Interactive Brokers Regulatory Information
Interactive Brokers LLC ("IB") is an agency only, direct market access broker that provides execution, clearance, settlement and prime brokerage for customers. Our business encompasses securities and commodities brokerage. IB does not engage in proprietary trading.
As a registered Futures Commission Merchant ("FCM"), IB is subject to the Commodity Exchange Act and rules promulgated by the Commodity Futures Trading Commission ("CFTC"), the National Futures Association ("NFA") and the various commodity exchanges of which we are members.
As a registered U.S. broker dealer, IB is subject to the rules and regulations of the Securities Exchange Act of 1934 (the "Exchange Act") and other rules promulgated by the Securities and Exchange Commission ("SEC"), the Financial Industry Regulatory Authority ("FINRA") and the rules of various securities exchanges of which we are members.
Financial Information
Equity and regulatory capital for the past 12 months:
All $s in millions.
| Month End | Total Equity | Adjusted Net Capital (Tentative Net Capital) | Net Capital | Excess Net Capital |
|---|---|---|---|---|
| 2021-07 | $6,172 | $5,249 | $5,248 | $4,349 |
| 2021-06 | $6,054 | $4,833 | $4,831 | $3,919 |
| 2021-05 | $5,976 | $5,366 | $5,363 | $4,527 |
| 2021-04 | $5,860 | $5,089 | $5,085 | $4,265 |
| 2021-03 | $5,793 | $5,215 | $5,211 | $4,457 |
| 2021-02 | $5,761 | $4,970 | $4,969 | $4,198 |
| 2021-01 | $5,752 | $4,563 | $4,561 | $3,816 |
| 2020-12 | $5,648 | $5,124 | $5,122 | $4,448 |
| 2020-11 | $6,180 | $5,576 | $5,565 | $4,972 |
| 2020-10 | $6,089 | $4,372 | $4,363 | $3,810 |
| 2020-09 | $6,001 | $4,636 | $4,621 | $4,101 |
| 2020-08 | $6,001 | $4,414 | $4,404 | $3,861 |
Please see our Strength and Security page for an overview of how IB protects customer funds.
On a daily basis IB compares the amount of funds required to be safeguarded for its commodities customers to the funds held in specially designated segregated commodities accounts. We perform two daily commodities computations: (1) domestic futures segregated funds computation and (2) foreign futures and options secured amount computation.
U.S. securities regulations require broker-dealers to perform a detailed reconciliation of customer money and securities (known as the "Customer Reserve Computation") at least weekly, to ensure that the right amount of customer money is protected. IB performs this computation daily.
The tables below report these daily computations for the past 12 months.
Domestic Segregated Funds, pursuant to CFTC regulation 1.20
All $s in millions.
| Date | Requirement | Funds Segregated | Excess |
|---|
| 2021-09-21 | $6,991 | $7,196 | $205 |
| 2021-09-20 | $6,931 | $7,133 | $202 |
| 2021-09-17 | $7,004 | $7,206 | $202 |
| 2021-09-16 | $7,004 | $7,236 | $233 |
| 2021-09-15 | $7,085 | $7,332 | $246 |
| 2021-09-14 | $7,073 | $7,287 | $214 |
| 2021-09-13 | $7,056 | $7,260 | $205 |
| 2021-09-10 | $7,045 | $7,259 | $213 |
| 2021-09-09 | $7,060 | $7,281 | $221 |
| 2021-09-08 | $7,079 | $7,280 | $201 |
| 2021-09-07 | $7,027 | $7,248 | $221 |
| 2021-09-06 | $7,108 | $7,368 | $260 |
| 2021-09-03 | $7,133 | $7,365 | $232 |
| 2021-09-02 | $7,098 | $7,298 | $200 |
| 2021-09-01 | $7,021 | $7,236 | $215 |
| 2021-08-31 | $7,012 | $7,229 | $217 |
| 2021-08-30 | $6,930 | $7,185 | $255 |
| 2021-08-27 | $7,004 | $7,232 | $228 |
| 2021-08-26 | $6,962 | $7,173 | $211 |
| 2021-08-25 | $6,989 | $7,194 | $204 |
| 2021-08-24 | $6,983 | $7,184 | $201 |
| 2021-08-23 | $6,940 | $7,150 | $211 |
| 2021-08-20 | $6,883 | $7,089 | $206 |
| 2021-08-19 | $6,834 | $7,037 | $203 |
| 2021-08-18 | $6,876 | $7,091 | $215 |
| 2021-08-17 | $6,903 | $7,106 | $203 |
| 2021-08-16 | $6,937 | $7,148 | $210 |
| 2021-08-13 | $6,984 | $7,186 | $202 |
| 2021-08-12 | $6,959 | $7,171 | $212 |
| 2021-08-11 | $6,991 | $7,193 | $202 |
| 2021-08-10 | $6,929 | $7,132 | $203 |
| 2021-08-09 | $6,856 | $7,059 | $204 |
| 2021-08-06 | $6,850 | $7,056 | $206 |
| 2021-08-05 | $6,856 | $7,093 | $237 |
| 2021-08-04 | $6,857 | $7,099 | $242 |
| 2021-08-03 | $6,880 | $7,080 | $200 |
| 2021-08-02 | $6,910 | $7,115 | $205 |
| 2021-07-30 | $6,932 | $7,145 | $213 |
| 2021-07-29 | $7,047 | $7,267 | $220 |
| 2021-07-28 | $6,985 | $7,225 | $240 |
| 2021-07-27 | $6,973 | $7,192 | $219 |
| 2021-07-26 | $7,055 | $7,260 | $205 |
| 2021-07-23 | $6,897 | $7,132 | $236 |
| 2021-07-22 | $6,932 | $7,198 | $267 |
| 2021-07-21 | $6,946 | $7,148 | $202 |
| 2021-07-20 | $6,809 | $7,021 | $211 |
| 2021-07-19 | $6,747 | $6,951 | $204 |
| 2021-07-16 | $6,862 | $7,063 | $201 |
| 2021-07-15 | $6,862 | $7,070 | $208 |
| 2021-07-14 | $6,848 | $7,058 | $210 |
| 2021-07-13 | $6,836 | $7,045 | $209 |
| 2021-07-12 | $6,776 | $7,006 | $230 |
| 2021-07-09 | $6,798 | $7,022 | $224 |
| 2021-07-08 | $6,735 | $6,896 | $161 |
| 2021-07-07 | $6,745 | $6,950 | $205 |
| 2021-07-06 | $6,717 | $6,924 | $207 |
| 2021-07-05 | $6,802 | $7,010 | $208 |
| 2021-07-02 | $6,803 | $7,005 | $202 |
| 2021-07-01 | $6,812 | $7,015 | $203 |
| 2021-06-30 | $6,828 | $7,030 | $202 |
| 2021-06-29 | $6,775 | $6,977 | $201 |
| 2021-06-28 | $6,804 | $7,015 | $211 |
| 2021-06-25 | $6,797 | $7,003 | $206 |
| 2021-06-24 | $6,805 | $7,010 | $204 |
| 2021-06-23 | $6,801 | $7,005 | $205 |
| 2021-06-22 | $6,718 | $6,929 | $212 |
| 2021-06-21 | $6,715 | $6,968 | $253 |
| 2021-06-18 | $6,762 | $6,969 | $207 |
| 2021-06-17 | $6,708 | $6,932 | $224 |
| 2021-06-16 | $7,016 | $7,220 | $203 |
| 2021-06-15 | $6,984 | $7,184 | $200 |
| 2021-06-14 | $7,038 | $7,244 | $206 |
| 2021-06-11 | $7,069 | $7,271 | $202 |
| 2021-06-10 | $7,104 | $7,306 | $202 |
| 2021-06-09 | $7,089 | $7,290 | $201 |
| 2021-06-08 | $7,064 | $7,265 | $201 |
