2020-01-13 | 438 | 44 |
| 2020-01-10 | 446 | 44 |
| 2020-01-09 | 421 | 41 |
| 2020-01-08 | 428 | 43 |
| 2020-01-07 | 423 | 43 |
| 2020-01-06 | 416 | 45 |
| 2020-01-03 | 417 | 44 |
| 2020-01-02 | 393 | 42 |
| 2019-12-31 | 399 | 42 |
| 2019-12-30 | 411 | 43 |
| 2019-12-27 | 400 | 41 |
| 2019-12-26 | 398 | 42 |
| 2019-12-25 | 403 | 42 |
| 2019-12-24 | 404 | 42 |
| 2019-12-23 | 410 | 42 |
| 2019-12-20 | 410 | 41 |
| 2019-12-19 | 411 | 41 |
| 2019-12-18 | 408 | 41 |
| 2019-12-17 | 412 | 40 |
| 2019-12-16 | 424 | 40 |
| 2019-12-13 | 432 | 40 |
| 2019-12-12 | 436 | 40 |
| 2019-12-11 | 441 | 40 |
| 2019-12-10 | 446 | 40 |
| 2019-12-09 | 426 | 40 |
| 2019-12-06 | 429 | 40 |
| 2019-12-05 | 454 | 41 |
| 2019-12-04 | 436 | 40 |
| 2019-12-03 | 438 | 40 |
| 2019-12-02 | 435 | 40 |
| 2019-11-29 | 423 | 40 |
| 2019-11-28 | 407 | 40 |
| 2019-11-27 | 411 | 40 |
| 2019-11-26 | 408 | 40 |
| 2019-11-25 | 412 | 41 |
| 2019-11-22 | 422 | 41 |
| 2019-11-21 | 425 | 41 |
| 2019-11-20 | 424 | 41 |
| 2019-11-19 | 421 | 42 |
| 2019-11-18 | 429 | 42 |
| 2019-11-15 | 427 | 42 |
| 2019-11-14 | 437 | 42 |
| 2019-11-13 | 433 | 42 |
| 2019-11-12 | 431 | 42 |
| 2019-11-11 | 432 | 43 |
| 2019-11-08 | 434 | 42 |
| 2019-11-07 | 432 | 42 |
| 2019-11-06 | 424 | 42 |
| 2019-11-05 | 411 | 42 |
| 2019-11-04 | 412 | 41 |
| 2019-11-01 | 420 | 42 |
| 2019-10-31 | 443 | 41 |
| 2019-10-30 | 443 | 42 |
| 2019-10-29 | 444 | 41 |
| 2019-10-28 | 453 | 42 |
| 2019-10-25 | 458 | 42 |
| 2019-10-24 | 466 | 42 |
| 2019-10-23 | 473 | 43 |
IB does not conduct proprietary trading. However, certain IB affiliates (defined as entities under common control and employees of the firm) hold accounts with IB to trade for their own purposes. For regulatory purposes, IB's affiliates are not treated as customers.
The table below reports the last 12 months of margin requirements for affiliate accounts conducting proprietary trading as a percent of total margin requirements for IB's customers.
All $s in millions.
| Month End | Affiliate Proprietary Margin Requirement | Total Customer Margin Requirement | Affiliate Proprietary Margin Requirement as % of Total Customer Margin Requirement |
|---|---|---|---|
| 2020-09 | $10 | $1,835 | 0.55% |
| 2020-08 | $10 | $1,986 | 0.51% |
| 2020-07 | $10 | $2,012 | 0.49% |
| 2020-06 | $10 | $2,016 | 0.51% |
| 2020-05 | $10 | $2,093 | 0.48% |
| 2020-04 | $11 | $1,872 | 0.58% |
| 2020-03 | $11 | $1,562 | 0.72% |
| 2020-02 | $4 | $1,283 | 0.28% |
| 2020-01 | $5 | $1,456 | 0.34% |
| 2019-12 | $3 | $1,289 | 0.26% |
| 2019-11 | $5 | $1,395 | 0.35% |
| 2019-10 | $5 | $1,359 | 0.39% |
Regulatory Disclosures
Please click below for the Interactive Brokers Firm Specific Disclosure Document required by CFTC Rule 1.55(k).
Interactive Brokers LLC Firm Specific Disclosure Document pursuant to CFTC Rule 1.55(k) and NFA Rule 2-36(n)
Additional Information
Additional information is available on the National Futures Association website by searching for Interactive Brokers LLC in NFA's BASIC system (http://www.nfa.futures.org/basicnet/), clicking on "Interactive Brokers LLC", then "View Financial Information" and then viewing the data available under FCM Capital Report (Updated Monthly), FCM Customer Segregated Funds Report (Updated Semi-Monthly), FCM Customer Secured Amount Funds Report (Updated Semi-Monthly), FCM Cleared Swaps Customer Collateral Report (Updated Semi-Monthly).
Additional financial information on all futures commission merchants is available from the Commodity Futures Trading Commission here.