Interactive Brokers Regulatory Information
Interactive Brokers LLC ("IB") is an agency only, direct market access broker that provides execution, clearance, settlement and prime brokerage for customers. Our business encompasses securities and commodities brokerage. IB does not engage in proprietary trading.
As a registered Futures Commission Merchant ("FCM"), IB is subject to the Commodity Exchange Act and rules promulgated by the Commodity Futures Trading Commission ("CFTC"), the National Futures Association ("NFA") and the various commodity exchanges of which we are members.
As a registered U.S. broker dealer, IB is subject to the rules and regulations of the Securities Exchange Act of 1934 (the "Exchange Act") and other rules promulgated by the Securities and Exchange Commission ("SEC"), the Financial Industry Regulatory Authority ("FINRA") and the rules of various securities exchanges of which we are members.
Financial Information
Equity and regulatory capital for the past 12 months:
All $s in millions.
| Month End | Total Equity | Adjusted Net Capital (Tentative Net Capital) | Net Capital | Excess Net Capital |
|---|---|---|---|---|
| 2019-06 | $5,741 | $5,457 | $5,433 | $5,009 |
| 2019-05 | $5,668 | $5,225 | $5,201 | $4,770 |
| 2019-04 | $5,569 | $5,169 | $5,137 | $4,676 |
| 2019-03 | $5,485 | $5,117 | $5,078 | $4,633 |
| 2019-02 | $5,398 | $5,107 | $5,070 | $4,598 |
| 2019-01 | $5,351 | $5,050 | $5,012 | $4,602 |
| 2018-12 | $5,261 | $4,899 | $4,882 | $4,467 |
| 2018-11 | $5,177 | $4,886 | $4,868 | $4,418 |
| 2018-10 | $5,088 | $4,825 | $4,788 | $4,338 |
| 2018-09 | $4,985 | $4,728 | $4,699 | $4,186 |
| 2018-08 | $4,900 | $4,607 | $4,574 | $4,082 |
| 2018-07 | $4,809 | $4,545 | $4,513 | $4,051 |
IB Annual Financial Statements
Please see our Strength and Security page for an overview of how IB protects customer funds.
On a daily basis IB compares the amount of funds required to be safeguarded for its commodities customers to the funds held in specially designated segregated commodities accounts. We perform two daily commodities computations: (1) domestic futures segregated funds computation and (2) foreign futures and options secured amount computation.
U.S. securities regulations require broker-dealers to perform a detailed reconciliation of customer money and securities (known as the "Customer Reserve Computation") at least weekly, to ensure that the right amount of customer money is protected. IB performs this computation daily.
The tables below report these daily computations for the past 12 months.
Domestic Segregated Funds, pursuant to CFTC regulation 1.20
All $s in millions.
| Date | Requirement | Funds Segregated | Excess |
|---|
| 2019-08-22 | $4,066 | $4,266 | $201 |
| 2019-08-21 | $4,056 | $4,263 | $207 |
| 2019-08-20 | $4,090 | $4,302 | $211 |
| 2019-08-19 | $4,075 | $4,299 | $224 |
| 2019-08-16 | $4,106 | $4,331 | $225 |
| 2019-08-15 | $4,143 | $4,343 | $200 |
| 2019-08-14 | $4,137 | $4,338 | $201 |
| 2019-08-13 | $4,070 | $4,272 | $201 |
| 2019-08-12 | $4,110 | $4,323 | $212 |
| 2019-08-09 | $4,120 | $4,319 | $200 |
| 2019-08-08 | $4,095 | $4,308 | $213 |
| 2019-08-07 | $4,131 | $4,336 | $205 |
| 2019-08-06 | $4,084 | $4,294 | $210 |
| 2019-08-05 | $4,099 | $4,305 | $206 |
| 2019-08-02 | $4,003 | $4,208 | $205 |
| 2019-08-01 | $3,992 | $4,192 | $200 |
| 2019-07-31 | $3,978 | $4,187 | $209 |
| 2019-07-30 | $3,935 | $4,138 | $203 |
| 2019-07-29 | $3,924 | $4,125 | $201 |
| 2019-07-26 | $3,937 | $4,145 | $209 |
| 2019-07-25 | $3,957 | $4,158 | $201 |
| 2019-07-24 | $3,965 | $4,165 | $201 |
| 2019-07-23 | $3,983 | $4,186 | $203 |
| 2019-07-22 | $3,980 | $4,181 | $201 |
| 2019-07-19 | $3,978 | $4,180 | $202 |
| 2019-07-18 | $3,956 | $4,172 | $216 |
| 2019-07-17 | $3,954 | $4,150 | $195 |
| 2019-07-16 | $3,891 | $4,092 | $201 |
| 2019-07-15 | $3,885 | $4,092 | $207 |
| 2019-07-12 | $3,890 | $4,091 | $201 |
| 2019-07-11 | $3,878 | $4,112 | $234 |
| 2019-07-10 | $3,928 | $4,171 | $243 |
| 2019-07-09 | $3,934 | $4,135 | $201 |
| 2019-07-08 | $3,912 | $4,112 | $201 |
| 2019-07-05 | $3,895 | $4,097 | $202 |
| 2019-07-04 | $3,921 | $4,146 | $225 |
| 2019-07-03 | $3,940 | $4,148 | $208 |
| 2019-07-02 | $3,925 | $4,126 | $201 |
| 2019-07-01 | $3,912 | $4,116 | $204 |
| 2019-06-28 | $3,938 | $4,142 | $204 |
| 2019-06-27 | $3,934 | $4,158 | $224 |
| 2019-06-26 | $3,988 | $4,198 | $210 |
| 2019-06-25 | $3,962 | $4,164 | $202 |
| 2019-06-24 | $3,912 | $4,113 | $201 |
| 2019-06-21 | $3,887 | $4,087 | $200 |
| 2019-06-20 | $3,870 | $4,071 | $201 |
| 2019-06-19 | $3,786 | $3,996 | $210 |
| 2019-06-18 | $3,797 | $3,998 | $201 |
| 2019-06-17 | $3,798 | $4,001 | $204 |
| 2019-06-14 | $3,782 | $3,984 | $202 |
| 2019-06-13 | $3,783 | $3,988 | $204 |
| 2019-06-12 | $3,774 | $3,976 | $202 |
| 2019-06-11 | $3,788 | $3,990 | $201 |
| 2019-06-10 | $3,781 | $4,005 | $224 |
| 2019-06-07 | $3,782 | $3,986 | $205 |
| 2019-06-06 | $3,787 | $3,989 | $202 |
| 2019-06-05 | $3,791 | $3,996 | $205 |
| 2019-06-04 | $3,845 | $4,045 | $201 |
| 2019-06-03 | $3,840 | $4,057 | $217 |
| 2019-05-31 | $3,832 | $4,032 | $200 |
| 2019-05-30 | $3,798 | $3,999 | $201 |
| 2019-05-29 | $3,804 | $4,008 | $203 |
| 2019-05-28 | $3,781 | $3,984 | $203 |
| 2019-05-27 | $3,760 | $3,980 | $220 |
| 2019-05-24 | $3,754 | $3,977 | $222 |
| 2019-05-23 | $3,777 | $3,978 | $201 |
| 2019-05-22 | $3,732 | $3,933 | $201 |
| 2019-05-21 | $3,747 | $3,951 | $203 |
| 2019-05-20 | $3,755 | $3,978 | $222 |
| 2019-05-17 | $3,748 | $3,957 | $208 |
| 2019-05-16 | $3,744 | $3,987 | $242 |
| 2019-05-15 | $3,772 | $3,987 | $214 |
| 2019-05-14 | $3,780 | $3,995 | $215 |
| 2019-05-13 | $3,770 | $3,972 | $202 |
| 2019-05-10 | $3,706 | $3,931 | $226 |
