Interactive Brokers Regulatory Information
Interactive Brokers LLC ("IB") is an agency only, direct market access broker that provides execution, clearance, settlement and prime brokerage for customers. Our business encompasses securities and commodities brokerage. IB does not engage in proprietary trading.
As a registered Futures Commission Merchant ("FCM"), IB is subject to the Commodity Exchange Act and rules promulgated by the Commodity Futures Trading Commission ("CFTC"), the National Futures Association ("NFA") and the various commodity exchanges of which we are members.
As a registered U.S. broker dealer, IB is subject to the rules and regulations of the Securities Exchange Act of 1934 (the "Exchange Act") and other rules promulgated by the Securities and Exchange Commission ("SEC"), the Financial Industry Regulatory Authority ("FINRA") and the rules of various securities exchanges of which we are members.
Financial Information
Equity and regulatory capital for the past 12 months:
All $s in millions.
| Month End | Total Equity | Adjusted Net Capital (Tentative Net Capital) | Net Capital | Excess Net Capital |
|---|---|---|---|---|
| 2021-04 | $5,860 | $5,089 | $5,085 | $4,265 |
| 2021-03 | $5,793 | $5,215 | $5,211 | $4,457 |
| 2021-02 | $5,761 | $4,970 | $4,969 | $4,198 |
| 2021-01 | $5,752 | $4,563 | $4,561 | $3,816 |
| 2020-12 | $5,648 | $5,124 | $5,122 | $4,448 |
| 2020-11 | $6,180 | $5,576 | $5,565 | $4,972 |
| 2020-10 | $6,089 | $4,372 | $4,363 | $3,810 |
| 2020-09 | $6,001 | $4,636 | $4,621 | $4,101 |
| 2020-08 | $6,001 | $4,414 | $4,404 | $3,861 |
| 2020-07 | $5,960 | $4,987 | $4,966 | $4,462 |
| 2020-06 | $5,863 | $5,077 | $5,063 | $4,610 |
| 2020-05 | $5,930 | $5,328 | $5,314 | $4,894 |
Please see our Strength and Security page for an overview of how IB protects customer funds.
On a daily basis IB compares the amount of funds required to be safeguarded for its commodities customers to the funds held in specially designated segregated commodities accounts. We perform two daily commodities computations: (1) domestic futures segregated funds computation and (2) foreign futures and options secured amount computation.
U.S. securities regulations require broker-dealers to perform a detailed reconciliation of customer money and securities (known as the "Customer Reserve Computation") at least weekly, to ensure that the right amount of customer money is protected. IB performs this computation daily.
The tables below report these daily computations for the past 12 months.
Domestic Segregated Funds, pursuant to CFTC regulation 1.20
All $s in millions.
| Date | Requirement | Funds Segregated | Excess |
|---|
| 2021-06-10 | $7,104 | $7,306 | $202 |
| 2021-06-09 | $7,089 | $7,290 | $201 |
| 2021-06-08 | $7,064 | $7,265 | $201 |
| 2021-06-07 | $7,097 | $7,325 | $228 |
| 2021-06-04 | $7,110 | $7,309 | $200 |
| 2021-06-03 | $7,057 | $7,261 | $205 |
| 2021-06-02 | $7,157 | $7,382 | $225 |
| 2021-06-01 | $7,169 | $7,379 | $211 |
| 2021-05-31 | $7,107 | $7,355 | $248 |
| 2021-05-28 | $7,118 | $7,352 | $234 |
| 2021-05-27 | $7,159 | $7,405 | $246 |
| 2021-05-26 | $7,144 | $7,363 | $219 |
| 2021-05-25 | $7,118 | $7,340 | $222 |
| 2021-05-24 | $7,157 | $7,412 | $255 |
| 2021-05-21 | $7,140 | $7,340 | $201 |
| 2021-05-20 | $7,230 | $7,451 | $220 |
| 2021-05-19 | $7,250 | $7,459 | $209 |
| 2021-05-18 | $7,072 | $7,312 | $241 |
| 2021-05-17 | $7,083 | $7,286 | $204 |
| 2021-05-14 | $7,030 | $7,232 | $202 |
| 2021-05-13 | $6,948 | $7,171 | $223 |
| 2021-05-12 | $7,113 | $7,318 | $205 |
| 2021-05-11 | $7,146 | $7,368 | $221 |
| 2021-05-10 | $7,112 | $7,313 | $202 |
| 2021-05-07 | $7,080 | $7,308 | $228 |
| 2021-05-06 | $7,015 | $7,242 | $227 |
| 2021-05-05 | $6,888 | $7,158 | $270 |
| 2021-05-04 | $6,879 | $7,080 | $201 |
| 2021-05-03 | $6,877 | $7,074 | $197 |
| 2021-04-30 | $6,757 | $6,963 | $206 |
| 2021-04-29 | $6,752 | $6,965 | $213 |
| 2021-04-28 | $6,782 | $7,030 | $249 |
| 2021-04-27 | $6,844 | $7,070 | $226 |
| 2021-04-26 | $6,801 | $7,069 | $268 |
| 2021-04-23 | $6,768 | $6,972 | $204 |
| 2021-04-22 | $6,756 | $6,959 | $203 |
| 2021-04-21 | $6,732 | $6,933 | $201 |
| 2021-04-20 | $6,671 | $6,881 | $209 |
| 2021-04-19 | $6,636 | $6,881 | $245 |
| 2021-04-16 | $6,721 | $6,947 | $226 |
| 2021-04-15 | $6,754 | $6,956 | $202 |
| 2021-04-14 | $6,652 | $6,856 | $204 |
| 2021-04-13 | $6,577 | $6,785 | $208 |
| 2021-04-12 | $6,487 | $6,732 | $245 |
| 2021-04-09 | $6,449 | $6,721 | $272 |
| 2021-04-08 | $6,539 | $6,741 | $201 |
| 2021-04-07 | $6,491 | $6,708 | $217 |
| 2021-04-06 | $6,539 | $6,739 | $200 |
| 2021-04-05 | $6,461 | $6,684 | $223 |
| 2021-04-02 | $6,429 | $6,698 | $270 |
| 2021-04-01 | $6,497 | $6,707 | $209 |
| 2021-03-31 | $6,449 | $6,652 | $203 |
| 2021-03-30 | $6,361 | $6,572 | $211 |
| 2021-03-29 | $6,407 | $6,655 | $248 |
| 2021-03-26 | $6,436 | $6,648 | $212 |
| 2021-03-25 | $6,345 | $6,593 | $248 |
| 2021-03-24 | $6,507 | $6,725 | $218 |
| 2021-03-23 | $6,365 | $6,621 | $256 |
| 2021-03-22 | $6,456 | $6,760 | $304 |
| 2021-03-19 | $6,612 | $6,813 | $201 |
| 2021-03-18 | $6,453 | $6,656 | $202 |
| 2021-03-17 | $6,500 | $6,700 | $201 |
| 2021-03-16 | $6,475 | $6,703 | $228 |
| 2021-03-15 | $6,525 | $6,775 | $250 |
| 2021-03-12 | $6,564 | $6,791 | $227 |
| 2021-03-11 | $6,599 | $6,829 | $229 |
| 2021-03-10 | $6,523 | $6,794 | $271 |
| 2021-03-09 | $6,575 | $6,802 | $227 |
| 2021-03-08 | $6,495 | $6,764 | $269 |
| 2021-03-05 | $6,543 | $6,784 | $241 |
| 2021-03-04 | $6,506 | $6,708 | $203 |
| 2021-03-03 | $6,560 | $6,781 | $221 |
| 2021-03-02 | $6,533 | $6,790 | $256 |
| 2021-03-01 | $6,541 | $6,760 | $219 |
| 2021-02-26 | $6,538 | $6,742 | $204 |
| 2021-02-25 | $6,666 | $6,868 | $202 |