| 2021-06-07 | $7,097 | $7,325 | $228 |
| 2021-06-04 | $7,110 | $7,309 | $200 |
| 2021-06-03 | $7,057 | $7,261 | $205 |
| 2021-06-02 | $7,157 | $7,382 | $225 |
| 2021-06-01 | $7,169 | $7,379 | $211 |
| 2021-05-31 | $7,107 | $7,355 | $248 |
| 2021-05-28 | $7,118 | $7,352 | $234 |
| 2021-05-27 | $7,159 | $7,405 | $246 |
| 2021-05-26 | $7,144 | $7,363 | $219 |
| 2021-05-25 | $7,118 | $7,340 | $222 |
| 2021-05-24 | $7,157 | $7,412 | $255 |
| 2021-05-21 | $7,140 | $7,340 | $201 |
| 2021-05-20 | $7,230 | $7,451 | $220 |
| 2021-05-19 | $7,250 | $7,459 | $209 |
| 2021-05-18 | $7,072 | $7,312 | $241 |
| 2021-05-17 | $7,083 | $7,286 | $204 |
| 2021-05-14 | $7,030 | $7,232 | $202 |
| 2021-05-13 | $6,948 | $7,171 | $223 |
| 2021-05-12 | $7,113 | $7,318 | $205 |
| 2021-05-11 | $7,146 | $7,368 | $221 |
| 2021-05-10 | $7,112 | $7,313 | $202 |
| 2021-05-07 | $7,080 | $7,308 | $228 |
| 2021-05-06 | $7,015 | $7,242 | $227 |
| 2021-05-05 | $6,888 | $7,158 | $270 |
| 2021-05-04 | $6,879 | $7,080 | $201 |
| 2021-05-03 | $6,877 | $7,074 | $197 |
| 2021-04-30 | $6,757 | $6,963 | $206 |
| 2021-04-29 | $6,752 | $6,965 | $213 |
| 2021-04-28 | $6,782 | $7,030 | $249 |
| 2021-04-27 | $6,844 | $7,070 | $226 |
| 2021-04-26 | $6,801 | $7,069 | $268 |
| 2021-04-23 | $6,768 | $6,972 | $204 |
| 2021-04-22 | $6,756 | $6,959 | $203 |
| 2021-04-21 | $6,732 | $6,933 | $201 |
| 2021-04-20 | $6,671 | $6,881 | $209 |
| 2021-04-19 | $6,636 | $6,881 | $245 |
| 2021-04-16 | $6,721 | $6,947 | $226 |
| 2021-04-15 | $6,754 | $6,956 | $202 |
| 2021-04-14 | $6,652 | $6,856 | $204 |
| 2021-04-13 | $6,577 | $6,785 | $208 |
| 2021-04-12 | $6,487 | $6,732 | $245 |
| 2021-04-09 | $6,449 | $6,721 | $272 |
| 2021-04-08 | $6,539 | $6,741 | $201 |
| 2021-04-07 | $6,491 | $6,708 | $217 |
| 2021-04-06 | $6,539 | $6,739 | $200 |
| 2021-04-05 | $6,461 | $6,684 | $223 |
| 2021-04-02 | $6,429 | $6,698 | $270 |
| 2021-04-01 | $6,497 | $6,707 | $209 |
| 2021-03-31 | $6,449 | $6,652 | $203 |
| 2021-03-30 | $6,361 | $6,572 | $211 |
| 2021-03-29 | $6,407 | $6,655 | $248 |
| 2021-03-26 | $6,436 | $6,648 | $212 |
| 2021-03-25 | $6,345 | $6,593 | $248 |
| 2021-03-24 | $6,507 | $6,725 | $218 |
| 2021-03-23 | $6,365 | $6,621 | $256 |
| 2021-03-22 | $6,456 | $6,760 | $304 |
| 2021-03-19 | $6,612 | $6,813 | $201 |
| 2021-03-18 | $6,453 | $6,656 | $202 |
| 2021-03-17 | $6,500 | $6,700 | $201 |
| 2021-03-16 | $6,475 | $6,703 | $228 |
| 2021-03-15 | $6,525 | $6,775 | $250 |
| 2021-03-12 | $6,564 | $6,791 | $227 |
| 2021-03-11 | $6,599 | $6,829 | $229 |
| 2021-03-10 | $6,523 | $6,794 | $271 |
| 2021-03-09 | $6,575 | $6,802 | $227 |
| 2021-03-08 | $6,495 | $6,764 | $269 |
| 2021-03-05 | $6,543 | $6,784 | $241 |
| 2021-03-04 | $6,506 | $6,708 | $203 |
| 2021-03-03 | $6,560 | $6,781 | $221 |
| 2021-03-02 | $6,533 | $6,790 | $256 |
| 2021-03-01 | $6,541 | $6,760 | $219 |
| 2021-02-26 | $6,538 | $6,742 | $204 |
| 2021-02-25 | $6,666 | $6,868 | $202 |
| 2021-02-24 | $6,629 | $6,862 | $234 |
| 2021-02-23 | $6,571 | $6,772 | $201 |
| 2021-02-22 | $6,563 | $6,760 | $197 |
| 2021-02-19 | $6,432 | $6,632 | $200 |
| 2021-02-18 | $6,244 | $6,445 | $201 |
| 2021-02-17 | $6,133 | $6,336 | $203 |
| 2021-02-16 | $6,060 | $6,261 | $201 |
| 2021-02-15 | $5,999 | $6,232 | $233 |
| 2021-02-12 | $6,016 | $6,229 | $213 |
| 2021-02-11 | $6,006 | $6,216 | $210 |
| 2021-02-10 | $5,979 | $6,206 | $227 |
| 2021-02-09 | $6,066 | $6,307 | $241 |
| 2021-02-08 | $6,041 | $6,246 | $205 |
| 2021-02-05 | $5,891 | $6,103 | $213 |
| 2021-02-04 | $5,850 | $6,052 | $201 |
| 2021-02-03 | $5,885 | $6,086 | $200 |
| 2021-02-02 | $5,811 | $6,027 | $216 |
| 2021-02-01 | $5,920 | $6,169 | $249 |
| 2021-01-29 | $5,834 | $6,039 | $205 |
| 2021-01-28 | $5,690 | $5,928 | $238 |
| 2021-01-27 | $5,695 | $5,897 | $201 |
| 2021-01-26 | $5,698 | $5,923 | $225 |
| 2021-01-25 | $5,717 | $5,923 | $206 |
| 2021-01-22 | $5,720 | $5,922 | $202 |
| 2021-01-21 | $5,766 | $5,989 | $223 |
| 2021-01-20 | $5,813 | $6,014 | $201 |
| 2021-01-19 | $5,823 | $6,036 | $213 |
| 2021-01-18 | $5,819 | $6,051 | $232 |
| 2021-01-15 | $5,819 | $6,047 | $228 |
| 2021-01-14 | $5,999 | $6,372 | $372 |
| 2021-01-13 | $6,035 | $6,329 | $294 |
| 2021-01-12 | $6,072 | $6,291 | $218 |
| 2021-01-11 | $5,999 | $6,144 | $145 |
| 2021-01-08 | $5,975 | $6,183 | $208 |
| 2021-01-07 | $6,149 | $6,342 | $193 |
| 2021-01-06 | $6,059 | $6,258 | $199 |
| 2021-01-05 | $6,088 | $6,291 | $202 |
| 2021-01-04 | $5,937 | $6,176 | $239 |
| 2020-12-31 | $5,795 | $6,051 | $256 |
| 2020-12-30 | $5,835 | $6,054 | $218 |
| 2020-12-29 | $5,775 | $5,977 | $203 |
| 2020-12-28 | $5,725 | $5,964 | $239 |
| 2020-12-25 | $5,609 | $5,895 | $286 |
| 2020-12-24 | $5,652 | $5,895 | $243 |
| 2020-12-23 | $5,675 | $5,874 | $199 |
| 2020-12-22 | $5,633 | $5,849 | $216 |
| 2020-12-21 | $5,679 | $5,882 | $203 |
| 2020-12-18 | $5,677 | $5,901 | $224 |
| 2020-12-17 | $5,697 | $5,898 | $201 |
| 2020-12-16 | $5,566 | $5,770 | $204 |
| 2020-12-15 | $5,521 | $5,736 | $215 |
| 2020-12-14 | $5,483 | $5,698 | $215 |
| 2020-12-11 | $5,463 | $5,691 | $228 |
| 2020-12-10 | $5,495 | $5,695 | $200 |
| 2020-12-09 | $5,462 | $5,673 | $211 |
| 2020-12-08 | $5,493 | $5,739 | $246 |
| 2020-12-07 | $5,536 | $5,796 | $259 |
| 2020-12-04 | $5,553 | $5,799 | $247 |
| 2020-12-03 | $5,601 | $5,815 | $214 |
| 2020-12-02 | $5,580 | $5,781 | $201 |
| 2020-12-01 | $5,548 | $5,746 | $198 |
| 2020-11-30 | $5,511 | $5,728 | $217 |
| 2020-11-27 | $5,460 | $5,707 | $247 |
| 2020-11-26 | $5,486 | $5,784 | $298 |
| 2020-11-25 | $5,535 | $5,786 | $251 |
| 2020-11-24 | $5,556 | $5,755 | $198 |
| 2020-11-23 | $5,506 | $5,708 | $202 |
| 2020-11-20 | $5,557 | $5,780 | $222 |
| 2020-11-19 | $5,507 | $5,770 | $263 |