| 2019-05-09 | $3,717 | $3,918 | $202 |
| 2019-05-08 | $3,679 | $3,906 | $227 |
| 2019-05-07 | $3,696 | $3,897 | $201 |
| 2019-05-06 | $3,666 | $3,869 | $202 |
| 2019-05-03 | $3,657 | $3,857 | $200 |
| 2019-05-02 | $3,654 | $3,864 | $210 |
| 2019-05-01 | $3,697 | $3,898 | $202 |
| 2019-04-30 | $3,670 | $3,875 | $205 |
| 2019-04-29 | $3,663 | $3,869 | $206 |
| 2019-04-26 | $3,679 | $3,879 | $200 |
| 2019-04-25 | $3,688 | $3,889 | $201 |
| 2019-04-24 | $3,699 | $3,902 | $203 |
| 2019-04-23 | $3,696 | $3,921 | $225 |
| 2019-04-22 | $3,740 | $3,943 | $203 |
| 2019-04-19 | $3,697 | $3,912 | $215 |
| 2019-04-18 | $3,710 | $3,916 | $206 |
| 2019-04-17 | $3,711 | $3,916 | $205 |
| 2019-04-16 | $3,716 | $3,917 | $201 |
| 2019-04-15 | $3,728 | $3,933 | $205 |
| 2019-04-12 | $3,727 | $3,940 | $213 |
| 2019-04-11 | $3,734 | $3,940 | $205 |
| 2019-04-10 | $3,778 | $3,978 | $201 |
| 2019-04-09 | $3,716 | $3,929 | $213 |
| 2019-04-08 | $3,732 | $3,932 | $201 |
| 2019-04-05 | $3,717 | $3,925 | $208 |
| 2019-04-04 | $3,730 | $3,954 | $224 |
| 2019-04-03 | $3,727 | $3,932 | $206 |
| 2019-04-02 | $3,707 | $3,917 | $210 |
| 2019-04-01 | $3,694 | $3,896 | $202 |
| 2019-03-29 | $3,704 | $3,903 | $198 |
| 2019-03-28 | $3,688 | $3,890 | $202 |
| 2019-03-27 | $3,715 | $3,924 | $209 |
| 2019-03-26 | $3,726 | $3,928 | $202 |
| 2019-03-25 | $3,722 | $3,929 | $207 |
| 2019-03-22 | $3,723 | $3,923 | $200 |
| 2019-03-21 | $3,701 | $3,903 | $203 |
| 2019-03-20 | $3,700 | $3,901 | $201 |
| 2019-03-19 | $3,682 | $3,901 | $219 |
| 2019-03-18 | $3,692 | $3,911 | $219 |
| 2019-03-15 | $3,712 | $3,924 | $212 |
| 2019-03-14 | $3,714 | $3,924 | $210 |
| 2019-03-13 | $3,731 | $3,940 | $209 |
| 2019-03-12 | $3,725 | $3,928 | $203 |
| 2019-03-11 | $3,727 | $3,934 | $207 |
| 2019-03-08 | $3,751 | $3,961 | $210 |
| 2019-03-07 | $3,742 | $3,944 | $202 |
| 2019-03-06 | $3,724 | $3,925 | $201 |
| 2019-03-05 | $3,712 | $3,927 | $215 |
| 2019-03-04 | $3,715 | $3,916 | $202 |
| 2019-03-01 | $3,717 | $3,917 | $201 |
| 2019-02-28 | $3,758 | $3,981 | $223 |
| 2019-02-27 | $3,769 | $3,972 | $203 |
| 2019-02-26 | $3,756 | $3,969 | $213 |
| 2019-02-25 | $3,767 | $3,967 | $199 |
| 2019-02-22 | $3,787 | $3,999 | $212 |
| 2019-02-21 | $3,806 | $4,009 | $203 |
| 2019-02-20 | $3,815 | $4,017 | $202 |
| 2019-02-19 | $3,796 | $3,999 | $203 |
| 2019-02-18 | $3,758 | $3,967 | $209 |
| 2019-02-15 | $3,767 | $3,966 | $199 |
| 2019-02-14 | $3,762 | $3,985 | $222 |
| 2019-02-13 | $3,775 | $3,993 | $218 |
| 2019-02-12 | $3,793 | $4,030 | $237 |
| 2019-02-11 | $3,828 | $4,066 | $238 |
| 2019-02-08 | $3,854 | $4,113 | $259 |
| 2019-02-07 | $3,911 | $4,113 | $202 |
| 2019-02-06 | $3,846 | $4,054 | $208 |
| 2019-02-05 | $3,838 | $4,037 | $199 |
| 2019-02-04 | $3,847 | $4,053 | $206 |
| 2019-02-01 | $3,856 | $4,072 | $216 |
| 2019-01-31 | $3,857 | $4,104 | $247 |
| 2019-01-30 | $3,857 | $4,057 | $200 |
| 2019-01-29 | $3,868 | $4,073 | $205 |
| 2019-01-28 | $3,852 | $4,059 | $206 |
| 2019-01-25 | $3,852 | $4,049 | $198 |
| 2019-01-24 | $3,846 | $4,050 | $204 |
| 2019-01-23 | $3,825 | $4,061 | $236 |
| 2019-01-22 | $3,861 | $4,073 | $212 |
| 2019-01-21 | $3,849 | $4,048 | $199 |
| 2019-01-18 | $3,844 | $4,048 | $203 |
| 2019-01-17 | $3,868 | $4,067 | $199 |
| 2019-01-16 | $3,863 | $4,061 | $198 |
| 2019-01-15 | $3,832 | $4,037 | $205 |
| 2019-01-14 | $3,831 | $4,048 | $217 |
| 2019-01-11 | $3,845 | $4,079 | $234 |
| 2019-01-10 | $3,889 | $4,110 | $221 |
| 2019-01-09 | $3,930 | $4,130 | $200 |
| 2019-01-08 | $3,879 | $4,118 | $239 |
| 2019-01-07 | $3,898 | $4,138 | $240 |
| 2019-01-04 | $3,932 | $4,155 | $223 |
| 2019-01-03 | $3,924 | $4,126 | $202 |
| 2019-01-02 | $3,873 | $4,095 | $222 |
| 2018-12-31 | $3,847 | $4,063 | $215 |
| 2018-12-28 | $3,843 | $4,082 | $239 |
| 2018-12-27 | $3,844 | $4,096 | $253 |
| 2018-12-26 | $3,964 | $4,185 | $221 |
| 2018-12-25 | $3,746 | $3,993 | $247 |
| 2018-12-24 | $3,738 | $3,937 | $199 |
| 2018-12-21 | $3,807 | $3,996 | $189 |
| 2018-12-20 | $3,863 | $4,060 | $197 |
| 2018-12-19 | $3,886 | $4,086 | $200 |
| 2018-12-18 | $3,862 | $4,062 | $200 |
| 2018-12-17 | $3,905 | $4,112 | $206 |
| 2018-12-14 | $3,912 | $4,116 | $204 |
| 2018-12-13 | $3,971 | $4,170 | $199 |
| 2018-12-12 | $3,935 | $4,149 | $213 |
| 2018-12-11 | $3,920 | $4,130 | $210 |
| 2018-12-10 | $3,911 | $4,114 | $203 |
| 2018-12-07 | $3,934 | $4,145 | $211 |
| 2018-12-06 | $3,942 | $4,147 | $205 |
| 2018-12-05 | $3,936 | $4,134 | $198 |
| 2018-12-04 | $3,938 | $4,134 | $196 |
| 2018-12-03 | $3,906 | $4,102 | $197 |
| 2018-11-30 | $3,829 | $4,036 | $207 |
| 2018-11-29 | $3,845 | $4,066 | $222 |
| 2018-11-28 | $3,859 | $4,058 | $198 |
| 2018-11-27 | $3,819 | $4,029 | $210 |
| 2018-11-26 | $3,825 | $4,025 | $200 |
| 2018-11-23 | $3,745 | $3,949 | $205 |
| 2018-11-22 | $3,830 | $4,022 | $192 |
| 2018-11-21 | $3,818 | $4,024 | $206 |
| 2018-11-20 | $3,776 | $3,976 | $200 |
| 2018-11-19 | $3,833 | $4,038 | $205 |
| 2018-11-16 | $3,836 | $4,056 | $220 |
| 2018-11-15 | $3,846 | $4,076 | $230 |
| 2018-11-14 | $3,840 | $4,046 | $206 |
| 2018-11-13 | $3,818 | $3,995 | $178 |
| 2018-11-12 | $3,864 | $4,063 | $198 |
| 2018-11-09 | $3,859 | $4,067 | $208 |
| 2018-11-08 | $3,865 | $4,252 | $386 |
| 2018-11-07 | $4,070 | $4,257 | $187 |
| 2018-11-06 | $4,009 | $4,213 | $203 |
| 2018-11-05 | $4,017 | $4,234 | $216 |
| 2018-11-02 | $4,054 | $4,265 | $211 |
| 2018-11-01 | $4,053 | $4,413 | $360 |
| 2018-10-31 | $4,193 | $4,396 | $202 |
| 2018-10-30 | $4,166 | $4,371 | $205 |
| 2018-10-29 | $4,136 | $4,340 | $205 |
| 2018-10-26 | $4,160 | $4,361 | $201 |
| 2018-10-25 | $4,147 | $4,382 | $236 |
| 2018-10-24 | $4,157 | $4,360 | $203 |
| 2018-10-23 | $4,204 | $4,401 | $197 |
| 2018-10-22 | $4,179 | $4,411 | $232 |