| 2021-02-24 | $6,629 | $6,862 | $234 |
| 2021-02-23 | $6,571 | $6,772 | $201 |
| 2021-02-22 | $6,563 | $6,760 | $197 |
| 2021-02-19 | $6,432 | $6,632 | $200 |
| 2021-02-18 | $6,244 | $6,445 | $201 |
| 2021-02-17 | $6,133 | $6,336 | $203 |
| 2021-02-16 | $6,060 | $6,261 | $201 |
| 2021-02-15 | $5,999 | $6,232 | $233 |
| 2021-02-12 | $6,016 | $6,229 | $213 |
| 2021-02-11 | $6,006 | $6,216 | $210 |
| 2021-02-10 | $5,979 | $6,206 | $227 |
| 2021-02-09 | $6,066 | $6,307 | $241 |
| 2021-02-08 | $6,041 | $6,246 | $205 |
| 2021-02-05 | $5,891 | $6,103 | $213 |
| 2021-02-04 | $5,850 | $6,052 | $201 |
| 2021-02-03 | $5,885 | $6,086 | $200 |
| 2021-02-02 | $5,811 | $6,027 | $216 |
| 2021-02-01 | $5,920 | $6,169 | $249 |
| 2021-01-29 | $5,834 | $6,039 | $205 |
| 2021-01-28 | $5,690 | $5,928 | $238 |
| 2021-01-27 | $5,695 | $5,897 | $201 |
| 2021-01-26 | $5,698 | $5,923 | $225 |
| 2021-01-25 | $5,717 | $5,923 | $206 |
| 2021-01-22 | $5,720 | $5,922 | $202 |
| 2021-01-21 | $5,766 | $5,989 | $223 |
| 2021-01-20 | $5,813 | $6,014 | $201 |
| 2021-01-19 | $5,823 | $6,036 | $213 |
| 2021-01-18 | $5,819 | $6,051 | $232 |
| 2021-01-15 | $5,819 | $6,047 | $228 |
| 2021-01-14 | $5,999 | $6,372 | $372 |
| 2021-01-13 | $6,035 | $6,329 | $294 |
| 2021-01-12 | $6,072 | $6,291 | $218 |
| 2021-01-11 | $5,999 | $6,144 | $145 |
| 2021-01-08 | $5,975 | $6,183 | $208 |
| 2021-01-07 | $6,149 | $6,342 | $193 |
| 2021-01-06 | $6,059 | $6,258 | $199 |
| 2021-01-05 | $6,088 | $6,291 | $202 |
| 2021-01-04 | $5,937 | $6,176 | $239 |
| 2020-12-31 | $5,795 | $6,051 | $256 |
| 2020-12-30 | $5,835 | $6,054 | $218 |
| 2020-12-29 | $5,775 | $5,977 | $203 |
| 2020-12-28 | $5,725 | $5,964 | $239 |
| 2020-12-25 | $5,609 | $5,895 | $286 |
| 2020-12-24 | $5,652 | $5,895 | $243 |
| 2020-12-23 | $5,675 | $5,874 | $199 |
| 2020-12-22 | $5,633 | $5,849 | $216 |
| 2020-12-21 | $5,679 | $5,882 | $203 |
| 2020-12-18 | $5,677 | $5,901 | $224 |
| 2020-12-17 | $5,697 | $5,898 | $201 |
| 2020-12-16 | $5,566 | $5,770 | $204 |
| 2020-12-15 | $5,521 | $5,736 | $215 |
| 2020-12-14 | $5,483 | $5,698 | $215 |
| 2020-12-11 | $5,463 | $5,691 | $228 |
| 2020-12-10 | $5,495 | $5,695 | $200 |
| 2020-12-09 | $5,462 | $5,673 | $211 |
| 2020-12-08 | $5,493 | $5,739 | $246 |
| 2020-12-07 | $5,536 | $5,796 | $259 |
| 2020-12-04 | $5,553 | $5,799 | $247 |
| 2020-12-03 | $5,601 | $5,815 | $214 |
| 2020-12-02 | $5,580 | $5,781 | $201 |
| 2020-12-01 | $5,548 | $5,746 | $198 |
| 2020-11-30 | $5,511 | $5,728 | $217 |
| 2020-11-27 | $5,460 | $5,707 | $247 |
| 2020-11-26 | $5,486 | $5,784 | $298 |
| 2020-11-25 | $5,535 | $5,786 | $251 |
| 2020-11-24 | $5,556 | $5,755 | $198 |
| 2020-11-23 | $5,506 | $5,708 | $202 |
| 2020-11-20 | $5,557 | $5,780 | $222 |
| 2020-11-19 | $5,507 | $5,770 | $263 |
| 2020-11-18 | $5,594 | $5,838 | $244 |
| 2020-11-17 | $5,645 | $5,862 | $217 |
| 2020-11-16 | $5,635 | $5,834 | $199 |
| 2020-11-13 | $5,550 | $5,751 | $201 |
| 2020-11-12 | $5,547 | $5,757 | $210 |
| 2020-11-11 | $5,538 | $5,859 | $321 |
| 2020-11-10 | $5,579 | $5,882 | $304 |
| 2020-11-09 | $5,578 | $5,785 | $206 |
| 2020-11-06 | $5,601 | $5,840 | $239 |
| 2020-11-05 | $5,638 | $5,849 | $211 |
| 2020-11-04 | $5,563 | $5,763 | $201 |
| 2020-11-03 | $5,560 | $5,774 | $214 |
| 2020-11-02 | $5,548 | $5,756 | $209 |
| 2020-10-30 | $5,518 | $5,719 | $201 |
| 2020-10-29 | $5,454 | $5,656 | $202 |
| 2020-10-28 | $5,474 | $5,675 | $202 |
| 2020-10-27 | $5,566 | $5,780 | $215 |
| 2020-10-26 | $5,519 | $5,721 | $202 |
| 2020-10-23 | $5,489 | $5,689 | $200 |
| 2020-10-22 | $5,493 | $5,694 | $201 |
| 2020-10-21 | $5,481 | $5,680 | $199 |
| 2020-10-20 | $5,447 | $5,660 | $214 |
| 2020-10-19 | $5,433 | $5,645 | $212 |
| 2020-10-16 | $5,393 | $5,610 | $216 |
| 2020-10-15 | $5,413 | $5,617 | $203 |
| 2020-10-14 | $5,424 | $5,635 | $211 |
| 2020-10-13 | $5,376 | $5,578 | $202 |
| 2020-10-12 | $5,375 | $5,545 | $170 |
| 2020-10-09 | $5,411 | $5,616 | $205 |
| 2020-10-08 | $5,364 | $5,565 | $201 |
| 2020-10-07 | $5,332 | $5,551 | $220 |
| 2020-10-06 | $5,416 | $5,632 | $216 |
| 2020-10-05 | $5,411 | $5,611 | $200 |
| 2020-10-02 | $5,337 | $5,539 | $202 |
| 2020-10-01 | $5,353 | $5,582 | $229 |
| 2020-09-30 | $5,368 | $5,568 | $200 |
| 2020-09-29 | $5,356 | $5,580 | $224 |
| 2020-09-28 | $5,343 | $5,543 | $200 |
| 2020-09-25 | $5,329 | $5,551 | $222 |
| 2020-09-24 | $5,389 | $5,591 | $202 |
| 2020-09-23 | $5,366 | $5,569 | $203 |
| 2020-09-22 | $5,412 | $5,632 | $219 |
| 2020-09-21 | $5,438 | $5,675 | $237 |
| 2020-09-18 | $5,616 | $5,818 | $202 |
| 2020-09-17 | $5,587 | $5,797 | $210 |
| 2020-09-16 | $5,613 | $5,814 | $201 |
| 2020-09-15 | $5,570 | $5,798 | $227 |
| 2020-09-14 | $5,591 | $5,812 | $221 |
| 2020-09-11 | $5,591 | $5,795 | $204 |
| 2020-09-10 | $5,609 | $5,848 | $238 |
| 2020-09-09 | $5,588 | $5,806 | $218 |
| 2020-09-08 | $5,586 | $5,805 | $220 |
| 2020-09-07 | $5,528 | $5,784 | $256 |
| 2020-09-04 | $5,557 | $5,784 | $228 |
| 2020-09-03 | $5,571 | $5,773 | $202 |
| 2020-09-02 | $5,413 | $5,616 | $202 |
| 2020-09-01 | $5,482 | $5,703 | $221 |
| 2020-08-31 | $5,498 | $5,758 | $260 |
| 2020-08-28 | $5,529 | $5,769 | $241 |
| 2020-08-27 | $5,499 | $5,705 | $205 |
| 2020-08-26 | $5,554 | $5,754 | $200 |
| 2020-08-25 | $5,516 | $5,716 | $200 |
| 2020-08-24 | $5,521 | $5,722 | $201 |
| 2020-08-21 | $5,529 | $5,740 | $211 |
| 2020-08-20 | $5,575 | $5,775 | $200 |
| 2020-08-19 | $5,593 | $5,797 | $204 |
| 2020-08-18 | $5,670 | $5,874 | $204 |
| 2020-08-17 | $5,651 | $5,851 | $201 |
| 2020-08-14 | $5,536 | $5,753 | $218 |
| 2020-08-13 | $5,591 | $5,806 | $215 |
| 2020-08-12 | $5,534 | $5,735 | $200 |
| 2020-08-11 | $5,524 | $5,725 | $202 |
| 2020-08-10 | $5,598 | $5,800 | $202 |