| 2020-11-18 | $5,594 | $5,838 | $244 |
| 2020-11-17 | $5,645 | $5,862 | $217 |
| 2020-11-16 | $5,635 | $5,834 | $199 |
| 2020-11-13 | $5,550 | $5,751 | $201 |
| 2020-11-12 | $5,547 | $5,757 | $210 |
| 2020-11-11 | $5,538 | $5,859 | $321 |
| 2020-11-10 | $5,579 | $5,882 | $304 |
| 2020-11-09 | $5,578 | $5,785 | $206 |
| 2020-11-06 | $5,601 | $5,840 | $239 |
| 2020-11-05 | $5,638 | $5,849 | $211 |
| 2020-11-04 | $5,563 | $5,763 | $201 |
| 2020-11-03 | $5,560 | $5,774 | $214 |
| 2020-11-02 | $5,548 | $5,756 | $209 |
| 2020-10-30 | $5,518 | $5,719 | $201 |
| 2020-10-29 | $5,454 | $5,656 | $202 |
| 2020-10-28 | $5,474 | $5,675 | $202 |
| 2020-10-27 | $5,566 | $5,780 | $215 |
| 2020-10-26 | $5,519 | $5,721 | $202 |
| 2020-10-23 | $5,489 | $5,689 | $200 |
| 2020-10-22 | $5,493 | $5,694 | $201 |
| 2020-10-21 | $5,481 | $5,680 | $199 |
| 2020-10-20 | $5,447 | $5,660 | $214 |
| 2020-10-19 | $5,433 | $5,645 | $212 |
| 2020-10-16 | $5,393 | $5,610 | $216 |
| 2020-10-15 | $5,413 | $5,617 | $203 |
| 2020-10-14 | $5,424 | $5,635 | $211 |
| 2020-10-13 | $5,376 | $5,578 | $202 |
| 2020-10-12 | $5,375 | $5,545 | $170 |
| 2020-10-09 | $5,411 | $5,616 | $205 |
| 2020-10-08 | $5,364 | $5,565 | $201 |
| 2020-10-07 | $5,332 | $5,551 | $220 |
| 2020-10-06 | $5,416 | $5,632 | $216 |
| 2020-10-05 | $5,411 | $5,611 | $200 |
| 2020-10-02 | $5,337 | $5,539 | $202 |
| 2020-10-01 | $5,353 | $5,582 | $229 |
| 2020-09-30 | $5,368 | $5,568 | $200 |
| 2020-09-29 | $5,356 | $5,580 | $224 |
| 2020-09-28 | $5,343 | $5,543 | $200 |
| 2020-09-25 | $5,329 | $5,551 | $222 |
| 2020-09-24 | $5,389 | $5,591 | $202 |
| 2020-09-23 | $5,366 | $5,569 | $203 |
| 2020-09-22 | $5,412 | $5,632 | $219 |
| 2020-09-21 | $5,438 | $5,675 | $237 |
Foreign Secured Amount, pursuant to CFTC regulation 30.7
All $s in millions.
| Date | Requirement | Funds Secured | Excess |
|---|
| 2021-09-21 | $494 | $630 | $136 |
| 2021-09-20 | $489 | $648 | $159 |
| 2021-09-17 | $505 | $636 | $131 |
| 2021-09-16 | $509 | $632 | $122 |
| 2021-09-15 | $508 | $641 | $133 |
| 2021-09-14 | $513 | $635 | $122 |
| 2021-09-13 | $513 | $639 | $126 |
| 2021-09-10 | $513 | $654 | $141 |
| 2021-09-09 | $509 | $633 | $125 |
| 2021-09-08 | $510 | $653 | $143 |
| 2021-09-07 | $515 | $652 | $137 |
| 2021-09-06 | $517 | $637 | $121 |
| 2021-09-03 | $508 | $630 | $123 |
| 2021-09-02 | $509 | $652 | $143 |
| 2021-09-01 | $503 | $623 | $120 |
| 2021-08-31 | $493 | $617 | $124 |
| 2021-08-30 | $493 | $616 | $123 |
| 2021-08-27 | $491 | $614 | $123 |
| 2021-08-26 | $489 | $613 | $124 |
| 2021-08-25 | $499 | $621 | $122 |
| 2021-08-24 | $498 | $626 | $128 |
| 2021-08-23 | $499 | $622 | $123 |
| 2021-08-20 | $494 | $613 | $120 |
| 2021-08-19 | $499 | $622 | $123 |
| 2021-08-18 | $506 | $626 | $120 |
| 2021-08-17 | $503 | $629 | $126 |
| 2021-08-16 | $506 | $638 | $132 |
| 2021-08-13 | $510 | $634 | $124 |
| 2021-08-12 | $513 | $639 | $126 |
| 2021-08-11 | $516 | $649 | $133 |
| 2021-08-10 | $510 | $648 | $138 |
| 2021-08-09 | $505 | $626 | $121 |
| 2021-08-06 | $501 | $622 | $122 |
| 2021-08-05 | $502 | $623 | $120 |
| 2021-08-04 | $505 | $638 | $133 |
| 2021-08-03 | $505 | $628 | $122 |
| 2021-08-02 | $503 | $623 | $120 |
| 2021-07-30 | $492 | $614 | $122 |
| 2021-07-29 | $503 | $626 | $123 |
| 2021-07-28 | $492 | $615 | $122 |
| 2021-07-27 | $479 | $598 | $119 |
| 2021-07-26 | $489 | $608 | $119 |
| 2021-07-23 | $500 | $625 | $125 |
| 2021-07-22 | $503 | $635 | $132 |
| 2021-07-21 | $505 | $627 | $122 |
| 2021-07-20 | $504 | $632 | $128 |
| 2021-07-19 | $500 | $623 | $122 |
| 2021-07-16 | $501 | $621 | $120 |
| 2021-07-15 | $506 | $630 | $124 |
| 2021-07-14 | $505 | $625 | $120 |
| 2021-07-13 | $501 | $623 | $121 |
| 2021-07-12 | $501 | $627 | $125 |
| 2021-07-09 | $496 | $617 | $121 |
| 2021-07-08 | $493 | $613 | $120 |
| 2021-07-07 | $502 | $623 | $121 |
| 2021-07-06 | $498 | $632 | $134 |
| 2021-07-05 | $507 | $630 | $122 |
| 2021-07-02 | $503 | $632 | $129 |
| 2021-07-01 | $509 | $630 | $121 |
| 2021-06-30 | $510 | $635 | $125 |
| 2021-06-29 | $515 | $640 | $125 |
| 2021-06-28 | $519 | $642 | $123 |
| 2021-06-25 | $524 | $649 | $124 |
| 2021-06-24 | $517 | $639 | $122 |
| 2021-06-23 | $512 | $634 | $123 |
| 2021-06-22 | $511 | $631 | $120 |
| 2021-06-21 | $508 | $643 | $134 |
| 2021-06-18 | $510 | $648 | $138 |
| 2021-06-17 | $516 | $645 | $129 |
| 2021-06-16 | $519 | $643 | $124 |
| 2021-06-15 | $529 | $650 | $121 |
| 2021-06-14 | $530 | $653 | $123 |
| 2021-06-11 | $529 | $652 | $122 |
| 2021-06-10 | $532 | $657 | $126 |
| 2021-06-09 | $530 | $650 | $120 |
| 2021-06-08 | $528 | $651 | $122 |
| 2021-06-07 | $532 | $673 | $141 |
| 2021-06-04 | $534 | $659 | $126 |
| 2021-06-03 | $535 | $657 | $123 |
| 2021-06-02 | $536 | $675 | $139 |
| 2021-06-01 | $538 | $659 | $121 |
| 2021-05-31 | $529 | $655 | $126 |
| 2021-05-28 | $531 | $657 | $126 |
| 2021-05-27 | $528 | $666 | $138 |
| 2021-05-26 | $525 | $648 | $123 |
| 2021-05-25 | $529 | $655 | $126 |
| 2021-05-24 | $515 | $643 | $128 |
| 2021-05-21 | $512 | $633 | $121 |
| 2021-05-20 | $516 | $638 | $122 |
| 2021-05-19 | $511 | $647 | $136 |
| 2021-05-18 | $520 | $649 | $128 |
| 2021-05-17 | $515 | $638 | $123 |
| 2021-05-14 | $513 | $639 | $125 |
| 2021-05-13 | $502 | $623 | $121 |
| 2021-05-12 | $508 | $643 | $135 |
| 2021-05-11 | $506 | $629 | $123 |
| 2021-05-10 | $511 | $640 | $129 |
| 2021-05-07 | $510 | $630 | $119 |
| 2021-05-06 | $504 | $629 | $124 |
| 2021-05-05 | $503 | $633 | $131 |
| 2021-05-04 | $493 | $617 | $124 |
| 2021-05-03 | $493 | $627 | $133 |
| 2021-04-30 | $494 | $616 | $121 |
| 2021-04-29 | $500 | $621 | $120 |
| 2021-04-28 | $496 | $618 | $121 |
| 2021-04-27 | $494 | $618 | $124 |
| 2021-04-26 | $493 | $639 | $146 |