| 2018-10-19 | $4,208 | $4,442 | $234 |
| 2018-10-18 | $4,231 | $4,444 | $213 |
| 2018-10-17 | $4,176 | $4,403 | $227 |
| 2018-10-16 | $4,211 | $4,410 | $199 |
| 2018-10-15 | $4,185 | $4,386 | $201 |
| 2018-10-12 | $4,166 | $4,401 | $235 |
| 2018-10-11 | $4,167 | $4,373 | $205 |
| 2018-10-10 | $4,112 | $4,306 | $194 |
| 2018-10-09 | $4,063 | $4,278 | $215 |
| 2018-10-08 | $4,073 | $4,340 | $268 |
| 2018-10-05 | $4,141 | $4,343 | $202 |
| 2018-10-04 | $4,108 | $4,312 | $204 |
| 2018-10-03 | $4,092 | $4,280 | $188 |
| 2018-10-02 | $4,071 | $4,271 | $200 |
| 2018-10-01 | $4,025 | $4,224 | $199 |
| 2018-09-28 | $4,007 | $4,211 | $204 |
| 2018-09-27 | $3,972 | $4,174 | $202 |
| 2018-09-26 | $3,955 | $4,153 | $198 |
| 2018-09-25 | $3,942 | $4,144 | $202 |
| 2018-09-24 | $3,917 | $4,118 | $201 |
| 2018-09-21 | $3,906 | $4,116 | $210 |
| 2018-09-20 | $3,893 | $4,103 | $210 |
| 2018-09-19 | $3,888 | $4,135 | $247 |
| 2018-09-18 | $3,921 | $4,122 | $201 |
| 2018-09-17 | $3,909 | $4,101 | $192 |
| 2018-09-14 | $3,903 | $4,104 | $201 |
| 2018-09-13 | $3,898 | $4,110 | $212 |
| 2018-09-12 | $3,919 | $4,151 | $232 |
| 2018-09-11 | $3,903 | $4,179 | $276 |
| 2018-09-10 | $3,909 | $4,179 | $270 |
| 2018-09-07 | $3,907 | $4,224 | $317 |
| 2018-09-06 | $4,009 | $4,211 | $203 |
| 2018-09-05 | $4,002 | $4,204 | $202 |
| 2018-09-04 | $3,987 | $4,189 | $202 |
| 2018-09-03 | $3,970 | $4,205 | $235 |
| 2018-08-31 | $3,983 | $4,205 | $222 |
| 2018-08-30 | $3,991 | $4,196 | $204 |
| 2018-08-29 | $3,993 | $4,197 | $204 |
| 2018-08-28 | $3,994 | $4,196 | $202 |
| 2018-08-27 | $3,983 | $4,182 | $199 |
| 2018-08-24 | $3,963 | $4,166 | $203 |
| 2018-08-23 | $3,945 | $4,144 | $200 |
| 2018-08-22 | $3,940 | $4,137 | $198 |
Foreign Secured Amount, pursuant to CFTC regulation 30.7
All $s in millions.
| Date | Requirement | Funds Secured | Excess |
|---|
| 2019-08-22 | $496 | $616 | $120 |
| 2019-08-21 | $498 | $619 | $121 |
| 2019-08-20 | $498 | $617 | $119 |
| 2019-08-19 | $495 | $618 | $123 |
| 2019-08-16 | $494 | $624 | $131 |
| 2019-08-15 | $501 | $635 | $133 |
| 2019-08-14 | $496 | $620 | $124 |
| 2019-08-13 | $500 | $620 | $120 |
| 2019-08-12 | $500 | $621 | $121 |
| 2019-08-09 | $499 | $639 | $140 |
| 2019-08-08 | $510 | $641 | $132 |
| 2019-08-07 | $505 | $621 | $116 |
| 2019-08-06 | $495 | $615 | $120 |
| 2019-08-05 | $497 | $619 | $122 |
| 2019-08-02 | $493 | $620 | $127 |
| 2019-08-01 | $485 | $609 | $124 |
| 2019-07-31 | $484 | $614 | $130 |
| 2019-07-30 | $487 | $615 | $128 |
| 2019-07-29 | $486 | $608 | $121 |
| 2019-07-26 | $486 | $616 | $130 |
| 2019-07-25 | $497 | $637 | $140 |
| 2019-07-24 | $502 | $622 | $120 |
| 2019-07-23 | $500 | $621 | $121 |
| 2019-07-22 | $495 | $619 | $124 |
| 2019-07-19 | $494 | $618 | $124 |
| 2019-07-18 | $497 | $621 | $124 |
| 2019-07-17 | $496 | $616 | $120 |
| 2019-07-16 | $496 | $619 | $123 |
| 2019-07-15 | $496 | $619 | $123 |
| 2019-07-12 | $497 | $617 | $120 |
| 2019-07-11 | $496 | $617 | $121 |
| 2019-07-10 | $493 | $612 | $119 |
| 2019-07-09 | $489 | $612 | $123 |
| 2019-07-08 | $495 | $620 | $125 |
| 2019-07-05 | $491 | $613 | $122 |
| 2019-07-04 | $498 | $630 | $132 |
| 2019-07-03 | $504 | $625 | $121 |
| 2019-07-02 | $498 | $623 | $125 |
| 2019-07-01 | $488 | $614 | $126 |
| 2019-06-28 | $488 | $609 | $121 |
| 2019-06-27 | $483 | $603 | $120 |
| 2019-06-26 | $481 | $607 | $126 |
| 2019-06-25 | $485 | $607 | $123 |
| 2019-06-24 | $488 | $609 | $121 |
| 2019-06-21 | $486 | $605 | $118 |
| 2019-06-20 | $489 | $612 | $123 |
| 2019-06-19 | $479 | $602 | $124 |
| 2019-06-18 | $483 | $608 | $125 |
| 2019-06-17 | $468 | $590 | $122 |
| 2019-06-14 | $467 | $590 | $122 |
| 2019-06-13 | $465 | $585 | $120 |
| 2019-06-12 | $463 | $586 | $123 |
| 2019-06-11 | $466 | $587 | $121 |
| 2019-06-10 | $464 | $584 | $121 |
| 2019-06-07 | $459 | $583 | $123 |
| 2019-06-06 | $453 | $573 | $119 |
| 2019-06-05 | $453 | $580 | $127 |
| 2019-06-04 | $455 | $579 | $125 |
| 2019-06-03 | $453 | $576 | $124 |
| 2019-05-31 | $448 | $569 | $120 |
| 2019-05-30 | $447 | $571 | $124 |
| 2019-05-29 | $447 | $570 | $123 |
| 2019-05-28 | $447 | $567 | $120 |
| 2019-05-27 | $445 | $566 | $121 |
| 2019-05-24 | $448 | $565 | $118 |
| 2019-05-23 | $445 | $567 | $122 |
| 2019-05-22 | $444 | $566 | $122 |
| 2019-05-21 | $443 | $565 | $121 |
| 2019-05-20 | $442 | $567 | $125 |
| 2019-05-17 | $444 | $575 | $131 |
| 2019-05-16 | $443 | $567 | $124 |
| 2019-05-15 | $444 | $567 | $123 |
| 2019-05-14 | $442 | $565 | $123 |
| 2019-05-13 | $439 | $565 | $126 |
| 2019-05-10 | $441 | $563 | $122 |
| 2019-05-09 | $439 | $558 | $119 |
| 2019-05-08 | $438 | $559 | $120 |
| 2019-05-07 | $438 | $567 | $129 |
| 2019-05-06 | $440 | $563 | $123 |
| 2019-05-03 | $444 | $568 | $124 |
| 2019-05-02 | $443 | $564 | $121 |
| 2019-05-01 | $446 | $571 | $124 |
| 2019-04-30 | $447 | $570 | $123 |
| 2019-04-29 | $447 | $568 | $121 |
| 2019-04-26 | $446 | $566 | $121 |
| 2019-04-25 | $442 | $564 | $122 |
| 2019-04-24 | $444 | $571 | $127 |
| 2019-04-23 | $444 | $568 | $124 |
| 2019-04-22 | $444 | $567 | $122 |
| 2019-04-19 | $447 | $568 | $122 |
| 2019-04-18 | $447 | $571 | $124 |
| 2019-04-17 | $449 | $569 | $120 |
| 2019-04-16 | $446 | $569 | $122 |
| 2019-04-15 | $444 | $565 | $121 |
| 2019-04-12 | $446 | $570 | $124 |
| 2019-04-11 | $443 | $570 | $127 |
| 2019-04-10 | $446 | $569 | $124 |
| 2019-04-09 | $447 | $570 | $123 |
| 2019-04-08 | $446 | $567 | $121 |
| 2019-04-05 | $441 | $563 | $122 |
| 2019-04-04 | $441 | $564 | $123 |
| 2019-04-03 | $442 | $563 | $121 |
| 2019-04-02 | $441 | $562 | $121 |
| 2019-04-01 | $438 | $560 | $122 |
| 2019-03-29 | $436 | $559 | $123 |
| 2019-03-28 | $433 | $555 | $122 |
| 2019-03-27 | $433 | $558 | $125 |