| 2020-08-07 | $5,520 | $5,740 | $220 |
| 2020-08-06 | $5,637 | $5,837 | $200 |
| 2020-08-05 | $5,596 | $5,804 | $208 |
| 2020-08-04 | $5,571 | $5,771 | $200 |
| 2020-08-03 | $5,492 | $5,713 | $221 |
| 2020-07-31 | $5,530 | $5,742 | $211 |
| 2020-07-30 | $5,525 | $5,725 | $200 |
| 2020-07-29 | $5,518 | $5,736 | $218 |
| 2020-07-28 | $5,541 | $5,774 | $233 |
| 2020-07-27 | $5,529 | $5,728 | $199 |
| 2020-07-24 | $5,421 | $5,648 | $227 |
| 2020-07-23 | $5,365 | $5,634 | $269 |
| 2020-07-22 | $5,364 | $5,570 | $206 |
| 2020-07-21 | $5,342 | $5,542 | $200 |
| 2020-07-20 | $5,272 | $5,502 | $229 |
| 2020-07-17 | $5,331 | $5,555 | $224 |
| 2020-07-16 | $5,346 | $5,558 | $212 |
| 2020-07-15 | $5,357 | $5,558 | $201 |
| 2020-07-14 | $5,367 | $5,571 | $204 |
| 2020-07-13 | $5,414 | $5,626 | $212 |
| 2020-07-10 | $5,400 | $5,601 | $200 |
| 2020-07-09 | $5,407 | $5,617 | $210 |
| 2020-07-08 | $5,437 | $5,637 | $200 |
| 2020-07-07 | $5,416 | $5,618 | $202 |
| 2020-07-06 | $5,354 | $5,586 | $232 |
| 2020-07-03 | $5,376 | $5,639 | $263 |
| 2020-07-02 | $5,439 | $5,639 | $200 |
| 2020-07-01 | $5,439 | $5,643 | $204 |
| 2020-06-30 | $5,450 | $5,650 | $200 |
| 2020-06-29 | $5,449 | $5,663 | $215 |
| 2020-06-26 | $5,463 | $5,704 | $242 |
| 2020-06-25 | $5,459 | $5,660 | $201 |
| 2020-06-24 | $5,428 | $5,631 | $203 |
| 2020-06-23 | $5,399 | $5,625 | $226 |
| 2020-06-22 | $5,422 | $5,621 | $199 |
| 2020-06-19 | $5,381 | $5,603 | $222 |
| 2020-06-18 | $5,384 | $5,682 | $298 |
| 2020-06-17 | $5,414 | $5,700 | $286 |
| 2020-06-16 | $5,494 | $5,697 | $202 |
| 2020-06-15 | $5,540 | $5,760 | $220 |
| 2020-06-12 | $5,546 | $5,806 | $260 |
| 2020-06-11 | $5,613 | $5,819 | $206 |
| 2020-06-10 | $5,522 | $5,762 | $240 |
Foreign Secured Amount, pursuant to CFTC regulation 30.7
All $s in millions.
| Date | Requirement | Funds Secured | Excess |
|---|
| 2021-06-10 | $532 | $657 | $126 |
| 2021-06-09 | $530 | $650 | $120 |
| 2021-06-08 | $528 | $651 | $122 |
| 2021-06-07 | $532 | $673 | $141 |
| 2021-06-04 | $534 | $659 | $126 |
| 2021-06-03 | $535 | $657 | $123 |
| 2021-06-02 | $536 | $675 | $139 |
| 2021-06-01 | $538 | $659 | $121 |
| 2021-05-31 | $529 | $655 | $126 |
| 2021-05-28 | $531 | $657 | $126 |
| 2021-05-27 | $528 | $666 | $138 |
| 2021-05-26 | $525 | $648 | $123 |
| 2021-05-25 | $529 | $655 | $126 |
| 2021-05-24 | $515 | $643 | $128 |
| 2021-05-21 | $512 | $633 | $121 |
| 2021-05-20 | $516 | $638 | $122 |
| 2021-05-19 | $511 | $647 | $136 |
| 2021-05-18 | $520 | $649 | $128 |
| 2021-05-17 | $515 | $638 | $123 |
| 2021-05-14 | $513 | $639 | $125 |
| 2021-05-13 | $502 | $623 | $121 |
| 2021-05-12 | $508 | $643 | $135 |
| 2021-05-11 | $506 | $629 | $123 |
| 2021-05-10 | $511 | $640 | $129 |
| 2021-05-07 | $510 | $630 | $119 |
| 2021-05-06 | $504 | $629 | $124 |
| 2021-05-05 | $503 | $633 | $131 |
| 2021-05-04 | $493 | $617 | $124 |
| 2021-05-03 | $493 | $627 | $133 |
| 2021-04-30 | $494 | $616 | $121 |
| 2021-04-29 | $500 | $621 | $120 |
| 2021-04-28 | $496 | $618 | $121 |
| 2021-04-27 | $494 | $618 | $124 |
| 2021-04-26 | $493 | $639 | $146 |
| 2021-04-23 | $494 | $616 | $122 |
| 2021-04-22 | $492 | $615 | $124 |
| 2021-04-21 | $491 | $621 | $131 |
| 2021-04-20 | $490 | $644 | $154 |
| 2021-04-19 | $495 | $616 | $121 |
| 2021-04-16 | $491 | $612 | $121 |
| 2021-04-15 | $487 | $611 | $124 |
| 2021-04-14 | $486 | $622 | $136 |
| 2021-04-13 | $481 | $615 | $134 |
| 2021-04-12 | $479 | $613 | $134 |
| 2021-04-09 | $482 | $616 | $135 |
| 2021-04-08 | $486 | $610 | $124 |
| 2021-04-07 | $483 | $616 | $133 |
| 2021-04-06 | $487 | $643 | $155 |
| 2021-04-05 | $483 | $606 | $123 |
| 2021-04-02 | $484 | $607 | $122 |
| 2021-04-01 | $483 | $603 | $120 |
| 2021-03-31 | $476 | $597 | $121 |
| 2021-03-30 | $480 | $604 | $124 |
| 2021-03-29 | $476 | $607 | $130 |
| 2021-03-26 | $482 | $613 | $131 |
| 2021-03-25 | $474 | $595 | $121 |
| 2021-03-24 | $478 | $599 | $121 |
| 2021-03-23 | $482 | $615 | $132 |
| 2021-03-22 | $488 | $613 | $124 |
| 2021-03-19 | $488 | $609 | $120 |
| 2021-03-18 | $497 | $618 | $121 |
| 2021-03-17 | $494 | $625 | $132 |
| 2021-03-16 | $492 | $614 | $122 |
| 2021-03-15 | $490 | $627 | $137 |
| 2021-03-12 | $490 | $613 | $122 |
| 2021-03-11 | $498 | $619 | $121 |
| 2021-03-10 | $491 | $613 | $122 |
| 2021-03-09 | $491 | $616 | $125 |
| 2021-03-08 | $488 | $625 | $137 |
| 2021-03-05 | $490 | $613 | $123 |
| 2021-03-04 | $494 | $619 | $125 |
| 2021-03-03 | $502 | $630 | $128 |
| 2021-03-02 | $493 | $617 | $123 |
| 2021-03-01 | $500 | $633 | $133 |
| 2021-02-26 | $500 | $621 | $121 |
| 2021-02-25 | $513 | $633 | $121 |
| 2021-02-24 | $507 | $640 | $133 |
| 2021-02-23 | $510 | $666 | $156 |
| 2021-02-22 | $510 | $638 | $129 |
| 2021-02-19 | $513 | $652 | $140 |
| 2021-02-18 | $511 | $632 | $121 |
| 2021-02-17 | $514 | $636 | $122 |
| 2021-02-16 | $516 | $646 | $130 |
| 2021-02-15 | $510 | $629 | $119 |
| 2021-02-12 | $500 | $648 | $148 |
| 2021-02-11 | $500 | $623 | $122 |
| 2021-02-10 | $499 | $623 | $124 |
| 2021-02-09 | $497 | $616 | $119 |
| 2021-02-08 | $495 | $625 | $131 |
| 2021-02-05 | $491 | $613 | $123 |
| 2021-02-04 | $488 | $626 | $138 |
| 2021-02-03 | $490 | $617 | $127 |
| 2021-02-02 | $490 | $639 | $149 |
| 2021-02-01 | $480 | $601 | $121 |
| 2021-01-29 | $473 | $593 | $120 |
| 2021-01-28 | $476 | $599 | $123 |
| 2021-01-27 | $486 | $623 | $137 |
| 2021-01-26 | $491 | $629 | $138 |
| 2021-01-25 | $496 | $637 | $141 |
| 2021-01-22 | $497 | $618 | $121 |
| 2021-01-21 | $502 | $638 | $136 |
| 2021-01-20 | $500 | $626 | $126 |
| 2021-01-19 | $502 | $631 | $129 |
| 2021-01-18 | $501 | $639 | $137 |
| 2021-01-15 | $500 | $652 | $152 |
| 2021-01-14 | $510 | $661 | $152 |
| 2021-01-13 | $517 | $689 | $172 |