| 2021-04-23 | $494 | $616 | $122 |
| 2021-04-22 | $492 | $615 | $124 |
| 2021-04-21 | $491 | $621 | $131 |
| 2021-04-20 | $490 | $644 | $154 |
| 2021-04-19 | $495 | $616 | $121 |
| 2021-04-16 | $491 | $612 | $121 |
| 2021-04-15 | $487 | $611 | $124 |
| 2021-04-14 | $486 | $622 | $136 |
| 2021-04-13 | $481 | $615 | $134 |
| 2021-04-12 | $479 | $613 | $134 |
| 2021-04-09 | $482 | $616 | $135 |
| 2021-04-08 | $486 | $610 | $124 |
| 2021-04-07 | $483 | $616 | $133 |
| 2021-04-06 | $487 | $643 | $155 |
| 2021-04-05 | $483 | $606 | $123 |
| 2021-04-02 | $484 | $607 | $122 |
| 2021-04-01 | $483 | $603 | $120 |
| 2021-03-31 | $476 | $597 | $121 |
| 2021-03-30 | $480 | $604 | $124 |
| 2021-03-29 | $476 | $607 | $130 |
| 2021-03-26 | $482 | $613 | $131 |
| 2021-03-25 | $474 | $595 | $121 |
| 2021-03-24 | $478 | $599 | $121 |
| 2021-03-23 | $482 | $615 | $132 |
| 2021-03-22 | $488 | $613 | $124 |
| 2021-03-19 | $488 | $609 | $120 |
| 2021-03-18 | $497 | $618 | $121 |
| 2021-03-17 | $494 | $625 | $132 |
| 2021-03-16 | $492 | $614 | $122 |
| 2021-03-15 | $490 | $627 | $137 |
| 2021-03-12 | $490 | $613 | $122 |
| 2021-03-11 | $498 | $619 | $121 |
| 2021-03-10 | $491 | $613 | $122 |
| 2021-03-09 | $491 | $616 | $125 |
| 2021-03-08 | $488 | $625 | $137 |
| 2021-03-05 | $490 | $613 | $123 |
| 2021-03-04 | $494 | $619 | $125 |
| 2021-03-03 | $502 | $630 | $128 |
| 2021-03-02 | $493 | $617 | $123 |
| 2021-03-01 | $500 | $633 | $133 |
| 2021-02-26 | $500 | $621 | $121 |
| 2021-02-25 | $513 | $633 | $121 |
| 2021-02-24 | $507 | $640 | $133 |
| 2021-02-23 | $510 | $666 | $156 |
| 2021-02-22 | $510 | $638 | $129 |
| 2021-02-19 | $513 | $652 | $140 |
| 2021-02-18 | $511 | $632 | $121 |
| 2021-02-17 | $514 | $636 | $122 |
| 2021-02-16 | $516 | $646 | $130 |
| 2021-02-15 | $510 | $629 | $119 |
| 2021-02-12 | $500 | $648 | $148 |
| 2021-02-11 | $500 | $623 | $122 |
| 2021-02-10 | $499 | $623 | $124 |
| 2021-02-09 | $497 | $616 | $119 |
| 2021-02-08 | $495 | $625 | $131 |
| 2021-02-05 | $491 | $613 | $123 |
| 2021-02-04 | $488 | $626 | $138 |
| 2021-02-03 | $490 | $617 | $127 |
| 2021-02-02 | $490 | $639 | $149 |
| 2021-02-01 | $480 | $601 | $121 |
| 2021-01-29 | $473 | $593 | $120 |
| 2021-01-28 | $476 | $599 | $123 |
| 2021-01-27 | $486 | $623 | $137 |
| 2021-01-26 | $491 | $629 | $138 |
| 2021-01-25 | $496 | $637 | $141 |
| 2021-01-22 | $497 | $618 | $121 |
| 2021-01-21 | $502 | $638 | $136 |
| 2021-01-20 | $500 | $626 | $126 |
| 2021-01-19 | $502 | $631 | $129 |
| 2021-01-18 | $501 | $639 | $137 |
| 2021-01-15 | $500 | $652 | $152 |
| 2021-01-14 | $510 | $661 | $152 |
| 2021-01-13 | $517 | $689 | $172 |
| 2021-01-12 | $556 | $699 | $142 |
| 2021-01-11 | $569 | $851 | $282 |
| 2021-01-08 | $584 | $730 | $146 |
| 2021-01-07 | $597 | $723 | $127 |
| 2021-01-06 | $593 | $722 | $129 |
| 2021-01-05 | $582 | $701 | $120 |
| 2021-01-04 | $579 | $708 | $129 |
| 2020-12-31 | $573 | $713 | $140 |
| 2020-12-30 | $576 | $704 | $129 |
| 2020-12-29 | $569 | $703 | $134 |
| 2020-12-28 | $566 | $700 | $134 |
| 2020-12-25 | $555 | $698 | $143 |
| 2020-12-24 | $557 | $695 | $138 |
| 2020-12-23 | $556 | $690 | $133 |
| 2020-12-22 | $554 | $693 | $139 |
| 2020-12-21 | $558 | $683 | $125 |
| 2020-12-18 | $563 | $686 | $123 |
| 2020-12-17 | $573 | $692 | $120 |
| 2020-12-16 | $565 | $685 | $120 |
| 2020-12-15 | $562 | $683 | $121 |
| 2020-12-14 | $559 | $687 | $128 |
| 2020-12-11 | $558 | $679 | $120 |
| 2020-12-10 | $562 | $686 | $123 |
| 2020-12-09 | $561 | $681 | $120 |
| 2020-12-08 | $560 | $682 | $122 |
| 2020-12-07 | $555 | $676 | $121 |
| 2020-12-04 | $559 | $683 | $124 |
| 2020-12-03 | $557 | $678 | $121 |
| 2020-12-02 | $555 | $681 | $127 |
| 2020-12-01 | $562 | $689 | $128 |
| 2020-11-30 | $550 | $671 | $121 |
| 2020-11-27 | $558 | $680 | $122 |
| 2020-11-26 | $551 | $675 | $124 |
| 2020-11-25 | $549 | $672 | $123 |
| 2020-11-24 | $546 | $671 | $126 |
| 2020-11-23 | $540 | $666 | $126 |
| 2020-11-20 | $536 | $666 | $130 |
| 2020-11-19 | $543 | $672 | $130 |
| 2020-11-18 | $548 | $695 | $147 |
| 2020-11-17 | $630 | $763 | $133 |
| 2020-11-16 | $624 | $744 | $120 |
| 2020-11-13 | $613 | $742 | $129 |
| 2020-11-12 | $614 | $743 | $129 |
| 2020-11-11 | $615 | $736 | $120 |
| 2020-11-10 | $612 | $734 | $122 |
| 2020-11-09 | $610 | $731 | $121 |
| 2020-11-06 | $592 | $712 | $120 |
| 2020-11-05 | $590 | $713 | $123 |
| 2020-11-04 | $574 | $698 | $124 |
| 2020-11-03 | $567 | $686 | $119 |
| 2020-11-02 | $553 | $683 | $130 |
| 2020-10-30 | $555 | $681 | $126 |
| 2020-10-29 | $557 | $682 | $125 |
| 2020-10-28 | $555 | $688 | $132 |
| 2020-10-27 | $575 | $697 | $123 |
| 2020-10-26 | $580 | $702 | $123 |
| 2020-10-23 | $585 | $707 | $122 |
| 2020-10-22 | $583 | $706 | $123 |
| 2020-10-21 | $584 | $705 | $121 |
| 2020-10-20 | $586 | $709 | $123 |
| 2020-10-19 | $586 | $708 | $122 |
| 2020-10-16 | $589 | $715 | $126 |
| 2020-10-15 | $581 | $702 | $120 |
| 2020-10-14 | $585 | $715 | $130 |
| 2020-10-13 | $585 | $712 | $127 |
| 2020-10-12 | $587 | $721 | $134 |
| 2020-10-09 | $582 | $702 | $119 |
| 2020-10-08 | $581 | $706 | $124 |
| 2020-10-07 | $581 | $706 | $125 |
| 2020-10-06 | $579 | $701 | $122 |
| 2020-10-05 | $576 | $699 | $122 |
| 2020-10-02 | $573 | $695 | $122 |
| 2020-10-01 | $576 | $702 | $126 |
| 2020-09-30 | $580 | $701 | $120 |
| 2020-09-29 | $584 | $715 | $130 |
| 2020-09-28 | $595 | $716 | $121 |
| 2020-09-25 | $588 | $717 | $129 |
| 2020-09-24 | $591 | $718 | $128 |
| 2020-09-23 | $593 | $716 | $123 |
| 2020-09-22 | $599 | $720 | $121 |
| 2020-09-21 | $602 | $726 | $124 |
CFTC Regulation 1.55(o)(1)(iv) Disclosure12/31/2014
CFTC Computation Details
Securities Customer Reserve, pursuant to the SEC rule 15c3-3
All $s in millions.