| 2019-03-26 | $439 | $560 | $121 |
| 2019-03-25 | $442 | $570 | $128 |
| 2019-03-22 | $442 | $570 | $128 |
| 2019-03-21 | $446 | $567 | $121 |
| 2019-03-20 | $444 | $577 | $134 |
| 2019-03-19 | $458 | $579 | $121 |
| 2019-03-18 | $457 | $578 | $121 |
| 2019-03-15 | $454 | $580 | $126 |
| 2019-03-14 | $451 | $577 | $126 |
| 2019-03-13 | $450 | $569 | $119 |
| 2019-03-12 | $449 | $571 | $122 |
| 2019-03-11 | $447 | $564 | $117 |
| 2019-03-08 | $445 | $571 | $126 |
| 2019-03-07 | $445 | $571 | $126 |
| 2019-03-06 | $446 | $568 | $122 |
| 2019-03-05 | $448 | $567 | $119 |
| 2019-03-04 | $445 | $569 | $124 |
| 2019-03-01 | $445 | $569 | $124 |
| 2019-02-28 | $445 | $570 | $125 |
| 2019-02-27 | $443 | $561 | $118 |
| 2019-02-26 | $439 | $558 | $119 |
| 2019-02-25 | $434 | $558 | $124 |
| 2019-02-22 | $431 | $550 | $119 |
| 2019-02-21 | $427 | $547 | $120 |
| 2019-02-20 | $427 | $547 | $120 |
| 2019-02-19 | $426 | $547 | $120 |
| 2019-02-18 | $428 | $551 | $124 |
| 2019-02-15 | $428 | $550 | $122 |
| 2019-02-14 | $425 | $544 | $119 |
| 2019-02-13 | $425 | $550 | $124 |
| 2019-02-12 | $427 | $547 | $120 |
| 2019-02-11 | $427 | $558 | $130 |
| 2019-02-08 | $426 | $551 | $124 |
| 2019-02-07 | $417 | $553 | $136 |
| 2019-02-06 | $417 | $548 | $131 |
| 2019-02-05 | $427 | $550 | $123 |
| 2019-02-04 | $423 | $553 | $130 |
| 2019-02-01 | $433 | $562 | $128 |
| 2019-01-31 | $436 | $554 | $118 |
| 2019-01-30 | $431 | $554 | $123 |
| 2019-01-29 | $431 | $553 | $122 |
| 2019-01-28 | $430 | $553 | $122 |
| 2019-01-25 | $431 | $550 | $118 |
| 2019-01-24 | $428 | $557 | $128 |
| 2019-01-23 | $427 | $548 | $122 |
| 2019-01-22 | $427 | $570 | $143 |
| 2019-01-21 | $436 | $563 | $127 |
| 2019-01-18 | $439 | $575 | $136 |
| 2019-01-17 | $442 | $566 | $124 |
| 2019-01-16 | $442 | $580 | $139 |
| 2019-01-15 | $436 | $573 | $137 |
| 2019-01-14 | $436 | $574 | $138 |
| 2019-01-11 | $451 | $595 | $144 |
| 2019-01-10 | $457 | $569 | $112 |
| 2019-01-09 | $447 | $570 | $123 |
| 2019-01-08 | $446 | $568 | $122 |
| 2019-01-07 | $447 | $564 | $117 |
| 2019-01-04 | $444 | $565 | $121 |
| 2019-01-03 | $439 | $560 | $121 |
| 2019-01-02 | $440 | $568 | $128 |
| 2018-12-31 | $437 | $563 | $125 |
| 2018-12-28 | $441 | $578 | $137 |
| 2018-12-27 | $439 | $553 | $114 |
| 2018-12-26 | $442 | $563 | $122 |
| 2018-12-25 | $444 | $572 | $128 |
| 2018-12-24 | $436 | $574 | $138 |
| 2018-12-21 | $451 | $584 | $133 |
| 2018-12-20 | $455 | $572 | $118 |
| 2018-12-19 | $452 | $578 | $126 |
| 2018-12-18 | $451 | $574 | $123 |
| 2018-12-17 | $452 | $584 | $132 |
| 2018-12-14 | $464 | $601 | $137 |
| 2018-12-13 | $467 | $601 | $134 |
| 2018-12-12 | $459 | $576 | $117 |
| 2018-12-11 | $454 | $579 | $125 |
| 2018-12-10 | $456 | $578 | $121 |
| 2018-12-07 | $457 | $582 | $125 |
| 2018-12-06 | $457 | $589 | $133 |
| 2018-12-05 | $455 | $582 | $126 |
| 2018-12-04 | $454 | $583 | $128 |
| 2018-12-03 | $452 | $575 | $123 |
| 2018-11-30 | $448 | $573 | $124 |
| 2018-11-29 | $452 | $572 | $120 |
| 2018-11-28 | $453 | $573 | $121 |
| 2018-11-27 | $449 | $573 | $124 |
| 2018-11-26 | $449 | $572 | $124 |
| 2018-11-23 | $449 | $573 | $124 |
| 2018-11-22 | $450 | $571 | $121 |
| 2018-11-21 | $451 | $576 | $125 |
| 2018-11-20 | $451 | $575 | $125 |
| 2018-11-19 | $451 | $568 | $117 |
| 2018-11-16 | $449 | $570 | $122 |
| 2018-11-15 | $447 | $568 | $121 |
| 2018-11-14 | $447 | $570 | $123 |
| 2018-11-13 | $447 | $571 | $124 |
| 2018-11-12 | $442 | $589 | $147 |
| 2018-11-09 | $459 | $589 | $130 |
| 2018-11-08 | $459 | $572 | $112 |
| 2018-11-07 | $448 | $584 | $136 |
| 2018-11-06 | $448 | $571 | $123 |
| 2018-11-05 | $448 | $592 | $143 |
| 2018-11-02 | $446 | $567 | $121 |
| 2018-11-01 | $446 | $563 | $117 |
| 2018-10-31 | $443 | $569 | $127 |
| 2018-10-30 | $441 | $575 | $134 |
| 2018-10-29 | $447 | $571 | $124 |
| 2018-10-26 | $445 | $572 | $127 |
| 2018-10-25 | $445 | $571 | $126 |
| 2018-10-24 | $455 | $578 | $123 |
| 2018-10-23 | $466 | $590 | $124 |
| 2018-10-22 | $471 | $596 | $125 |
| 2018-10-19 | $467 | $589 | $121 |
| 2018-10-18 | $465 | $579 | $115 |
| 2018-10-17 | $465 | $563 | $98 |
| 2018-10-16 | $444 | $575 | $131 |
| 2018-10-15 | $441 | $561 | $120 |
| 2018-10-12 | $444 | $568 | $124 |
| 2018-10-11 | $446 | $564 | $118 |
| 2018-10-10 | $449 | $583 | $134 |
| 2018-10-09 | $451 | $581 | $130 |
| 2018-10-08 | $448 | $569 | $122 |
| 2018-10-05 | $451 | $572 | $121 |
| 2018-10-04 | $454 | $574 | $121 |
| 2018-10-03 | $444 | $584 | $141 |
| 2018-10-02 | $439 | $561 | $122 |
| 2018-10-01 | $444 | $569 | $125 |
| 2018-09-28 | $446 | $577 | $131 |
| 2018-09-27 | $449 | $574 | $125 |
| 2018-09-26 | $455 | $579 | $124 |
| 2018-09-25 | $455 | $580 | $124 |
| 2018-09-24 | $455 | $579 | $124 |
| 2018-09-21 | $455 | $584 | $129 |
| 2018-09-20 | $449 | $569 | $120 |
| 2018-09-19 | $449 | $574 | $125 |
| 2018-09-18 | $444 | $565 | $121 |
| 2018-09-17 | $442 | $575 | $133 |
| 2018-09-14 | $455 | $581 | $127 |
| 2018-09-13 | $454 | $576 | $122 |
| 2018-09-12 | $452 | $574 | $122 |
| 2018-09-11 | $455 | $574 | $119 |
| 2018-09-10 | $455 | $583 | $127 |
| 2018-09-07 | $455 | $583 | $127 |
| 2018-09-06 | $459 | $578 | $118 |
| 2018-09-05 | $459 | $577 | $118 |
| 2018-09-04 | $455 | $593 | $138 |
| 2018-09-03 | $459 | $585 | $127 |
| 2018-08-31 | $455 | $576 | $121 |
| 2018-08-30 | $460 | $579 | $120 |
| 2018-08-29 | $457 | $580 | $122 |
| 2018-08-28 | $453 | $586 | $133 |
| 2018-08-27 | $453 | $574 | $120 |
| 2018-08-24 | $448 | $570 | $122 |
| 2018-08-23 | $445 | $570 | $124 |
| 2018-08-22 | $448 | $575 | $126 |
CFTC Regulation 1.55(o)(1)(iv) Disclosure12/31/2014
CFTC Computation Details
Securities Customer Reserve, pursuant to the SEC rule 15c3-3
All $s in millions.