| 2021-01-12 | $556 | $699 | $142 |
| 2021-01-11 | $569 | $851 | $282 |
| 2021-01-08 | $584 | $730 | $146 |
| 2021-01-07 | $597 | $723 | $127 |
| 2021-01-06 | $593 | $722 | $129 |
| 2021-01-05 | $582 | $701 | $120 |
| 2021-01-04 | $579 | $708 | $129 |
| 2020-12-31 | $573 | $713 | $140 |
| 2020-12-30 | $576 | $704 | $129 |
| 2020-12-29 | $569 | $703 | $134 |
| 2020-12-28 | $566 | $700 | $134 |
| 2020-12-25 | $555 | $698 | $143 |
| 2020-12-24 | $557 | $695 | $138 |
| 2020-12-23 | $556 | $690 | $133 |
| 2020-12-22 | $554 | $693 | $139 |
| 2020-12-21 | $558 | $683 | $125 |
| 2020-12-18 | $563 | $686 | $123 |
| 2020-12-17 | $573 | $692 | $120 |
| 2020-12-16 | $565 | $685 | $120 |
| 2020-12-15 | $562 | $683 | $121 |
| 2020-12-14 | $559 | $687 | $128 |
| 2020-12-11 | $558 | $679 | $120 |
| 2020-12-10 | $562 | $686 | $123 |
| 2020-12-09 | $561 | $681 | $120 |
| 2020-12-08 | $560 | $682 | $122 |
| 2020-12-07 | $555 | $676 | $121 |
| 2020-12-04 | $559 | $683 | $124 |
| 2020-12-03 | $557 | $678 | $121 |
| 2020-12-02 | $555 | $681 | $127 |
| 2020-12-01 | $562 | $689 | $128 |
| 2020-11-30 | $550 | $671 | $121 |
| 2020-11-27 | $558 | $680 | $122 |
| 2020-11-26 | $551 | $675 | $124 |
| 2020-11-25 | $549 | $672 | $123 |
| 2020-11-24 | $546 | $671 | $126 |
| 2020-11-23 | $540 | $666 | $126 |
| 2020-11-20 | $536 | $666 | $130 |
| 2020-11-19 | $543 | $672 | $130 |
| 2020-11-18 | $548 | $695 | $147 |
| 2020-11-17 | $630 | $763 | $133 |
| 2020-11-16 | $624 | $744 | $120 |
| 2020-11-13 | $613 | $742 | $129 |
| 2020-11-12 | $614 | $743 | $129 |
| 2020-11-11 | $615 | $736 | $120 |
| 2020-11-10 | $612 | $734 | $122 |
| 2020-11-09 | $610 | $731 | $121 |
| 2020-11-06 | $592 | $712 | $120 |
| 2020-11-05 | $590 | $713 | $123 |
| 2020-11-04 | $574 | $698 | $124 |
| 2020-11-03 | $567 | $686 | $119 |
| 2020-11-02 | $553 | $683 | $130 |
| 2020-10-30 | $555 | $681 | $126 |
| 2020-10-29 | $557 | $682 | $125 |
| 2020-10-28 | $555 | $688 | $132 |
| 2020-10-27 | $575 | $697 | $123 |
| 2020-10-26 | $580 | $702 | $123 |
| 2020-10-23 | $585 | $707 | $122 |
| 2020-10-22 | $583 | $706 | $123 |
| 2020-10-21 | $584 | $705 | $121 |
| 2020-10-20 | $586 | $709 | $123 |
| 2020-10-19 | $586 | $708 | $122 |
| 2020-10-16 | $589 | $715 | $126 |
| 2020-10-15 | $581 | $702 | $120 |
| 2020-10-14 | $585 | $715 | $130 |
| 2020-10-13 | $585 | $712 | $127 |
| 2020-10-12 | $587 | $721 | $134 |
| 2020-10-09 | $582 | $702 | $119 |
| 2020-10-08 | $581 | $706 | $124 |
| 2020-10-07 | $581 | $706 | $125 |
| 2020-10-06 | $579 | $701 | $122 |
| 2020-10-05 | $576 | $699 | $122 |
| 2020-10-02 | $573 | $695 | $122 |
| 2020-10-01 | $576 | $702 | $126 |
| 2020-09-30 | $580 | $701 | $120 |
| 2020-09-29 | $584 | $715 | $130 |
| 2020-09-28 | $595 | $716 | $121 |
| 2020-09-25 | $588 | $717 | $129 |
| 2020-09-24 | $591 | $718 | $128 |
| 2020-09-23 | $593 | $716 | $123 |
| 2020-09-22 | $599 | $720 | $121 |
| 2020-09-21 | $602 | $726 | $124 |
| 2020-09-18 | $607 | $736 | $129 |
| 2020-09-17 | $607 | $727 | $120 |
| 2020-09-16 | $606 | $726 | $120 |
| 2020-09-15 | $609 | $732 | $123 |
| 2020-09-14 | $605 | $729 | $124 |
| 2020-09-11 | $602 | $722 | $120 |
| 2020-09-10 | $597 | $718 | $121 |
| 2020-09-09 | $598 | $718 | $120 |
| 2020-09-08 | $601 | $726 | $125 |
| 2020-09-07 | $601 | $719 | $118 |
| 2020-09-04 | $603 | $736 | $132 |
| 2020-09-03 | $611 | $732 | $120 |
| 2020-09-02 | $609 | $729 | $120 |
| 2020-09-01 | $604 | $724 | $120 |
| 2020-08-31 | $603 | $729 | $126 |
| 2020-08-28 | $611 | $739 | $128 |
| 2020-08-27 | $605 | $730 | $124 |
| 2020-08-26 | $613 | $740 | $127 |
| 2020-08-25 | $622 | $745 | $123 |
| 2020-08-24 | $628 | $754 | $125 |
| 2020-08-21 | $620 | $743 | $123 |
| 2020-08-20 | $623 | $743 | $120 |
| 2020-08-19 | $627 | $751 | $124 |
| 2020-08-18 | $632 | $751 | $119 |
| 2020-08-17 | $630 | $757 | $126 |
| 2020-08-14 | $628 | $750 | $122 |
| 2020-08-13 | $629 | $753 | $124 |
| 2020-08-12 | $632 | $753 | $122 |
| 2020-08-11 | $628 | $748 | $120 |
| 2020-08-10 | $624 | $744 | $121 |
| 2020-08-07 | $621 | $743 | $122 |
| 2020-08-06 | $627 | $748 | $121 |
| 2020-08-05 | $630 | $750 | $121 |
| 2020-08-04 | $630 | $751 | $121 |
| 2020-08-03 | $627 | $754 | $127 |
| 2020-07-31 | $630 | $757 | $127 |
| 2020-07-30 | $632 | $755 | $123 |
| 2020-07-29 | $627 | $749 | $121 |
| 2020-07-28 | $623 | $744 | $121 |
| 2020-07-27 | $619 | $744 | $126 |
| 2020-07-24 | $620 | $740 | $120 |
| 2020-07-23 | $627 | $750 | $123 |
| 2020-07-22 | $626 | $755 | $129 |
| 2020-07-21 | $620 | $742 | $122 |
| 2020-07-20 | $617 | $749 | $133 |
| 2020-07-17 | $620 | $740 | $120 |
| 2020-07-16 | $616 | $737 | $121 |
| 2020-07-15 | $613 | $732 | $119 |
| 2020-07-14 | $602 | $724 | $122 |
| 2020-07-13 | $594 | $714 | $119 |
| 2020-07-10 | $591 | $715 | $124 |
| 2020-07-09 | $596 | $717 | $121 |
| 2020-07-08 | $595 | $715 | $120 |
| 2020-07-07 | $592 | $717 | $125 |
| 2020-07-06 | $591 | $709 | $119 |
| 2020-07-03 | $573 | $693 | $119 |
| 2020-07-02 | $572 | $693 | $121 |
| 2020-07-01 | $570 | $690 | $120 |
| 2020-06-30 | $575 | $696 | $121 |
| 2020-06-29 | $579 | $699 | $121 |
| 2020-06-26 | $578 | $704 | $126 |
| 2020-06-25 | $582 | $710 | $128 |
| 2020-06-24 | $584 | $705 | $121 |
| 2020-06-23 | $583 | $702 | $120 |
| 2020-06-22 | $585 | $707 | $122 |
| 2020-06-19 | $578 | $702 | $123 |
| 2020-06-18 | $584 | $714 | $130 |
| 2020-06-17 | $586 | $712 | $126 |
| 2020-06-16 | $592 | $714 | $122 |
| 2020-06-15 | $602 | $735 | $133 |
| 2020-06-12 | $598 | $729 | $131 |
| 2020-06-11 | $598 | $724 | $127 |
| 2020-06-10 | $597 | $722 | $126 |
CFTC Regulation 1.55(o)(1)(iv) Disclosure12/31/2014
CFTC Computation Details
Securities Customer Reserve, pursuant to the SEC rule 15c3-3
All $s in millions.