| Date | Requirement | Funds Segregated | Excess |
|---|
| 2021-09-20 | $11,885 | $12,133 | $249 |
| 2021-09-17 | $11,996 | $12,276 | $280 |
| 2021-09-16 | $12,451 | $12,685 | $233 |
| 2021-09-15 | $11,958 | $12,192 | $234 |
| 2021-09-14 | $11,947 | $12,187 | $240 |
| 2021-09-13 | $12,355 | $12,619 | $264 |
| 2021-09-10 | $12,339 | $12,594 | $256 |
| 2021-09-09 | $12,224 | $12,465 | $241 |
| 2021-09-08 | $12,418 | $12,678 | $260 |
| 2021-09-07 | $12,319 | $12,578 | $259 |
| 2021-09-06 | $12,538 | $12,779 | $241 |
| 2021-09-02 | $12,280 | $12,525 | $245 |
| 2021-09-01 | $12,126 | $12,379 | $253 |
| 2021-08-31 | $12,122 | $12,373 | $251 |
| 2021-08-30 | $12,167 | $12,411 | $244 |
| 2021-08-27 | $11,535 | $11,793 | $259 |
| 2021-08-26 | $11,898 | $12,162 | $264 |
| 2021-08-25 | $12,115 | $12,366 | $251 |
| 2021-08-24 | $12,616 | $12,852 | $236 |
| 2021-08-23 | $12,978 | $13,217 | $239 |
| 2021-08-20 | $12,398 | $12,650 | $253 |
| 2021-08-19 | $12,830 | $13,076 | $246 |
| 2021-08-18 | $12,328 | $12,583 | $254 |
| 2021-08-17 | $11,964 | $12,218 | $254 |
| 2021-08-16 | $12,110 | $12,353 | $243 |
| 2021-08-13 | $12,040 | $12,302 | $262 |
| 2021-08-12 | $11,958 | $12,225 | $266 |
| 2021-08-11 | $11,885 | $12,131 | $247 |
| 2021-08-10 | $11,891 | $12,145 | $254 |
| 2021-08-09 | $11,808 | $12,051 | $243 |
| 2021-08-06 | $11,790 | $12,032 | $242 |
| 2021-08-05 | $11,949 | $12,178 | $229 |
| 2021-08-04 | $12,184 | $12,420 | $235 |
| 2021-08-03 | $12,284 | $12,533 | $248 |
| 2021-08-02 | $12,372 | $12,625 | $253 |
| 2021-07-30 | $12,460 | $12,722 | $262 |
| 2021-07-29 | $12,924 | $13,198 | $274 |
| 2021-07-28 | $12,117 | $12,361 | $244 |
| 2021-07-27 | $12,011 | $12,264 | $253 |
| 2021-07-26 | $11,329 | $11,589 | $260 |
| 2021-07-23 | $11,520 | $11,767 | $248 |
| 2021-07-22 | $11,807 | $12,055 | $248 |
| 2021-07-21 | $12,237 | $12,495 | $258 |
| 2021-07-20 | $11,856 | $12,103 | $247 |
| 2021-07-19 | $12,152 | $12,391 | $239 |
| 2021-07-16 | $12,436 | $12,711 | $275 |
| 2021-07-15 | $12,637 | $12,887 | $250 |
| 2021-07-14 | $12,663 | $12,921 | $259 |
| 2021-07-13 | $12,804 | $13,067 | $263 |
| 2021-07-12 | $13,167 | $13,403 | $236 |
| 2021-07-09 | $12,829 | $13,071 | $242 |
| 2021-07-08 | $12,868 | $13,104 | $236 |
| 2021-07-07 | $12,889 | $13,149 | $260 |
| 2021-07-06 | $12,903 | $13,161 | $258 |
| 2021-07-05 | $13,066 | $13,331 | $265 |
| 2021-07-01 | $13,074 | $13,334 | $260 |
| 2021-06-30 | $13,168 | $13,416 | $247 |
| 2021-06-29 | $12,996 | $13,246 | $250 |
| 2021-06-28 | $13,029 | $13,279 | $250 |
| 2021-06-25 | $13,202 | $13,461 | $259 |
| 2021-06-24 | $13,648 | $13,893 | $244 |
| 2021-06-23 | $13,615 | $13,864 | $249 |
| 2021-06-22 | $13,824 | $14,068 | $244 |
| 2021-06-21 | $13,619 | $13,878 | $259 |
| 2021-06-18 | $13,501 | $13,749 | $248 |
| 2021-06-17 | $13,512 | $13,761 | $250 |
| 2021-06-16 | $13,684 | $13,938 | $254 |
| 2021-06-15 | $14,054 | $14,279 | $225 |
| 2021-06-14 | $13,693 | $13,943 | $250 |
| 2021-06-11 | $13,589 | $13,831 | $242 |
| 2021-06-10 | $13,577 | $13,823 | $245 |
| 2021-06-09 | $13,464 | $13,719 | $255 |
| 2021-06-08 | $13,710 | $13,967 | $256 |
| 2021-06-07 | $13,515 | $13,772 | $256 |
| 2021-06-04 | $13,974 | $14,222 | $249 |
| 2021-06-03 | $14,338 | $14,602 | $264 |
| 2021-06-02 | $14,274 | $14,513 | $239 |
| 2021-06-01 | $13,674 | $13,927 | $253 |
| 2021-05-31 | $13,654 | $13,903 | $250 |
| 2021-05-27 | $13,822 | $14,074 | $252 |
| 2021-05-26 | $13,592 | $13,839 | $247 |
| 2021-05-25 | $13,637 | $13,885 | $248 |
| 2021-05-24 | $14,124 | $14,382 | $257 |
| 2021-05-21 | $14,691 | $14,945 | $254 |
| 2021-05-20 | $14,849 | $15,099 | $249 |
| 2021-05-19 | $15,206 | $15,465 | $260 |
| 2021-05-18 | $15,723 | $15,962 | $239 |
| 2021-05-17 | $16,268 | $16,520 | $252 |
| 2021-05-14 | $15,459 | $15,708 | $249 |
| 2021-05-13 | $15,355 | $15,608 | $253 |
| 2021-05-12 | $15,500 | $15,764 | $263 |
| 2021-05-11 | $15,119 | $15,350 | $231 |
| 2021-05-10 | $15,309 | $15,554 | $245 |
| 2021-05-07 | $15,119 | $15,364 | $245 |
| 2021-05-06 | $15,627 | $15,884 | $257 |
| 2021-05-05 | $15,390 | $15,640 | $251 |
| 2021-05-04 | $15,560 | $15,815 | $256 |
| 2021-05-03 | $15,342 | $15,597 | $255 |
| 2021-04-30 | $15,200 | $15,457 | $257 |
| 2021-04-29 | $15,041 | $15,300 | $259 |
| 2021-04-28 | $15,296 | $15,544 | $248 |
| 2021-04-27 | $15,553 | $15,809 | $255 |
| 2021-04-26 | $15,579 | $15,818 | $239 |
| 2021-04-23 | $15,308 | $15,555 | $247 |
| 2021-04-22 | $15,767 | $16,013 | $246 |
| 2021-04-21 | $15,961 | $16,212 | $252 |
| 2021-04-20 | $15,627 | $15,877 | $250 |
| 2021-04-19 | $15,184 | $15,445 | $260 |
| 2021-04-16 | $15,701 | $15,951 | $250 |
| 2021-04-15 | $16,412 | $16,653 | $241 |
| 2021-04-14 | $16,831 | $17,096 | $265 |
| 2021-04-13 | $16,916 | $17,163 | $246 |
| 2021-04-12 | $17,217 | $17,483 | $266 |
| 2021-04-09 | $17,829 | $18,072 | $243 |
| 2021-04-08 | $18,305 | $18,545 | $240 |
| 2021-04-07 | $19,338 | $19,601 | $263 |
| 2021-04-06 | $20,280 | $20,531 | $251 |
| 2021-04-05 | $20,841 | $21,116 | $276 |
| 2021-04-02 | $21,547 | $21,810 | $263 |
| 2021-03-31 | $21,618 | $21,880 | $262 |
| 2021-03-30 | $22,174 | $22,404 | $229 |
| 2021-03-29 | $22,068 | $22,306 | $238 |
| 2021-03-26 | $22,224 | $22,455 | $231 |
| 2021-03-25 | $21,346 | $21,577 | $231 |
| 2021-03-24 | $21,624 | $21,875 | $251 |
| 2021-03-23 | $21,509 | $21,766 | $257 |
| 2021-03-22 | $21,412 | $21,686 | $274 |
| 2021-03-19 | $21,237 | $21,501 | $264 |