| Date | Requirement | Funds Segregated | Excess |
|---|
| 2019-08-21 | $17,870 | $18,108 | $238 |
| 2019-08-20 | $17,971 | $18,198 | $227 |
| 2019-08-19 | $17,435 | $17,719 | $285 |
| 2019-08-16 | $17,062 | $17,288 | $226 |
| 2019-08-15 | $17,441 | $17,686 | $245 |
| 2019-08-14 | $17,294 | $17,584 | $289 |
| 2019-08-13 | $17,470 | $17,762 | $292 |
| 2019-08-12 | $17,441 | $17,661 | $220 |
| 2019-08-09 | $17,639 | $17,917 | $278 |
| 2019-08-08 | $17,665 | $17,923 | $258 |
| 2019-08-07 | $17,716 | $17,956 | $240 |
| 2019-08-06 | $17,262 | $17,530 | $268 |
| 2019-08-05 | $17,610 | $17,867 | $257 |
| 2019-08-02 | $17,600 | $17,914 | $314 |
| 2019-08-01 | $17,784 | $18,063 | $280 |
| 2019-07-31 | $17,574 | $17,880 | $306 |
| 2019-07-30 | $17,594 | $17,852 | $258 |
| 2019-07-29 | $17,307 | $17,558 | $251 |
| 2019-07-26 | $17,165 | $17,424 | $259 |
| 2019-07-25 | $17,567 | $17,817 | $250 |
| 2019-07-24 | $17,299 | $17,530 | $232 |
| 2019-07-23 | $17,391 | $17,646 | $256 |
| 2019-07-22 | $17,799 | $18,042 | $244 |
| 2019-07-19 | $17,805 | $18,054 | $249 |
| 2019-07-18 | $17,644 | $17,885 | $241 |
| 2019-07-17 | $17,483 | $17,754 | $270 |
| 2019-07-16 | $17,368 | $17,650 | $282 |
| 2019-07-15 | $17,351 | $17,582 | $231 |
| 2019-07-12 | $17,326 | $17,604 | $278 |
| 2019-07-11 | $17,429 | $17,682 | $253 |
| 2019-07-10 | $17,460 | $17,697 | $237 |
| 2019-07-09 | $17,484 | $17,759 | $275 |
| 2019-07-08 | $17,406 | $17,650 | $244 |
| 2019-07-05 | $17,253 | $17,498 | $245 |
| 2019-07-04 | $17,288 | $17,483 | $195 |
| 2019-07-02 | $17,571 | $17,833 | $262 |
| 2019-07-01 | $17,496 | $17,761 | $265 |
| 2019-06-28 | $17,294 | $17,553 | $258 |
| 2019-06-27 | $17,526 | $17,796 | $270 |
| 2019-06-26 | $16,976 | $17,244 | $267 |
| 2019-06-25 | $17,033 | $17,261 | $227 |
| 2019-06-24 | $16,044 | $16,308 | $265 |
| 2019-06-21 | $16,327 | $16,596 | $269 |
| 2019-06-20 | $16,217 | $16,447 | $229 |
| 2019-06-19 | $16,098 | $16,388 | $290 |
| 2019-06-18 | $16,152 | $16,401 | $249 |
| 2019-06-17 | $16,400 | $16,664 | $264 |
| 2019-06-14 | $16,250 | $16,498 | $248 |
| 2019-06-13 | $16,333 | $16,588 | $254 |
| 2019-06-12 | $16,388 | $16,654 | $266 |
| 2019-06-11 | $16,425 | $16,695 | $270 |
| 2019-06-10 | $16,485 | $16,737 | $252 |
| 2019-06-07 | $16,627 | $16,854 | $227 |
| 2019-06-06 | $16,692 | $16,957 | $265 |
| 2019-06-05 | $16,405 | $16,655 | $250 |
| 2019-06-04 | $16,354 | $16,623 | $269 |
| 2019-06-03 | $16,059 | $16,300 | $241 |
| 2019-05-31 | $15,967 | $16,254 | $286 |
| 2019-05-30 | $15,832 | $16,155 | $323 |
| 2019-05-29 | $15,897 | $16,163 | $266 |
| 2019-05-28 | $15,926 | $16,190 | $264 |
| 2019-05-27 | $15,967 | $16,240 | $273 |
| 2019-05-23 | $15,833 | $16,080 | $247 |
| 2019-05-22 | $15,713 | $15,998 | $285 |
| 2019-05-21 | $15,754 | $16,023 | $269 |
| 2019-05-20 | $15,808 | $16,045 | $237 |
| 2019-05-17 | $15,798 | $16,039 | $240 |
| 2019-05-16 | $16,194 | $16,446 | $252 |
| 2019-05-15 | $16,133 | $16,372 | $238 |
| 2019-05-14 | $16,034 | $16,304 | $270 |
| 2019-05-13 | $16,100 | $16,344 | $244 |
| 2019-05-10 | $16,234 | $16,520 | $286 |
| 2019-05-09 | $16,301 | $16,549 | $248 |
| 2019-05-08 | $16,273 | $16,538 | $265 |
| 2019-05-07 | $15,861 | $16,102 | $241 |
| 2019-05-06 | $15,853 | $16,120 | $267 |
| 2019-05-03 | $15,189 | $15,456 | $266 |
| 2019-05-02 | $14,975 | $15,231 | $256 |
| 2019-05-01 | $15,236 | $15,464 | $228 |
| 2019-04-30 | $15,455 | $15,697 | $243 |
| 2019-04-29 | $15,271 | $15,538 | $267 |
| 2019-04-26 | $15,049 | $15,293 | $244 |
| 2019-04-25 | $15,290 | $15,556 | $266 |
| 2019-04-24 | $15,067 | $15,312 | $245 |
| 2019-04-23 | $15,246 | $15,516 | $270 |
| 2019-04-22 | $15,147 | $15,409 | $261 |
| 2019-04-19 | $15,191 | $15,436 | $245 |
| 2019-04-17 | $15,152 | $15,414 | $262 |
| 2019-04-16 | $15,165 | $15,418 | $253 |
| 2019-04-15 | $14,720 | $14,957 | $238 |
| 2019-04-12 | $15,018 | $15,272 | $254 |
| 2019-04-11 | $15,265 | $15,486 | $222 |
| 2019-04-10 | $15,101 | $15,337 | $236 |
| 2019-04-09 | $15,299 | $15,561 | $262 |
| 2019-04-08 | $15,079 | $15,342 | $263 |
| 2019-04-05 | $14,944 | $15,189 | $245 |
| 2019-04-04 | $15,110 | $15,362 | $252 |
| 2019-04-03 | $15,028 | $15,286 | $258 |
| 2019-04-02 | $15,417 | $15,651 | $234 |
| 2019-04-01 | $15,493 | $15,755 | $261 |
| 2019-03-29 | $15,311 | $15,525 | $213 |
| 2019-03-28 | $15,465 | $15,742 | $277 |
| 2019-03-27 | $15,437 | $15,681 | $244 |
| 2019-03-26 | $15,500 | $15,790 | $290 |
| 2019-03-25 | $15,315 | $15,563 | $248 |
| 2019-03-22 | $15,320 | $15,590 | $270 |
| 2019-03-21 | $15,293 | $15,590 | $297 |
| 2019-03-20 | $15,656 | $15,917 | $260 |
| 2019-03-19 | $15,876 | $16,155 | $279 |
| 2019-03-18 | $15,393 | $15,640 | $246 |
| 2019-03-15 | $15,497 | $15,744 | $247 |
| 2019-03-14 | $15,102 | $15,366 | $263 |
| 2019-03-13 | $14,263 | $14,511 | $248 |
| 2019-03-12 | $14,616 | $14,867 | $251 |
| 2019-03-11 | $14,362 | $14,622 | $261 |
| 2019-03-08 | $14,241 | $14,489 | $248 |
| 2019-03-07 | $14,248 | $14,506 | $258 |
| 2019-03-06 | $14,375 | $14,645 | $270 |
| 2019-03-05 | $14,306 | $14,575 | $270 |
| 2019-03-04 | $14,701 | $14,948 | $247 |
| 2019-03-01 | $15,262 | $15,524 | $262 |
| 2019-02-28 | $15,589 | $15,821 | $232 |
| 2019-02-27 | $15,218 | $15,448 | $231 |
| 2019-02-26 | $15,320 | $15,556 | $236 |
| 2019-02-25 | $15,272 | $15,538 | $266 |
| 2019-02-22 | $15,267 | $15,510 | $243 |
| 2019-02-21 | $15,407 | $15,676 | $269 |
| 2019-02-20 | $15,575 | $15,809 | $234 |