| Date | Requirement | Funds Segregated | Excess |
|---|
| 2021-06-09 | $13,464 | $13,719 | $255 |
| 2021-06-08 | $13,710 | $13,967 | $256 |
| 2021-06-07 | $13,515 | $13,772 | $256 |
| 2021-06-04 | $13,974 | $14,222 | $249 |
| 2021-06-03 | $14,338 | $14,602 | $264 |
| 2021-06-02 | $14,274 | $14,513 | $239 |
| 2021-06-01 | $13,674 | $13,927 | $253 |
| 2021-05-31 | $13,654 | $13,903 | $250 |
| 2021-05-27 | $13,822 | $14,074 | $252 |
| 2021-05-26 | $13,592 | $13,839 | $247 |
| 2021-05-25 | $13,637 | $13,885 | $248 |
| 2021-05-24 | $14,124 | $14,382 | $257 |
| 2021-05-21 | $14,691 | $14,945 | $254 |
| 2021-05-20 | $14,849 | $15,099 | $249 |
| 2021-05-19 | $15,206 | $15,465 | $260 |
| 2021-05-18 | $15,723 | $15,962 | $239 |
| 2021-05-17 | $16,268 | $16,520 | $252 |
| 2021-05-14 | $15,459 | $15,708 | $249 |
| 2021-05-13 | $15,355 | $15,608 | $253 |
| 2021-05-12 | $15,500 | $15,764 | $263 |
| 2021-05-11 | $15,119 | $15,350 | $231 |
| 2021-05-10 | $15,309 | $15,554 | $245 |
| 2021-05-07 | $15,119 | $15,364 | $245 |
| 2021-05-06 | $15,627 | $15,884 | $257 |
| 2021-05-05 | $15,390 | $15,640 | $251 |
| 2021-05-04 | $15,560 | $15,815 | $256 |
| 2021-05-03 | $15,342 | $15,597 | $255 |
| 2021-04-30 | $15,200 | $15,457 | $257 |
| 2021-04-29 | $15,041 | $15,300 | $259 |
| 2021-04-28 | $15,296 | $15,544 | $248 |
| 2021-04-27 | $15,553 | $15,809 | $255 |
| 2021-04-26 | $15,579 | $15,818 | $239 |
| 2021-04-23 | $15,308 | $15,555 | $247 |
| 2021-04-22 | $15,767 | $16,013 | $246 |
| 2021-04-21 | $15,961 | $16,212 | $252 |
| 2021-04-20 | $15,627 | $15,877 | $250 |
| 2021-04-19 | $15,184 | $15,445 | $260 |
| 2021-04-16 | $15,701 | $15,951 | $250 |
| 2021-04-15 | $16,412 | $16,653 | $241 |
| 2021-04-14 | $16,831 | $17,096 | $265 |
| 2021-04-13 | $16,916 | $17,163 | $246 |
| 2021-04-12 | $17,217 | $17,483 | $266 |
| 2021-04-09 | $17,829 | $18,072 | $243 |
| 2021-04-08 | $18,305 | $18,545 | $240 |
| 2021-04-07 | $19,338 | $19,601 | $263 |
| 2021-04-06 | $20,280 | $20,531 | $251 |
| 2021-04-05 | $20,841 | $21,116 | $276 |
| 2021-04-02 | $21,547 | $21,810 | $263 |
| 2021-03-31 | $21,618 | $21,880 | $262 |
| 2021-03-30 | $22,174 | $22,404 | $229 |
| 2021-03-29 | $22,068 | $22,306 | $238 |
| 2021-03-26 | $22,224 | $22,455 | $231 |
| 2021-03-25 | $21,346 | $21,577 | $231 |
| 2021-03-24 | $21,624 | $21,875 | $251 |
| 2021-03-23 | $21,509 | $21,766 | $257 |
| 2021-03-22 | $21,412 | $21,686 | $274 |
| 2021-03-19 | $21,237 | $21,501 | $264 |
| 2021-03-18 | $21,719 | $21,961 | $243 |
| 2021-03-17 | $22,442 | $22,644 | $202 |
| 2021-03-16 | $22,558 | $22,820 | $263 |
| 2021-03-15 | $22,900 | $23,153 | $253 |
| 2021-03-12 | $23,472 | $23,730 | $258 |
| 2021-03-11 | $23,450 | $23,644 | $194 |
| 2021-03-10 | $23,687 | $23,944 | $257 |
| 2021-03-09 | $23,405 | $23,678 | $273 |
| 2021-03-08 | $23,678 | $23,963 | $286 |
| 2021-03-05 | $22,953 | $23,150 | $197 |
| 2021-03-04 | $23,226 | $23,464 | $238 |
| 2021-03-03 | $23,323 | $23,534 | $211 |
| 2021-03-02 | $23,341 | $23,544 | $203 |
| 2021-03-01 | $22,802 | $23,076 | $274 |
| 2021-02-26 | $22,087 | $22,365 | $278 |
| 2021-02-25 | $22,755 | $23,044 | $290 |
| 2021-02-24 | $22,647 | $22,781 | $133 |
| 2021-02-23 | $22,242 | $22,475 | $233 |
| 2021-02-22 | $22,167 | $22,425 | $258 |
| 2021-02-19 | $22,521 | $22,755 | $234 |
| 2021-02-18 | $22,524 | $22,764 | $240 |
| 2021-02-17 | $22,870 | $23,143 | $273 |
| 2021-02-16 | $21,552 | $21,809 | $256 |
| 2021-02-15 | $21,568 | $21,784 | $216 |
| 2021-02-11 | $21,733 | $21,969 | $235 |
| 2021-02-10 | $21,915 | $22,162 | $246 |
| 2021-02-09 | $21,310 | $21,572 | $262 |
| 2021-02-08 | $21,792 | $22,045 | $253 |
| 2021-02-05 | $22,223 | $22,472 | $249 |
| 2021-02-04 | $22,836 | $23,077 | $241 |
| 2021-02-03 | $23,207 | $23,460 | $254 |
| 2021-02-02 | $23,177 | $23,416 | $239 |
| 2021-02-01 | $23,055 | $23,294 | $239 |
| 2021-01-29 | $22,857 | $23,113 | $256 |
| 2021-01-28 | $22,770 | $23,015 | $246 |
| 2021-01-27 | $21,490 | $21,727 | $237 |
| 2021-01-26 | $21,720 | $21,979 | $259 |
| 2021-01-25 | $21,784 | $22,034 | $250 |
| 2021-01-22 | $21,747 | $22,013 | $266 |
| 2021-01-21 | $22,524 | $22,778 | $254 |
| 2021-01-20 | $23,129 | $23,376 | $247 |
| 2021-01-19 | $22,981 | $23,233 | $252 |
| 2021-01-18 | $22,961 | $23,487 | $526 |
| 2021-01-14 | $24,074 | $24,352 | $278 |
| 2021-01-13 | $24,382 | $24,622 | $240 |
| 2021-01-12 | $24,687 | $24,959 | $271 |
| 2021-01-11 | $25,125 | $25,373 | $248 |
| 2021-01-08 | $25,293 | $25,527 | $233 |
| 2021-01-07 | $25,294 | $25,523 | $229 |
| 2021-01-06 | $25,302 | $25,529 | $227 |
| 2021-01-05 | $25,105 | $25,303 | $198 |
| 2021-01-04 | $24,761 | $24,992 | $231 |
| 2020-12-31 | $24,289 | $24,546 | $257 |
| 2020-12-30 | $23,968 | $24,222 | $253 |
| 2020-12-29 | $24,280 | $24,534 | $254 |
| 2020-12-28 | $24,624 | $24,872 | $247 |
| 2020-12-25 | $24,879 | $25,134 | $255 |
| 2020-12-23 | $25,325 | $25,580 | $255 |
| 2020-12-22 | $25,331 | $25,568 | $237 |
| 2020-12-21 | $24,698 | $24,961 | $263 |
| 2020-12-18 | $24,997 | $25,247 | $250 |
| 2020-12-17 | $25,403 | $25,649 | $246 |
| 2020-12-16 | $25,528 | $25,770 | $242 |
| 2020-12-15 | $25,621 | $25,866 | $245 |
| 2020-12-14 | $25,898 | $26,141 | $243 |
| 2020-12-11 | $26,019 | $26,268 | $250 |
| 2020-12-10 | $25,736 | $26,007 | $272 |
| 2020-12-09 | $25,800 | $26,069 | $270 |
| 2020-12-08 | $26,266 | $26,500 | $234 |
| 2020-12-07 | $26,375 | $26,631 | $257 |
| 2020-12-04 | $26,028 | $26,304 | $276 |