| 2021-03-18 | $21,719 | $21,961 | $243 |
| 2021-03-17 | $22,442 | $22,644 | $202 |
| 2021-03-16 | $22,558 | $22,820 | $263 |
| 2021-03-15 | $22,900 | $23,153 | $253 |
| 2021-03-12 | $23,472 | $23,730 | $258 |
| 2021-03-11 | $23,450 | $23,644 | $194 |
| 2021-03-10 | $23,687 | $23,944 | $257 |
| 2021-03-09 | $23,405 | $23,678 | $273 |
| 2021-03-08 | $23,678 | $23,963 | $286 |
| 2021-03-05 | $22,953 | $23,150 | $197 |
| 2021-03-04 | $23,226 | $23,464 | $238 |
| 2021-03-03 | $23,323 | $23,534 | $211 |
| 2021-03-02 | $23,341 | $23,544 | $203 |
| 2021-03-01 | $22,802 | $23,076 | $274 |
| 2021-02-26 | $22,087 | $22,365 | $278 |
| 2021-02-25 | $22,755 | $23,044 | $290 |
| 2021-02-24 | $22,647 | $22,781 | $133 |
| 2021-02-23 | $22,242 | $22,475 | $233 |
| 2021-02-22 | $22,167 | $22,425 | $258 |
| 2021-02-19 | $22,521 | $22,755 | $234 |
| 2021-02-18 | $22,524 | $22,764 | $240 |
| 2021-02-17 | $22,870 | $23,143 | $273 |
| 2021-02-16 | $21,552 | $21,809 | $256 |
| 2021-02-15 | $21,568 | $21,784 | $216 |
| 2021-02-11 | $21,733 | $21,969 | $235 |
| 2021-02-10 | $21,915 | $22,162 | $246 |
| 2021-02-09 | $21,310 | $21,572 | $262 |
| 2021-02-08 | $21,792 | $22,045 | $253 |
| 2021-02-05 | $22,223 | $22,472 | $249 |
| 2021-02-04 | $22,836 | $23,077 | $241 |
| 2021-02-03 | $23,207 | $23,460 | $254 |
| 2021-02-02 | $23,177 | $23,416 | $239 |
| 2021-02-01 | $23,055 | $23,294 | $239 |
| 2021-01-29 | $22,857 | $23,113 | $256 |
| 2021-01-28 | $22,770 | $23,015 | $246 |
| 2021-01-27 | $21,490 | $21,727 | $237 |
| 2021-01-26 | $21,720 | $21,979 | $259 |
| 2021-01-25 | $21,784 | $22,034 | $250 |
| 2021-01-22 | $21,747 | $22,013 | $266 |
| 2021-01-21 | $22,524 | $22,778 | $254 |
| 2021-01-20 | $23,129 | $23,376 | $247 |
| 2021-01-19 | $22,981 | $23,233 | $252 |
| 2021-01-18 | $22,961 | $23,487 | $526 |
| 2021-01-14 | $24,074 | $24,352 | $278 |
| 2021-01-13 | $24,382 | $24,622 | $240 |
| 2021-01-12 | $24,687 | $24,959 | $271 |
| 2021-01-11 | $25,125 | $25,373 | $248 |
| 2021-01-08 | $25,293 | $25,527 | $233 |
| 2021-01-07 | $25,294 | $25,523 | $229 |
| 2021-01-06 | $25,302 | $25,529 | $227 |
| 2021-01-05 | $25,105 | $25,303 | $198 |
| 2021-01-04 | $24,761 | $24,992 | $231 |
| 2020-12-31 | $24,289 | $24,546 | $257 |
| 2020-12-30 | $23,968 | $24,222 | $253 |
| 2020-12-29 | $24,280 | $24,534 | $254 |
| 2020-12-28 | $24,624 | $24,872 | $247 |
| 2020-12-25 | $24,879 | $25,134 | $255 |
| 2020-12-23 | $25,325 | $25,580 | $255 |
| 2020-12-22 | $25,331 | $25,568 | $237 |
| 2020-12-21 | $24,698 | $24,961 | $263 |
| 2020-12-18 | $24,997 | $25,247 | $250 |
| 2020-12-17 | $25,403 | $25,649 | $246 |
| 2020-12-16 | $25,528 | $25,770 | $242 |
| 2020-12-15 | $25,621 | $25,866 | $245 |
| 2020-12-14 | $25,898 | $26,141 | $243 |
| 2020-12-11 | $26,019 | $26,268 | $250 |
| 2020-12-10 | $25,736 | $26,007 | $272 |
| 2020-12-09 | $25,800 | $26,069 | $270 |
| 2020-12-08 | $26,266 | $26,500 | $234 |
| 2020-12-07 | $26,375 | $26,631 | $257 |
| 2020-12-04 | $26,028 | $26,304 | $276 |
| 2020-12-03 | $26,243 | $26,467 | $224 |
| 2020-12-02 | $25,988 | $26,259 | $271 |
| 2020-12-01 | $26,465 | $26,709 | $244 |
| 2020-11-30 | $26,123 | $26,326 | $204 |
| 2020-11-27 | $25,889 | $26,140 | $251 |
| 2020-11-26 | $26,004 | $26,272 | $268 |
| 2020-11-24 | $26,369 | $26,619 | $250 |
| 2020-11-23 | $26,267 | $26,511 | $244 |
| 2020-11-20 | $26,058 | $26,295 | $238 |
| 2020-11-19 | $26,573 | $26,835 | $262 |
| 2020-11-18 | $26,415 | $26,674 | $259 |
| 2020-11-17 | $26,679 | $26,923 | $245 |
| 2020-11-16 | $26,765 | $27,038 | $272 |
| 2020-11-13 | $26,649 | $26,895 | $246 |
| 2020-11-12 | $27,212 | $27,448 | $235 |
| 2020-11-11 | $26,822 | $27,124 | $302 |
| 2020-11-10 | $26,600 | $26,681 | $81 |
| 2020-11-09 | $26,207 | $26,431 | $224 |
| 2020-11-06 | $26,351 | $26,545 | $195 |
| 2020-11-05 | $25,643 | $25,872 | $229 |
| 2020-11-04 | $25,929 | $26,176 | $247 |
| 2020-11-03 | $25,397 | $25,705 | $308 |
| 2020-11-02 | $25,043 | $25,280 | $238 |
| 2020-10-30 | $24,646 | $24,906 | $260 |
| 2020-10-29 | $24,606 | $24,806 | $200 |
| 2020-10-28 | $24,536 | $24,763 | $226 |
| 2020-10-27 | $24,421 | $24,673 | $252 |
| 2020-10-26 | $24,572 | $24,833 | $260 |
| 2020-10-23 | $24,488 | $24,754 | $265 |
| 2020-10-22 | $24,405 | $24,660 | $255 |
| 2020-10-21 | $24,726 | $24,956 | $230 |
| 2020-10-20 | $24,791 | $25,032 | $240 |
| 2020-10-19 | $24,682 | $24,928 | $246 |
| 2020-10-16 | $24,770 | $25,011 | $241 |
| 2020-10-15 | $24,480 | $24,724 | $243 |
| 2020-10-14 | $24,719 | $24,963 | $244 |
| 2020-10-13 | $24,652 | $24,902 | $250 |
| 2020-10-12 | $24,930 | $25,207 | $277 |
| 2020-10-09 | $24,633 | $25,173 | $540 |
| 2020-10-08 | $24,932 | $25,173 | $241 |
| 2020-10-07 | $24,593 | $24,856 | $263 |
| 2020-10-06 | $24,906 | $25,129 | $223 |
| 2020-10-05 | $24,882 | $25,144 | $263 |
| 2020-10-02 | $25,441 | $25,652 | $211 |
| 2020-10-01 | $25,567 | $25,810 | $243 |
| 2020-09-30 | $25,313 | $25,567 | $254 |
| 2020-09-29 | $25,436 | $25,663 | $227 |
| 2020-09-28 | $25,473 | $25,733 | $260 |
| 2020-09-25 | $25,399 | $25,650 | $252 |
| 2020-09-24 | $24,871 | $25,123 | $253 |
| 2020-09-23 | $24,876 | $25,128 | $252 |
| 2020-09-22 | $24,758 | $25,005 | $247 |
| 2020-09-21 | $25,023 | $25,278 | $254 |
The below table provides concentration statistics of IB's domestic and foreign commodities funds owed to customers, as indicated by the smallest number of IB customers that make up 50% of these amounts.