| 2019-02-19 | $15,298 | $15,547 | $250 |
| 2019-02-18 | $15,573 | $15,837 | $264 |
| 2019-02-14 | $15,658 | $15,897 | $239 |
| 2019-02-13 | $15,607 | $15,881 | $275 |
| 2019-02-12 | $15,758 | $16,000 | $241 |
| 2019-02-11 | $15,954 | $16,197 | $242 |
| 2019-02-08 | $15,954 | $16,191 | $238 |
| 2019-02-07 | $16,132 | $16,392 | $260 |
| 2019-02-06 | $16,154 | $16,421 | $267 |
| 2019-02-05 | $16,286 | $16,544 | $258 |
| 2019-02-04 | $16,347 | $16,607 | $260 |
| 2019-02-01 | $16,362 | $16,598 | $236 |
| 2019-01-31 | $16,324 | $16,541 | $216 |
| 2019-01-30 | $16,137 | $16,429 | $292 |
| 2019-01-29 | $16,275 | $16,541 | $266 |
| 2019-01-28 | $16,188 | $16,459 | $270 |
| 2019-01-25 | $16,144 | $16,396 | $252 |
| 2019-01-24 | $16,323 | $16,557 | $234 |
| 2019-01-23 | $16,359 | $16,643 | $285 |
| 2019-01-22 | $15,101 | $15,359 | $259 |
| 2019-01-21 | $14,831 | $15,101 | $270 |
| 2019-01-17 | $15,291 | $15,517 | $226 |
| 2019-01-16 | $15,187 | $15,427 | $240 |
| 2019-01-15 | $15,204 | $15,452 | $248 |
| 2019-01-14 | $15,212 | $15,458 | $246 |
| 2019-01-11 | $15,179 | $15,432 | $252 |
| 2019-01-10 | $15,123 | $15,407 | $284 |
| 2019-01-09 | $14,851 | $15,105 | $254 |
| 2019-01-08 | $13,805 | $14,059 | $254 |
| 2019-01-07 | $13,321 | $13,554 | $233 |
| 2019-01-04 | $13,350 | $13,581 | $231 |
| 2019-01-03 | $13,223 | $13,433 | $210 |
| 2019-01-02 | $12,793 | $13,091 | $298 |
| 2018-12-31 | $12,580 | $12,845 | $265 |
| 2018-12-28 | $12,208 | $12,495 | $286 |
| 2018-12-27 | $11,784 | $12,063 | $279 |
| 2018-12-26 | $11,775 | $12,041 | $267 |
| 2018-12-25 | $11,995 | $12,216 | $221 |
| 2018-12-21 | $11,130 | $11,400 | $269 |
| 2018-12-20 | $11,290 | $11,544 | $254 |
| 2018-12-19 | $10,802 | $11,051 | $249 |
| 2018-12-18 | $11,018 | $11,279 | $261 |
| 2018-12-17 | $10,983 | $11,249 | $266 |
| 2018-12-14 | $10,837 | $11,098 | $261 |
| 2018-12-13 | $11,126 | $11,388 | $261 |
| 2018-12-12 | $10,967 | $11,221 | $254 |
| 2018-12-11 | $10,953 | $11,193 | $240 |
| 2018-12-10 | $11,411 | $11,652 | $241 |
| 2018-12-07 | $11,778 | $12,033 | $255 |
| 2018-12-06 | $11,821 | $12,082 | $262 |
| 2018-12-05 | $11,537 | $11,804 | $267 |
| 2018-12-04 | $11,415 | $11,667 | $252 |
| 2018-12-03 | $11,236 | $11,503 | $267 |
| 2018-11-30 | $11,321 | $11,576 | $255 |
| 2018-11-29 | $11,451 | $11,710 | $259 |
| 2018-11-28 | $10,946 | $11,207 | $261 |
| 2018-11-27 | $11,152 | $11,405 | $253 |
| 2018-11-26 | $11,181 | $11,436 | $255 |
| 2018-11-23 | $11,111 | $11,357 | $246 |
| 2018-11-22 | $10,887 | $11,145 | $258 |
| 2018-11-20 | $10,974 | $11,223 | $250 |
| 2018-11-19 | $10,942 | $11,192 | $249 |
| 2018-11-16 | $11,216 | $11,478 | $262 |
| 2018-11-15 | $11,502 | $11,766 | $264 |
| 2018-11-14 | $11,633 | $11,886 | $253 |
| 2018-11-13 | $11,362 | $11,625 | $263 |
| 2018-11-12 | $11,693 | $11,963 | $269 |
| 2018-11-09 | $11,692 | $12,167 | $475 |
| 2018-11-08 | $11,898 | $12,167 | $269 |
| 2018-11-07 | $11,574 | $11,814 | $240 |
| 2018-11-06 | $12,025 | $12,273 | $248 |
| 2018-11-05 | $11,942 | $12,184 | $242 |
| 2018-11-02 | $11,684 | $11,936 | $252 |
| 2018-11-01 | $11,626 | $11,853 | $226 |
| 2018-10-31 | $11,364 | $11,620 | $256 |
| 2018-10-30 | $10,990 | $11,235 | $245 |
| 2018-10-29 | $10,971 | $11,211 | $240 |
| 2018-10-26 | $10,736 | $10,986 | $250 |
| 2018-10-25 | $10,625 | $10,899 | $274 |
| 2018-10-24 | $10,276 | $10,515 | $239 |
| 2018-10-23 | $10,433 | $10,709 | $276 |
| 2018-10-22 | $10,482 | $10,746 | $264 |
| 2018-10-19 | $10,675 | $10,931 | $256 |
| 2018-10-18 | $11,056 | $11,301 | $244 |
| 2018-10-17 | $11,173 | $11,433 | $260 |
| 2018-10-16 | $11,369 | $11,605 | $236 |
| 2018-10-15 | $11,152 | $11,402 | $250 |
| 2018-10-12 | $10,922 | $11,174 | $253 |
| 2018-10-11 | $10,998 | $11,247 | $248 |
| 2018-10-10 | $11,030 | $11,298 | $268 |
| 2018-10-09 | $10,910 | $11,166 | $256 |
| 2018-10-08 | $10,394 | $10,653 | $259 |
| 2018-10-05 | $10,335 | $10,906 | $572 |
| 2018-10-04 | $10,666 | $10,906 | $240 |
| 2018-10-03 | $10,130 | $10,369 | $239 |
| 2018-10-02 | $9,817 | $10,041 | $224 |
| 2018-10-01 | $9,820 | $10,081 | $261 |
| 2018-09-28 | $9,785 | $10,028 | $243 |
| 2018-09-27 | $9,705 | $9,952 | $246 |
| 2018-09-26 | $9,959 | $10,215 | $255 |
| 2018-09-25 | $9,957 | $10,220 | $262 |
| 2018-09-24 | $9,565 | $9,812 | $246 |
| 2018-09-21 | $9,922 | $10,172 | $250 |
| 2018-09-20 | $10,157 | $10,409 | $251 |
| 2018-09-19 | $10,084 | $10,340 | $256 |
| 2018-09-18 | $10,058 | $10,308 | $250 |
| 2018-09-17 | $10,181 | $10,414 | $233 |
| 2018-09-14 | $10,409 | $10,661 | $251 |
| 2018-09-13 | $10,586 | $10,824 | $238 |
| 2018-09-12 | $10,465 | $10,714 | $249 |
| 2018-09-11 | $10,589 | $10,848 | $259 |
| 2018-09-10 | $10,986 | $11,219 | $233 |
| 2018-09-07 | $10,927 | $11,179 | $251 |
| 2018-09-06 | $10,477 | $10,705 | $229 |
| 2018-09-05 | $10,713 | $10,973 | $260 |
| 2018-09-04 | $10,388 | $10,641 | $252 |
| 2018-09-03 | $10,426 | $10,664 | $238 |
| 2018-08-31 | $10,333 | $11,025 | $692 |
| 2018-08-30 | $10,761 | $11,025 | $264 |
| 2018-08-29 | $10,660 | $10,919 | $259 |
| 2018-08-28 | $10,752 | $10,998 | $246 |
| 2018-08-27 | $10,863 | $11,109 | $245 |
| 2018-08-24 | $10,965 | $11,206 | $241 |
| 2018-08-23 | $11,167 | $11,419 | $251 |
| 2018-08-22 | $11,117 | $11,366 | $249 |
The below table provides concentration statistics of IB's domestic and foreign commodities funds owed to customers, as indicated by the smallest number of IB customers that make up 50% of these amounts.