| 2020-12-03 | $26,243 | $26,467 | $224 |
| 2020-12-02 | $25,988 | $26,259 | $271 |
| 2020-12-01 | $26,465 | $26,709 | $244 |
| 2020-11-30 | $26,123 | $26,326 | $204 |
| 2020-11-27 | $25,889 | $26,140 | $251 |
| 2020-11-26 | $26,004 | $26,272 | $268 |
| 2020-11-24 | $26,369 | $26,619 | $250 |
| 2020-11-23 | $26,267 | $26,511 | $244 |
| 2020-11-20 | $26,058 | $26,295 | $238 |
| 2020-11-19 | $26,573 | $26,835 | $262 |
| 2020-11-18 | $26,415 | $26,674 | $259 |
| 2020-11-17 | $26,679 | $26,923 | $245 |
| 2020-11-16 | $26,765 | $27,038 | $272 |
| 2020-11-13 | $26,649 | $26,895 | $246 |
| 2020-11-12 | $27,212 | $27,448 | $235 |
| 2020-11-11 | $26,822 | $27,124 | $302 |
| 2020-11-10 | $26,600 | $26,681 | $81 |
| 2020-11-09 | $26,207 | $26,431 | $224 |
| 2020-11-06 | $26,351 | $26,545 | $195 |
| 2020-11-05 | $25,643 | $25,872 | $229 |
| 2020-11-04 | $25,929 | $26,176 | $247 |
| 2020-11-03 | $25,397 | $25,705 | $308 |
| 2020-11-02 | $25,043 | $25,280 | $238 |
| 2020-10-30 | $24,646 | $24,906 | $260 |
| 2020-10-29 | $24,606 | $24,806 | $200 |
| 2020-10-28 | $24,536 | $24,763 | $226 |
| 2020-10-27 | $24,421 | $24,673 | $252 |
| 2020-10-26 | $24,572 | $24,833 | $260 |
| 2020-10-23 | $24,488 | $24,754 | $265 |
| 2020-10-22 | $24,405 | $24,660 | $255 |
| 2020-10-21 | $24,726 | $24,956 | $230 |
| 2020-10-20 | $24,791 | $25,032 | $240 |
| 2020-10-19 | $24,682 | $24,928 | $246 |
| 2020-10-16 | $24,770 | $25,011 | $241 |
| 2020-10-15 | $24,480 | $24,724 | $243 |
| 2020-10-14 | $24,719 | $24,963 | $244 |
| 2020-10-13 | $24,652 | $24,902 | $250 |
| 2020-10-12 | $24,930 | $25,207 | $277 |
| 2020-10-09 | $24,633 | $25,173 | $540 |
| 2020-10-08 | $24,932 | $25,173 | $241 |
| 2020-10-07 | $24,593 | $24,856 | $263 |
| 2020-10-06 | $24,906 | $25,129 | $223 |
| 2020-10-05 | $24,882 | $25,144 | $263 |
| 2020-10-02 | $25,441 | $25,652 | $211 |
| 2020-10-01 | $25,567 | $25,810 | $243 |
| 2020-09-30 | $25,313 | $25,567 | $254 |
| 2020-09-29 | $25,436 | $25,663 | $227 |
| 2020-09-28 | $25,473 | $25,733 | $260 |
| 2020-09-25 | $25,399 | $25,650 | $252 |
| 2020-09-24 | $24,871 | $25,123 | $253 |
| 2020-09-23 | $24,876 | $25,128 | $252 |
| 2020-09-22 | $24,758 | $25,005 | $247 |
| 2020-09-21 | $25,023 | $25,278 | $254 |
| 2020-09-18 | $25,275 | $25,530 | $256 |
| 2020-09-17 | $25,561 | $25,805 | $244 |
| 2020-09-16 | $25,779 | $26,028 | $250 |
| 2020-09-15 | $26,185 | $26,433 | $248 |
| 2020-09-14 | $26,257 | $26,503 | $246 |
| 2020-09-11 | $26,430 | $26,671 | $241 |
| 2020-09-10 | $26,711 | $26,968 | $258 |
| 2020-09-09 | $27,152 | $27,408 | $256 |
| 2020-09-08 | $27,813 | $28,060 | $247 |
| 2020-09-07 | $27,144 | $27,410 | $266 |
| 2020-09-03 | $26,676 | $26,888 | $212 |
| 2020-09-02 | $26,775 | $27,031 | $257 |
| 2020-09-01 | $26,805 | $27,056 | $252 |
| 2020-08-31 | $26,991 | $27,253 | $262 |
| 2020-08-28 | $26,797 | $27,040 | $243 |
| 2020-08-27 | $26,819 | $27,088 | $268 |
| 2020-08-26 | $27,107 | $27,335 | $228 |
| 2020-08-25 | $27,178 | $27,429 | $251 |
| 2020-08-24 | $26,405 | $26,643 | $238 |
| 2020-08-21 | $26,109 | $26,350 | $242 |
| 2020-08-20 | $26,148 | $26,397 | $250 |
| 2020-08-19 | $26,195 | $26,456 | $262 |
| 2020-08-18 | $26,714 | $26,956 | $242 |
| 2020-08-17 | $26,952 | $27,213 | $261 |
| 2020-08-14 | $27,059 | $27,363 | $304 |
| 2020-08-13 | $27,050 | $27,309 | $260 |
| 2020-08-12 | $26,819 | $27,049 | $230 |
| 2020-08-11 | $26,949 | $27,182 | $233 |
| 2020-08-10 | $26,679 | $26,902 | $224 |
| 2020-08-07 | $26,839 | $27,081 | $242 |
| 2020-08-06 | $26,580 | $26,817 | $237 |
| 2020-08-05 | $26,408 | $26,663 | $254 |
| 2020-08-04 | $26,698 | $26,929 | $232 |
| 2020-08-03 | $27,052 | $27,322 | $269 |
| 2020-07-31 | $26,841 | $27,091 | $250 |
| 2020-07-30 | $27,140 | $27,404 | $264 |
| 2020-07-29 | $27,330 | $27,589 | $259 |
| 2020-07-28 | $27,569 | $27,833 | $264 |
| 2020-07-27 | $27,394 | $27,663 | $269 |
| 2020-07-24 | $27,129 | $27,365 | $236 |
| 2020-07-23 | $27,236 | $27,485 | $249 |
| 2020-07-22 | $27,131 | $27,388 | $256 |
| 2020-07-21 | $27,404 | $27,652 | $248 |
| 2020-07-20 | $27,689 | $27,944 | $255 |
| 2020-07-17 | $27,772 | $28,024 | $253 |
| 2020-07-16 | $27,726 | $27,972 | $246 |
| 2020-07-15 | $27,817 | $28,076 | $259 |
| 2020-07-14 | $27,754 | $28,009 | $255 |
| 2020-07-13 | $27,587 | $27,829 | $243 |
| 2020-07-10 | $28,222 | $28,480 | $259 |
| 2020-07-09 | $28,100 | $28,327 | $227 |
| 2020-07-08 | $27,814 | $28,088 | $274 |
| 2020-07-07 | $28,344 | $28,579 | $235 |
| 2020-07-06 | $28,532 | $28,811 | $278 |
| 2020-07-03 | $28,741 | $28,969 | $228 |
| 2020-07-01 | $29,015 | $29,282 | $267 |
| 2020-06-30 | $29,279 | $29,508 | $229 |
| 2020-06-29 | $29,628 | $29,873 | $245 |
| 2020-06-26 | $30,278 | $30,542 | $264 |
| 2020-06-25 | $29,506 | $29,790 | $283 |
| 2020-06-24 | $29,425 | $29,672 | $247 |
| 2020-06-23 | $29,455 | $29,723 | $268 |
| 2020-06-22 | $28,442 | $28,692 | $250 |
| 2020-06-19 | $28,550 | $28,792 | $242 |
| 2020-06-18 | $28,865 | $29,117 | $252 |
| 2020-06-17 | $29,733 | $29,998 | $265 |
| 2020-06-16 | $29,735 | $29,994 | $259 |
| 2020-06-15 | $30,420 | $30,659 | $238 |
| 2020-06-12 | $29,289 | $29,535 | $245 |
| 2020-06-11 | $29,776 | $30,005 | $229 |
| 2020-06-10 | $30,200 | $30,488 | $288 |
The below table provides concentration statistics of IB's domestic and foreign commodities funds owed to customers, as indicated by the smallest number of IB customers that make up 50% of these amounts.