"N/A" in the table below indicates a settlement holiday.
| Date | Domestic Segregated | Foreign Secured |
|---|---|---|
| Smallest number of customers that comprise 50% of the funds owed to customers | ||
| 2021-09-21 | 271 | 45 |
| 2021-09-20 | 274 | 46 |
| 2021-09-17 | 269 | 42 |
| 2021-09-16 | 272 | 43 |
| 2021-09-15 | 266 | 43 |
| 2021-09-14 | 266 | 42 |
| 2021-09-13 | 265 | 42 |
| 2021-09-10 | 264 | 41 |
| 2021-09-09 | 263 | 42 |
| 2021-09-08 | 261 | 41 |
| 2021-09-07 | 269 | 41 |
| 2021-09-06 | 264 | 41 |
| 2021-09-03 | 263 | 42 |
| 2021-09-02 | 261 | 42 |
| 2021-09-01 | 270 | 42 |
| 2021-08-31 | 264 | 43 |
| 2021-08-30 | 275 | 42 |
| 2021-08-27 | 266 | 41 |
| 2021-08-26 | 269 | 41 |
| 2021-08-25 | 266 | 41 |
| 2021-08-24 | 272 | 40 |
| 2021-08-23 | 277 | 40 |
| 2021-08-20 | 274 | 40 |
| 2021-08-19 | 279 | 40 |
| 2021-08-18 | 269 | 39 |
| 2021-08-17 | 272 | 39 |
| 2021-08-16 | 266 | 39 |
| 2021-08-13 | 262 | 39 |
| 2021-08-12 | 262 | 38 |
| 2021-08-11 | 262 | 37 |
| 2021-08-10 | 267 | 38 |
| 2021-08-09 | 272 | 39 |
| 2021-08-06 | 272 | 39 |
| 2021-08-05 | 269 | 38 |
| 2021-08-04 | 267 | 38 |
| 2021-08-03 | 261 | 38 |
| 2021-08-02 | 259 | 39 |
| 2021-07-30 | 257 | 40 |
| 2021-07-29 | 248 | 38 |
| 2021-07-28 | 248 | 39 |
| 2021-07-27 | 250 | 41 |
| 2021-07-26 | 242 | 38 |
| 2021-07-23 | 256 | 35 |
| 2021-07-22 | 258 | 35 |
| 2021-07-21 | 256 | 35 |
| 2021-07-20 | 268 | 35 |
| 2021-07-19 | 273 | 36 |
| 2021-07-16 | 256 | 35 |
| 2021-07-15 | 261 | 35 |
| 2021-07-14 | 263 | 35 |
| 2021-07-13 | 265 | 34 |
| 2021-07-12 | 267 | 34 |
| 2021-07-09 | 263 | 34 |
| 2021-07-08 | 269 | 35 |
| 2021-07-07 | 265 | 33 |
| 2021-07-06 | 268 | 33 |
| 2021-07-05 | 256 | 31 |
| 2021-07-02 | 257 | 31 |
| 2021-07-01 | 255 | 31 |
| 2021-06-30 | 251 | 32 |
| 2021-06-29 | 255 | 31 |
| 2021-06-28 | 255 | 31 |
| 2021-06-25 | 255 | 31 |
| 2021-06-24 | 263 | 32 |
| 2021-06-23 | 260 | 32 |
| 2021-06-22 | 264 | 32 |
| 2021-06-21 | 266 | 32 |
| 2021-06-18 | 259 | 32 |
| 2021-06-17 | 268 | 31 |
| 2021-06-16 | 240 | 32 |
| 2021-06-15 | 239 | 31 |
| 2021-06-14 | 235 | 31 |
| 2021-06-11 | 233 | 31 |
| 2021-06-10 | 233 | 31 |
| 2021-06-09 | 234 | 31 |
| 2021-06-08 | 236 | 31 |
| 2021-06-07 | 232 | 31 |
| 2021-06-04 | 232 | 31 |
| 2021-06-03 | 236 | 31 |
| 2021-06-02 | 229 | 31 |
| 2021-06-01 | 228 | 31 |
| 2021-05-31 | 229 | 31 |
| 2021-05-28 | 232 | 30 |
| 2021-05-27 | 234 | 30 |
| 2021-05-26 | 238 | 30 |
| 2021-05-25 | 242 | 30 |
| 2021-05-24 | 238 | 31 |
| 2021-05-21 | 236 | 32 |
| 2021-05-20 | 232 | 32 |
| 2021-05-19 | 229 | 32 |
| 2021-05-18 | 249 | 32 |
| 2021-05-17 | 250 | 32 |
| 2021-05-14 | 254 | 33 |
| 2021-05-13 | 257 | 34 |
| 2021-05-12 | 246 | 34 |
| 2021-05-11 | 241 | 34 |
| 2021-05-10 | 242 | 33 |
| 2021-05-07 | 245 | 33 |
| 2021-05-06 | 246 | 32 |
| 2021-05-05 | 255 | 32 |
| 2021-05-04 | 258 | 33 |
| 2021-05-03 | 253 | 33 |
| 2021-04-30 | 262 | 32 |
| 2021-04-29 | 263 | 31 |
| 2021-04-28 | 259 | 31 |
| 2021-04-27 | 254 | 32 |
| 2021-04-26 | 257 | 32 |
| 2021-04-23 | 261 | 31 |
| 2021-04-22 | 263 | 31 |
| 2021-04-21 | 265 | 31 |
| 2021-04-20 | 263 | 32 |
| 2021-04-19 | 265 | 32 |
| 2021-04-16 | 256 | 32 |
| 2021-04-15 | 256 | 33 |
| 2021-04-14 | 261 | 32 |
| 2021-04-13 | 266 | 32 |
| 2021-04-12 | 271 | 33 |
| 2021-04-09 | 280 | 32 |
| 2021-04-08 | 268 | 31 |
| 2021-04-07 | 267 | 31 |
| 2021-04-06 | 265 | 30 |
| 2021-04-05 | 273 | 30 |
| 2021-04-02 | 272 | 30 |
| 2021-04-01 | 264 | 31 |
| 2021-03-31 | 269 | 32 |
| 2021-03-30 | 278 | 33 |
| 2021-03-29 | 272 | 33 |
| 2021-03-26 | 272 | 34 |
| 2021-03-25 | 292 | 33 |
| 2021-03-24 | 271 | 33 |
| 2021-03-23 | 290 | 32 |
| 2021-03-22 | 280 | 31 |
| 2021-03-19 | 268 | 32 |
| 2021-03-18 | 285 | 30 |
| 2021-03-17 | 276 | 31 |
| 2021-03-16 | 281 | 31 |
| 2021-03-15 | 271 | 31 |
| 2021-03-12 | 266 | 32 |
| 2021-03-11 | 262 | 31 |
| 2021-03-10 | 264 | 32 |
| 2021-03-09 | 261 | 32 |
| 2021-03-08 | 262 | 33 |
| 2021-03-05 | 264 | 32 |
| 2021-03-04 | 265 | 31 |
| 2021-03-03 | 258 | 31 |
| 2021-03-02 | 261 | 31 |
| 2021-03-01 | 265 | 30 |
| 2021-02-26 | 270 | 32 |
| 2021-02-25 | 264 | 32 |
| 2021-02-24 | 267 | 31 |
| 2021-02-23 | 276 | 31 |
| 2021-02-22 | 275 | 31 |
| 2021-02-19 | 281 | 31 |
| 2021-02-18 | 305 | 31 |
| 2021-02-17 | 322 | 30 |
| 2021-02-16 | 326 | 30 |
| 2021-02-15 | 332 | 30 |
| 2021-02-12 | 333 | 30 |
| 2021-02-11 | 336 | 30 |
| 2021-02-10 | 343 | 30 |
| 2021-02-09 | 330 | 31 |
| 2021-02-08 | 328 | 31 |
| 2021-02-05 | 337 | 31 |
| 2021-02-04 | 338 | 30 |
| 2021-02-03 | 334 | 30 |