"N/A" in the table below indicates a settlement holiday.
| Date | Domestic Segregated | Foreign Secured |
|---|---|---|
| Smallest number of customers that comprise 50% of the funds owed to customers | ||
| 2019-08-22 | 447 | 47 |
| 2019-08-21 | 451 | 47 |
| 2019-08-20 | 447 | 46 |
| 2019-08-19 | 443 | 48 |
| 2019-08-16 | 440 | 49 |
| 2019-08-15 | 438 | 46 |
| 2019-08-14 | 441 | 47 |
| 2019-08-13 | 448 | 46 |
| 2019-08-12 | 441 | 46 |
| 2019-08-09 | 437 | 46 |
| 2019-08-08 | 446 | 44 |
| 2019-08-07 | 445 | 44 |
| 2019-08-06 | 447 | 48 |
| 2019-08-05 | 437 | 47 |
| 2019-08-02 | 451 | 47 |
| 2019-08-01 | 439 | 48 |
| 2019-07-31 | 440 | 47 |
| 2019-07-30 | 439 | 47 |
| 2019-07-29 | 440 | 46 |
| 2019-07-26 | 437 | 47 |
| 2019-07-25 | 440 | 44 |
| 2019-07-24 | 439 | 42 |
| 2019-07-23 | 439 | 43 |
| 2019-07-22 | 447 | 44 |
| 2019-07-19 | 461 | 44 |
| 2019-07-18 | 467 | 44 |
| 2019-07-17 | 464 | 44 |
| 2019-07-16 | 473 | 44 |
| 2019-07-15 | 477 | 43 |
| 2019-07-12 | 474 | 44 |
| 2019-07-11 | 480 | 44 |
| 2019-07-10 | 462 | 45 |
| 2019-07-09 | 452 | 44 |
| 2019-07-08 | 454 | 42 |
| 2019-07-05 | 457 | 44 |
| 2019-07-04 | 446 | 42 |
| 2019-07-03 | 448 | 41 |
| 2019-07-02 | 442 | 41 |
| 2019-07-01 | 441 | 43 |
| 2019-06-28 | 438 | 44 |
| 2019-06-27 | 448 | 45 |
| 2019-06-26 | 436 | 46 |
| 2019-06-25 | 435 | 46 |
| 2019-06-24 | 439 | 45 |
| 2019-06-21 | 446 | 47 |
| 2019-06-20 | 453 | 46 |
| 2019-06-19 | 460 | 48 |
| 2019-06-18 | 458 | 47 |
| 2019-06-17 | 465 | 51 |
| 2019-06-14 | 465 | 50 |
| 2019-06-13 | 460 | 52 |
| 2019-06-12 | 468 | 52 |
| 2019-06-11 | 466 | 51 |
| 2019-06-10 | 461 | 52 |
| 2019-06-07 | 464 | 52 |
| 2019-06-06 | 462 | 54 |
| 2019-06-05 | 466 | 55 |
| 2019-06-04 | 464 | 55 |
| 2019-06-03 | 459 | 56 |
| 2019-05-31 | 456 | 58 |
| 2019-05-30 | 471 | 57 |
| 2019-05-29 | 468 | 58 |
| 2019-05-28 | 464 | 57 |
| 2019-05-27 | 462 | 59 |
| 2019-05-24 | 471 | 58 |
| 2019-05-23 | 461 | 59 |
| 2019-05-22 | 465 | 59 |
| 2019-05-21 | 465 | 59 |
| 2019-05-20 | 462 | 59 |
| 2019-05-17 | 457 | 57 |
| 2019-05-16 | 471 | 57 |
| 2019-05-15 | 473 | 56 |
| 2019-05-14 | 473 | 57 |
| 2019-05-13 | 466 | 58 |
| 2019-05-10 | 471 | 58 |
| 2019-05-09 | 466 | 58 |
| 2019-05-08 | 475 | 57 |
| 2019-05-07 | 473 | 57 |
| 2019-05-06 | 470 | 57 |
| 2019-05-03 | 465 | 55 |
| 2019-05-02 | 472 | 56 |
| 2019-05-01 | 455 | 54 |
| 2019-04-30 | 453 | 55 |
| 2019-04-29 | 452 | 55 |
| 2019-04-26 | 455 | 54 |
| 2019-04-25 | 456 | 55 |
| 2019-04-24 | 449 | 55 |
| 2019-04-23 | 443 | 57 |
| 2019-04-22 | 432 | 56 |
| 2019-04-19 | 444 | 56 |
| 2019-04-18 | 446 | 56 |
| 2019-04-17 | 449 | 57 |
| 2019-04-16 | 440 | 58 |
| 2019-04-15 | 438 | 58 |
| 2019-04-12 | 434 | 59 |
| 2019-04-11 | 437 | 59 |
| 2019-04-10 | 436 | 58 |
| 2019-04-09 | 459 | 58 |
| 2019-04-08 | 447 | 58 |
| 2019-04-05 | 448 | 59 |
| 2019-04-04 | 448 | 59 |
| 2019-04-03 | 454 | 61 |
| 2019-04-02 | 449 | 60 |
| 2019-04-01 | 452 | 61 |
| 2019-03-29 | 457 | 61 |
| 2019-03-28 | 472 | 61 |
| 2019-03-27 | 471 | 61 |
| 2019-03-26 | 468 | 60 |
| 2019-03-25 | 475 | 59 |
| 2019-03-22 | 477 | 61 |
| 2019-03-21 | 468 | 61 |
| 2019-03-20 | 469 | 63 |
| 2019-03-19 | 467 | 60 |
| 2019-03-18 | 455 | 59 |
| 2019-03-15 | 451 | 60 |
| 2019-03-14 | 453 | 61 |
| 2019-03-13 | 447 | 61 |
| 2019-03-12 | 449 | 61 |
| 2019-03-11 | 447 | 61 |
| 2019-03-08 | 444 | 64 |
| 2019-03-07 | 437 | 62 |
| 2019-03-06 | 437 | 62 |
| 2019-03-05 | 435 | 63 |
| 2019-03-04 | 437 | 64 |
| 2019-03-01 | 435 | 64 |
| 2019-02-28 | 433 | 63 |
| 2019-02-27 | 428 | 64 |
| 2019-02-26 | 431 | 62 |
| 2019-02-25 | 428 | 63 |
| 2019-02-22 | 423 | 64 |
| 2019-02-21 | 422 | 66 |
| 2019-02-20 | 416 | 65 |
| 2019-02-19 | 421 | 66 |
| 2019-02-18 | 422 | 67 |
| 2019-02-15 | 423 | 67 |
| 2019-02-14 | 431 | 68 |
| 2019-02-13 | 423 | 68 |
| 2019-02-12 | 420 | 68 |
| 2019-02-11 | 412 | 67 |
| 2019-02-08 | 408 | 67 |
| 2019-02-07 | 390 | 71 |
| 2019-02-06 | 410 | 70 |
| 2019-02-05 | 415 | 66 |
| 2019-02-04 | 412 | 69 |
| 2019-02-01 | 414 | 64 |
| 2019-01-31 | 413 | 63 |
| 2019-01-30 | 414 | 67 |
| 2019-01-29 | 410 | 66 |
| 2019-01-28 | 410 | 67 |
| 2019-01-25 | 412 | 66 |
| 2019-01-24 | 410 | 65 |
| 2019-01-23 | 418 | 68 |
| 2019-01-22 | 409 | 67 |
| 2019-01-21 | 395 | 64 |
| 2019-01-18 | 401 | 62 |
| 2019-01-17 | 399 | 60 |
| 2019-01-16 | 403 | 59 |
| 2019-01-15 | 408 | 61 |
| 2019-01-14 | 409 | 62 |
| 2019-01-11 | 406 | 55 |
| 2019-01-10 | 394 | 53 |
| 2019-01-09 | 383 | 58 |
| 2019-01-08 | 395 | 58 |
| 2019-01-07 | 382 | 57 |
| 2019-01-04 | 385 | 58 |