"N/A" in the table below indicates a settlement holiday.
| Date | Domestic Segregated | Foreign Secured |
|---|---|---|
| Smallest number of customers that comprise 50% of the funds owed to customers | ||
| 2021-06-10 | 233 | 31 |
| 2021-06-09 | 234 | 31 |
| 2021-06-08 | 236 | 31 |
| 2021-06-07 | 232 | 31 |
| 2021-06-04 | 232 | 31 |
| 2021-06-03 | 236 | 31 |
| 2021-06-02 | 229 | 31 |
| 2021-06-01 | 228 | 31 |
| 2021-05-31 | 229 | 31 |
| 2021-05-28 | 232 | 30 |
| 2021-05-27 | 234 | 30 |
| 2021-05-26 | 238 | 30 |
| 2021-05-25 | 242 | 30 |
| 2021-05-24 | 238 | 31 |
| 2021-05-21 | 236 | 32 |
| 2021-05-20 | 232 | 32 |
| 2021-05-19 | 229 | 32 |
| 2021-05-18 | 249 | 32 |
| 2021-05-17 | 250 | 32 |
| 2021-05-14 | 254 | 33 |
| 2021-05-13 | 257 | 34 |
| 2021-05-12 | 246 | 34 |
| 2021-05-11 | 241 | 34 |
| 2021-05-10 | 242 | 33 |
| 2021-05-07 | 245 | 33 |
| 2021-05-06 | 246 | 32 |
| 2021-05-05 | 255 | 32 |
| 2021-05-04 | 258 | 33 |
| 2021-05-03 | 253 | 33 |
| 2021-04-30 | 262 | 32 |
| 2021-04-29 | 263 | 31 |
| 2021-04-28 | 259 | 31 |
| 2021-04-27 | 254 | 32 |
| 2021-04-26 | 257 | 32 |
| 2021-04-23 | 261 | 31 |
| 2021-04-22 | 263 | 31 |
| 2021-04-21 | 265 | 31 |
| 2021-04-20 | 263 | 32 |
| 2021-04-19 | 265 | 32 |
| 2021-04-16 | 256 | 32 |
| 2021-04-15 | 256 | 33 |
| 2021-04-14 | 261 | 32 |
| 2021-04-13 | 266 | 32 |
| 2021-04-12 | 271 | 33 |
| 2021-04-09 | 280 | 32 |
| 2021-04-08 | 268 | 31 |
| 2021-04-07 | 267 | 31 |
| 2021-04-06 | 265 | 30 |
| 2021-04-05 | 273 | 30 |
| 2021-04-02 | 272 | 30 |
| 2021-04-01 | 264 | 31 |
| 2021-03-31 | 269 | 32 |
| 2021-03-30 | 278 | 33 |
| 2021-03-29 | 272 | 33 |
| 2021-03-26 | 272 | 34 |
| 2021-03-25 | 292 | 33 |
| 2021-03-24 | 271 | 33 |
| 2021-03-23 | 290 | 32 |
| 2021-03-22 | 280 | 31 |
| 2021-03-19 | 268 | 32 |
| 2021-03-18 | 285 | 30 |
| 2021-03-17 | 276 | 31 |
| 2021-03-16 | 281 | 31 |
| 2021-03-15 | 271 | 31 |
| 2021-03-12 | 266 | 32 |
| 2021-03-11 | 262 | 31 |
| 2021-03-10 | 264 | 32 |
| 2021-03-09 | 261 | 32 |
| 2021-03-08 | 262 | 33 |
| 2021-03-05 | 264 | 32 |
| 2021-03-04 | 265 | 31 |
| 2021-03-03 | 258 | 31 |
| 2021-03-02 | 261 | 31 |
| 2021-03-01 | 265 | 30 |
| 2021-02-26 | 270 | 32 |
| 2021-02-25 | 264 | 32 |
| 2021-02-24 | 267 | 31 |
| 2021-02-23 | 276 | 31 |
| 2021-02-22 | 275 | 31 |
| 2021-02-19 | 281 | 31 |
| 2021-02-18 | 305 | 31 |
| 2021-02-17 | 322 | 30 |
| 2021-02-16 | 326 | 30 |
| 2021-02-15 | 332 | 30 |
| 2021-02-12 | 333 | 30 |
| 2021-02-11 | 336 | 30 |
| 2021-02-10 | 343 | 30 |
| 2021-02-09 | 330 | 31 |
| 2021-02-08 | 328 | 31 |
| 2021-02-05 | 337 | 31 |
| 2021-02-04 | 338 | 30 |
| 2021-02-03 | 334 | 30 |
| 2021-02-02 | 344 | 30 |
| 2021-02-01 | 339 | 33 |
| 2021-01-29 | 344 | 34 |
| 2021-01-28 | 357 | 34 |
| 2021-01-27 | 363 | 33 |
| 2021-01-26 | 360 | 33 |
| 2021-01-25 | 358 | 34 |
| 2021-01-22 | 361 | 33 |
| 2021-01-21 | 362 | 32 |
| 2021-01-20 | 363 | 33 |
| 2021-01-19 | 368 | 33 |
| 2021-01-18 | 372 | 35 |
| 2021-01-15 | 379 | 35 |
| 2021-01-14 | 367 | 35 |
| 2021-01-13 | 373 | 38 |
| 2021-01-12 | 375 | 34 |
| 2021-01-11 | 411 | 32 |
| 2021-01-08 | 430 | 33 |
| 2021-01-07 | 426 | 33 |
| 2021-01-06 | 443 | 33 |
| 2021-01-05 | 441 | 34 |
| 2021-01-04 | 459 | 34 |
| 2020-12-31 | 459 | 35 |
| 2020-12-30 | 455 | 35 |
| 2020-12-29 | 457 | 36 |
| 2020-12-28 | 467 | 37 |
| 2020-12-25 | 471 | 38 |
| 2020-12-24 | 469 | 38 |
| 2020-12-23 | 471 | 39 |
| 2020-12-22 | 481 | 39 |
| 2020-12-21 | 480 | 38 |
| 2020-12-18 | 471 | 37 |
| 2020-12-17 | 469 | 36 |
| 2020-12-16 | 474 | 37 |
| 2020-12-15 | 477 | 38 |
| 2020-12-14 | 479 | 37 |
| 2020-12-11 | 486 | 37 |
| 2020-12-10 | 480 | 37 |
| 2020-12-09 | 482 | 36 |
| 2020-12-08 | 472 | 36 |
| 2020-12-07 | 461 | 36 |
| 2020-12-04 | 461 | 36 |
| 2020-12-03 | 459 | 38 |
| 2020-12-02 | 457 | 38 |
| 2020-12-01 | 469 | 36 |
| 2020-11-30 | 459 | 38 |
| 2020-11-27 | 460 | 36 |
| 2020-11-26 | 462 | 37 |
| 2020-11-25 | 451 | 38 |
| 2020-11-24 | 446 | 39 |
| 2020-11-23 | 455 | 39 |
| 2020-11-20 | 456 | 40 |
| 2020-11-19 | 469 | 38 |
| 2020-11-18 | 454 | 37 |
| 2020-11-17 | 436 | 22 |
| 2020-11-16 | 425 | 23 |
| 2020-11-13 | 446 | 24 |
| 2020-11-12 | 447 | 23 |
| 2020-11-11 | 444 | 23 |
| 2020-11-10 | 437 | 23 |
| 2020-11-09 | 452 | 23 |
| 2020-11-06 | 465 | 24 |
| 2020-11-05 | 454 | 25 |
| 2020-11-04 | 456 | 27 |
| 2020-11-03 | 440 | 27 |
| 2020-11-02 | 428 | 29 |
| 2020-10-30 | 437 | 28 |
| 2020-10-29 | 452 | 28 |
| 2020-10-28 | 449 | 29 |
| 2020-10-27 | 426 | 28 |
| 2020-10-26 | 435 | 28 |
| 2020-10-23 | 431 | 28 |
| 2020-10-22 | 434 | 28 |