| 2021-02-02 | 344 | 30 |
| 2021-02-01 | 339 | 33 |
| 2021-01-29 | 344 | 34 |
| 2021-01-28 | 357 | 34 |
| 2021-01-27 | 363 | 33 |
| 2021-01-26 | 360 | 33 |
| 2021-01-25 | 358 | 34 |
| 2021-01-22 | 361 | 33 |
| 2021-01-21 | 362 | 32 |
| 2021-01-20 | 363 | 33 |
| 2021-01-19 | 368 | 33 |
| 2021-01-18 | 372 | 35 |
| 2021-01-15 | 379 | 35 |
| 2021-01-14 | 367 | 35 |
| 2021-01-13 | 373 | 38 |
| 2021-01-12 | 375 | 34 |
| 2021-01-11 | 411 | 32 |
| 2021-01-08 | 430 | 33 |
| 2021-01-07 | 426 | 33 |
| 2021-01-06 | 443 | 33 |
| 2021-01-05 | 441 | 34 |
| 2021-01-04 | 459 | 34 |
| 2020-12-31 | 459 | 35 |
| 2020-12-30 | 455 | 35 |
| 2020-12-29 | 457 | 36 |
| 2020-12-28 | 467 | 37 |
| 2020-12-25 | 471 | 38 |
| 2020-12-24 | 469 | 38 |
| 2020-12-23 | 471 | 39 |
| 2020-12-22 | 481 | 39 |
| 2020-12-21 | 480 | 38 |
| 2020-12-18 | 471 | 37 |
| 2020-12-17 | 469 | 36 |
| 2020-12-16 | 474 | 37 |
| 2020-12-15 | 477 | 38 |
| 2020-12-14 | 479 | 37 |
| 2020-12-11 | 486 | 37 |
| 2020-12-10 | 480 | 37 |
| 2020-12-09 | 482 | 36 |
| 2020-12-08 | 472 | 36 |
| 2020-12-07 | 461 | 36 |
| 2020-12-04 | 461 | 36 |
| 2020-12-03 | 459 | 38 |
| 2020-12-02 | 457 | 38 |
| 2020-12-01 | 469 | 36 |
| 2020-11-30 | 459 | 38 |
| 2020-11-27 | 460 | 36 |
| 2020-11-26 | 462 | 37 |
| 2020-11-25 | 451 | 38 |
| 2020-11-24 | 446 | 39 |
| 2020-11-23 | 455 | 39 |
| 2020-11-20 | 456 | 40 |
| 2020-11-19 | 469 | 38 |
| 2020-11-18 | 454 | 37 |
| 2020-11-17 | 436 | 22 |
| 2020-11-16 | 425 | 23 |
| 2020-11-13 | 446 | 24 |
| 2020-11-12 | 447 | 23 |
| 2020-11-11 | 444 | 23 |
| 2020-11-10 | 437 | 23 |
| 2020-11-09 | 452 | 23 |
| 2020-11-06 | 465 | 24 |
| 2020-11-05 | 454 | 25 |
| 2020-11-04 | 456 | 27 |
| 2020-11-03 | 440 | 27 |
| 2020-11-02 | 428 | 29 |
| 2020-10-30 | 437 | 28 |
| 2020-10-29 | 452 | 28 |
| 2020-10-28 | 449 | 29 |
| 2020-10-27 | 426 | 28 |
| 2020-10-26 | 435 | 28 |
| 2020-10-23 | 431 | 28 |
| 2020-10-22 | 434 | 28 |
| 2020-10-21 | 443 | 28 |
| 2020-10-20 | 441 | 27 |
| 2020-10-19 | 443 | 27 |
| 2020-10-16 | 451 | 26 |
| 2020-10-15 | 454 | 26 |
| 2020-10-14 | 446 | 26 |
| 2020-10-13 | 454 | 26 |
| 2020-10-12 | 463 | 26 |
| 2020-10-09 | 448 | 27 |
| 2020-10-08 | 447 | 28 |
| 2020-10-07 | 460 | 28 |
| 2020-10-06 | 446 | 29 |
| 2020-10-05 | 445 | 31 |
| 2020-10-02 | 462 | 31 |
| 2020-10-01 | 457 | 31 |
| 2020-09-30 | 455 | 30 |
| 2020-09-29 | 459 | 30 |
| 2020-09-28 | 457 | 29 |
| 2020-09-25 | 463 | 30 |
| 2020-09-24 | 461 | 29 |
| 2020-09-23 | 465 | 29 |
| 2020-09-22 | 454 | 29 |
| 2020-09-21 | 450 | 29 |
IB does not conduct proprietary trading. However, certain IB affiliates (defined as entities under common control and employees of the firm) hold accounts with IB to trade for their own purposes. For regulatory purposes, IB's affiliates are not treated as customers.
The table below reports the last 12 months of margin requirements for affiliate accounts conducting proprietary trading as a percent of total margin requirements for IB's customers.
All $s in millions.
| Month End | Affiliate Proprietary Margin Requirement | Total Customer Margin Requirement | Affiliate Proprietary Margin Requirement as % of Total Customer Margin Requirement |
|---|---|---|---|
| 2021-07 | $15 | $2,088 | 0.73% |
| 2021-06 | $16 | $2,089 | 0.77% |
| 2021-05 | $18 | $2,100 | 0.85% |
| 2021-04 | $26 | $2,195 | 1.21% |
| 2021-03 | $27 | $2,143 | 1.28% |
| 2021-02 | $11 | $2,187 | 0.50% |
| 2021-01 | $11 | $1,911 | 0.56% |
| 2020-12 | $11 | $1,944 | 0.55% |
| 2020-11 | $12 | $1,988 | 0.61% |
| 2020-10 | $11 | $1,964 | 0.55% |
| 2020-09 | $10 | $1,835 | 0.55% |
| 2020-08 | $10 | $1,986 | 0.51% |
Regulatory Disclosures
Please click below for the Interactive Brokers Firm Specific Disclosure Document required by CFTC Rule 1.55(k).
Interactive Brokers LLC Firm Specific Disclosure Document pursuant to CFTC Rule 1.55(k) and NFA Rule 2-36(n)
Additional Information
Additional information is available on the National Futures Association website by searching for Interactive Brokers LLC in NFA's BASIC system (http://www.nfa.futures.org/basicnet/), clicking on "Interactive Brokers LLC", then "View Financial Information" and then viewing the data available under FCM Capital Report (Updated Monthly), FCM Customer Segregated Funds Report (Updated Semi-Monthly), FCM Customer Secured Amount Funds Report (Updated Semi-Monthly), FCM Cleared Swaps Customer Collateral Report (Updated Semi-Monthly).
Additional financial information on all futures commission merchants is available from the Commodity Futures Trading Commission here.