| 2019-01-03 | 374 | 57 |
| 2019-01-02 | 384 | 56 |
| 2018-12-31 | 384 | 57 |
| 2018-12-28 | 387 | 56 |
| 2018-12-27 | 388 | 57 |
| 2018-12-26 | 378 | 54 |
| 2018-12-25 | 370 | 54 |
| 2018-12-24 | 380 | 57 |
| 2018-12-21 | 383 | 54 |
| 2018-12-20 | 391 | 55 |
| 2018-12-19 | 388 | 57 |
| 2018-12-18 | 392 | 56 |
| 2018-12-17 | 388 | 56 |
| 2018-12-14 | 391 | 54 |
| 2018-12-13 | 385 | 56 |
| 2018-12-12 | 397 | 59 |
| 2018-12-11 | 397 | 56 |
| 2018-12-10 | 398 | 54 |
| 2018-12-07 | 401 | 57 |
| 2018-12-06 | 404 | 56 |
| 2018-12-05 | 411 | 56 |
| 2018-12-04 | 411 | 56 |
| 2018-12-03 | 419 | 56 |
| 2018-11-30 | 421 | 55 |
| 2018-11-29 | 426 | 54 |
| 2018-11-28 | 413 | 53 |
| 2018-11-27 | 417 | 54 |
| 2018-11-26 | 427 | 55 |
| 2018-11-23 | 436 | 53 |
| 2018-11-22 | 427 | 55 |
| 2018-11-21 | 436 | 55 |
| 2018-11-20 | 433 | 54 |
| 2018-11-19 | 430 | 56 |
| 2018-11-16 | 436 | 57 |
| 2018-11-15 | 438 | 56 |
| 2018-11-14 | 424 | 58 |
| 2018-11-13 | 432 | 59 |
| 2018-11-12 | 443 | 61 |
| 2018-11-09 | 446 | 57 |
| 2018-11-08 | 456 | 58 |
| 2018-11-07 | 380 | 63 |
| 2018-11-06 | 376 | 63 |
| 2018-11-05 | 374 | 63 |
| 2018-11-02 | 383 | 64 |
| 2018-11-01 | 384 | 63 |
| 2018-10-31 | 331 | 64 |
| 2018-10-30 | 343 | 64 |
| 2018-10-29 | 344 | 63 |
| 2018-10-26 | 349 | 63 |
| 2018-10-25 | 357 | 65 |
| 2018-10-24 | 345 | 60 |
| 2018-10-23 | 349 | 57 |
| 2018-10-22 | 349 | 56 |
| 2018-10-19 | 349 | 57 |
| 2018-10-18 | 346 | 57 |
| 2018-10-17 | 363 | 56 |
| 2018-10-16 | 364 | 64 |
| 2018-10-15 | 359 | 65 |
| 2018-10-12 | 371 | 64 |
| 2018-10-11 | 369 | 64 |
| 2018-10-10 | 380 | 66 |
| 2018-10-09 | 404 | 65 |
| 2018-10-08 | 400 | 66 |
| 2018-10-05 | 380 | 64 |
| 2018-10-04 | 383 | 63 |
| 2018-10-03 | 380 | 65 |
| 2018-10-02 | 389 | 65 |
| 2018-10-01 | 394 | 66 |
| 2018-09-28 | 400 | 66 |
| 2018-09-27 | 408 | 67 |
| 2018-09-26 | 415 | 66 |
| 2018-09-25 | 411 | 66 |
| 2018-09-24 | 421 | 66 |
| 2018-09-21 | 425 | 65 |
| 2018-09-20 | 434 | 67 |
| 2018-09-19 | 428 | 67 |
| 2018-09-18 | 413 | 67 |
| 2018-09-17 | 423 | 68 |
| 2018-09-14 | 420 | 63 |
| 2018-09-13 | 424 | 64 |
| 2018-09-12 | 421 | 65 |
| 2018-09-11 | 424 | 65 |
| 2018-09-10 | 423 | 64 |
| 2018-09-07 | 427 | 65 |
| 2018-09-06 | 391 | 64 |
| 2018-09-05 | 391 | 66 |
| 2018-09-04 | 392 | 66 |
| 2018-09-03 | 390 | 65 |
| 2018-08-31 | 391 | 66 |
| 2018-08-30 | 395 | 65 |
| 2018-08-29 | 395 | 66 |
| 2018-08-28 | 394 | 66 |
| 2018-08-27 | 395 | 67 |
| 2018-08-24 | 401 | 68 |
| 2018-08-23 | 405 | 69 |
| 2018-08-22 | 416 | 69 |
IB does not conduct proprietary trading. However, certain IB affiliates (defined as entities under common control and employees of the firm) hold accounts with IB to trade for their own purposes. For regulatory purposes, IB's affiliates are not treated as customers.
The table below reports the last 12 months of margin requirements for affiliate accounts conducting proprietary trading as a percent of total margin requirements for IB's customers.
All $s in millions.
| Month End | Affiliate Proprietary Margin Requirement | Total Customer Margin Requirement | Affiliate Proprietary Margin Requirement as % of Total Customer Margin Requirement |
|---|---|---|---|
| 2019-06 | $5 | $1,135 | 0.48% |
| 2019-05 | $6 | $1,212 | 0.52% |
| 2019-04 | $5 | $1,211 | 0.43% |
| 2019-03 | $5 | $1,126 | 0.48% |
| 2019-02 | $5 | $1,237 | 0.38% |
| 2019-01 | $5 | $1,199 | 0.43% |
| 2018-12 | $5 | $1,154 | 0.47% |
| 2018-11 | $7 | $1,167 | 0.56% |
| 2018-10 | $6 | $1,306 | 0.47% |
| 2018-09 | $5 | $1,185 | 0.45% |
| 2018-08 | $5 | $1,232 | 0.38% |
| 2018-07 | $5 | $1,151 | 0.41% |
Regulatory Disclosures
Please click below for the Interactive Brokers Firm Specific Disclosure Document required by CFTC Rule 1.55(k).
Interactive Brokers LLC Firm Specific Disclosure Document pursuant to CFTC Rule 1.55(k) and NFA Rule 2-36(n)
Additional Information
Additional information is available on the National Futures Association website by searching for Interactive Brokers LLC in NFA's BASIC system (http://www.nfa.futures.org/basicnet/), clicking on "Interactive Brokers LLC", then "View Financial Information" and then viewing the data available under FCM Capital Report (Updated Monthly), FCM Customer Segregated Funds Report (Updated Semi-Monthly), FCM Customer Secured Amount Funds Report (Updated Semi-Monthly), FCM Cleared Swaps Customer Collateral Report (Updated Semi-Monthly).
Additional financial information on all futures commission merchants is available from the Commodity Futures Trading Commission here.