| 2020-10-21 | 443 | 28 |
| 2020-10-20 | 441 | 27 |
| 2020-10-19 | 443 | 27 |
| 2020-10-16 | 451 | 26 |
| 2020-10-15 | 454 | 26 |
| 2020-10-14 | 446 | 26 |
| 2020-10-13 | 454 | 26 |
| 2020-10-12 | 463 | 26 |
| 2020-10-09 | 448 | 27 |
| 2020-10-08 | 447 | 28 |
| 2020-10-07 | 460 | 28 |
| 2020-10-06 | 446 | 29 |
| 2020-10-05 | 445 | 31 |
| 2020-10-02 | 462 | 31 |
| 2020-10-01 | 457 | 31 |
| 2020-09-30 | 455 | 30 |
| 2020-09-29 | 459 | 30 |
| 2020-09-28 | 457 | 29 |
| 2020-09-25 | 463 | 30 |
| 2020-09-24 | 461 | 29 |
| 2020-09-23 | 465 | 29 |
| 2020-09-22 | 454 | 29 |
| 2020-09-21 | 450 | 29 |
| 2020-09-18 | 428 | 29 |
| 2020-09-17 | 436 | 30 |
| 2020-09-16 | 432 | 30 |
| 2020-09-15 | 437 | 30 |
| 2020-09-14 | 432 | 31 |
| 2020-09-11 | 431 | 31 |
| 2020-09-10 | 433 | 32 |
| 2020-09-09 | 436 | 32 |
| 2020-09-08 | 423 | 31 |
| 2020-09-07 | 430 | 32 |
| 2020-09-04 | 434 | 31 |
| 2020-09-03 | 441 | 30 |
| 2020-09-02 | 451 | 29 |
| 2020-09-01 | 446 | 31 |
| 2020-08-31 | 442 | 31 |
| 2020-08-28 | 445 | 30 |
| 2020-08-27 | 451 | 31 |
| 2020-08-26 | 438 | 31 |
| 2020-08-25 | 444 | 30 |
| 2020-08-24 | 450 | 30 |
| 2020-08-21 | 449 | 31 |
| 2020-08-20 | 452 | 31 |
| 2020-08-19 | 457 | 30 |
| 2020-08-18 | 445 | 30 |
| 2020-08-17 | 443 | 30 |
| 2020-08-14 | 460 | 31 |
| 2020-08-13 | 452 | 31 |
| 2020-08-12 | 464 | 31 |
| 2020-08-11 | 476 | 31 |
| 2020-08-10 | 459 | 32 |
| 2020-08-07 | 478 | 32 |
| 2020-08-06 | 462 | 32 |
| 2020-08-05 | 462 | 32 |
| 2020-08-04 | 451 | 32 |
| 2020-08-03 | 466 | 32 |
| 2020-07-31 | 461 | 33 |
| 2020-07-30 | 456 | 32 |
| 2020-07-29 | 458 | 31 |
| 2020-07-28 | 452 | 31 |
| 2020-07-27 | 453 | 31 |
| 2020-07-24 | 460 | 32 |
| 2020-07-23 | 478 | 31 |
| 2020-07-22 | 455 | 31 |
| 2020-07-21 | 451 | 32 |
| 2020-07-20 | 437 | 32 |
| 2020-07-17 | 424 | 33 |
| 2020-07-16 | 422 | 33 |
| 2020-07-15 | 418 | 34 |
| 2020-07-14 | 421 | 37 |
| 2020-07-13 | 424 | 38 |
| 2020-07-10 | 417 | 40 |
| 2020-07-09 | 426 | 42 |
| 2020-07-08 | 420 | 41 |
| 2020-07-07 | 422 | 41 |
| 2020-07-06 | 422 | 41 |
| 2020-07-03 | 417 | 42 |
| 2020-07-02 | 412 | 41 |
| 2020-07-01 | 415 | 41 |
| 2020-06-30 | 420 | 39 |
| 2020-06-29 | 423 | 39 |
| 2020-06-26 | 423 | 40 |
| 2020-06-25 | 419 | 41 |
| 2020-06-24 | 441 | 41 |
| 2020-06-23 | 440 | 41 |
| 2020-06-22 | 430 | 40 |
| 2020-06-19 | 454 | 40 |
| 2020-06-18 | 443 | 41 |
| 2020-06-17 | 446 | 42 |
| 2020-06-16 | 425 | 42 |
| 2020-06-15 | 419 | 42 |
| 2020-06-12 | 432 | 42 |
| 2020-06-11 | 439 | 42 |
| 2020-06-10 | 415 | 40 |
IB does not conduct proprietary trading. However, certain IB affiliates (defined as entities under common control and employees of the firm) hold accounts with IB to trade for their own purposes. For regulatory purposes, IB's affiliates are not treated as customers.
The table below reports the last 12 months of margin requirements for affiliate accounts conducting proprietary trading as a percent of total margin requirements for IB's customers.
All $s in millions.
| Month End | Affiliate Proprietary Margin Requirement | Total Customer Margin Requirement | Affiliate Proprietary Margin Requirement as % of Total Customer Margin Requirement |
|---|---|---|---|
| 2021-04 | $26 | $2,195 | 1.21% |
| 2021-03 | $27 | $2,143 | 1.28% |
| 2021-02 | $11 | $2,187 | 0.50% |
| 2021-01 | $11 | $1,911 | 0.56% |
| 2020-12 | $11 | $1,944 | 0.55% |
| 2020-11 | $12 | $1,988 | 0.61% |
| 2020-10 | $11 | $1,964 | 0.55% |
| 2020-09 | $10 | $1,835 | 0.55% |
| 2020-08 | $10 | $1,986 | 0.51% |
| 2020-07 | $10 | $2,012 | 0.49% |
| 2020-06 | $10 | $2,016 | 0.51% |
| 2020-05 | $10 | $2,093 | 0.48% |
Regulatory Disclosures
Please click below for the Interactive Brokers Firm Specific Disclosure Document required by CFTC Rule 1.55(k).
Interactive Brokers LLC Firm Specific Disclosure Document pursuant to CFTC Rule 1.55(k) and NFA Rule 2-36(n)
Additional Information
Additional information is available on the National Futures Association website by searching for Interactive Brokers LLC in NFA's BASIC system (http://www.nfa.futures.org/basicnet/), clicking on "Interactive Brokers LLC", then "View Financial Information" and then viewing the data available under FCM Capital Report (Updated Monthly), FCM Customer Segregated Funds Report (Updated Semi-Monthly), FCM Customer Secured Amount Funds Report (Updated Semi-Monthly), FCM Cleared Swaps Customer Collateral Report (Updated Semi-Monthly).
Additional financial information on all futures commission merchants is available from the Commodity Futures Trading Commission here.