Interactive Brokers Regulatory Information
Interactive Brokers LLC ("IB") is an agency only, direct market access broker that provides execution, clearance, settlement and prime brokerage for customers. Our business encompasses securities and commodities brokerage. IB does not engage in proprietary trading.
As a registered Futures Commission Merchant ("FCM"), IB is subject to the Commodity Exchange Act and rules promulgated by the Commodity Futures Trading Commission ("CFTC"), the National Futures Association ("NFA") and the various commodity exchanges of which we are members.
As a registered U.S. broker dealer, IB is subject to the rules and regulations of the Securities Exchange Act of 1934 (the "Exchange Act") and other rules promulgated by the Securities and Exchange Commission ("SEC"), the Financial Industry Regulatory Authority ("FINRA") and the rules of various securities exchanges of which we are members.
IB Annual Financial Statements
Financial Information
Equity and regulatory capital for the past 12 months:
All $s in millions.
| Month End | Total Equity | Adjusted Net Capital (Tentative Net Capital) | Net Capital | Excess Net Capital |
|---|---|---|---|---|
| 2022-03 | $6,515 | $5,695 | $5,663 | $4,777 |
| 2022-02 | $6,498 | $5,634 | $5,590 | $4,700 |
| 2022-01 | $6,400 | $5,719 | $5,691 | $4,788 |
| 2021-12 | $6,284 | $5,605 | $5,581 | $4,580 |
| 2021-11 | $6,353 | $5,609 | $5,607 | $4,542 |
| 2021-10 | $6,298 | $5,422 | $5,419 | $4,426 |
| 2021-09 | $6,190 | $5,462 | $5,460 | $4,515 |
| 2021-08 | $6,231 | $5,380 | $5,379 | $4,466 |
| 2021-07 | $6,172 | $5,249 | $5,248 | $4,349 |
| 2021-06 | $6,054 | $4,833 | $4,831 | $3,919 |
| 2021-05 | $5,976 | $5,366 | $5,363 | $4,527 |
| 2021-04 | $5,860 | $5,089 | $5,085 | $4,265 |
Please see our Strength and Security page for an overview of how IB protects customer funds.
On a daily basis IB compares the amount of funds required to be safeguarded for its commodities customers to the funds held in specially designated segregated commodities accounts. We perform two daily commodities computations: (1) domestic futures segregated funds computation and (2) foreign futures and options secured amount computation.
U.S. securities regulations require broker-dealers to perform a detailed reconciliation of customer money and securities (known as the "Customer Reserve Computation") at least weekly, to ensure that the right amount of customer money is protected. IB performs this computation daily.
The tables below report these daily computations for the past 12 months.
Domestic Segregated Funds, pursuant to CFTC regulation 1.20
All $s in millions.
| Date | Requirement | Funds Segregated | Excess |
|---|
| 2022-05-19 | $8,726 | $8,925 | $199 |
| 2022-05-18 | $8,629 | $8,842 | $212 |
| 2022-05-17 | $8,709 | $8,939 | $230 |
| 2022-05-16 | $8,685 | $8,960 | $275 |
| 2022-05-13 | $8,628 | $8,924 | $295 |
| 2022-05-12 | $8,578 | $8,866 | $288 |
| 2022-05-11 | $8,688 | $8,949 | $262 |
| 2022-05-10 | $8,631 | $8,833 | $202 |
| 2022-05-09 | $8,668 | $8,885 | $217 |
| 2022-05-06 | $8,837 | $9,085 | $248 |
| 2022-05-05 | $8,856 | $9,063 | $207 |
| 2022-05-04 | $8,747 | $8,980 | $233 |
| 2022-05-03 | $8,659 | $8,906 | $246 |
| 2022-05-02 | $8,710 | $8,949 | $239 |
| 2022-04-29 | $8,776 | $8,978 | $202 |
| 2022-04-28 | $8,738 | $8,957 | $219 |
| 2022-04-27 | $8,712 | $8,925 | $214 |
| 2022-04-26 | $8,655 | $8,859 | $204 |
| 2022-04-25 | $8,553 | $8,757 | $204 |
| 2022-04-22 | $8,630 | $8,844 | $214 |
| 2022-04-21 | $8,699 | $8,899 | $200 |
| 2022-04-20 | $8,652 | $8,863 | $211 |
| 2022-04-19 | $8,656 | $8,862 | $206 |
| 2022-04-18 | $8,842 | $9,052 | $210 |
| 2022-04-15 | $8,721 | $9,034 | $312 |
| 2022-04-14 | $8,816 | $9,073 | $257 |
| 2022-04-13 | $8,823 | $9,271 | $449 |
| 2022-04-12 | $8,994 | $9,210 | $216 |
| 2022-04-11 | $8,798 | $9,019 | $221 |
| 2022-04-08 | $8,846 | $9,054 | $208 |
| 2022-04-07 | $8,747 | $8,952 | $205 |
| 2022-04-06 | $8,688 | $8,892 | $204 |
| 2022-04-05 | $8,759 | $8,966 | $208 |
| 2022-04-04 | $8,670 | $8,902 | $232 |
| 2022-04-01 | $8,625 | $8,824 | $199 |
| 2022-03-31 | $8,603 | $8,804 | $201 |
| 2022-03-30 | $8,638 | $8,852 | $214 |
| 2022-03-29 | $8,459 | $8,709 | $250 |
| 2022-03-28 | $8,519 | $8,814 | $296 |
| 2022-03-25 | $8,695 | $8,974 | $279 |
| 2022-03-24 | $8,568 | $8,905 | $338 |
| 2022-03-23 | $8,720 | $8,938 | $218 |
| 2022-03-22 | $8,570 | $8,794 | $224 |
| 2022-03-21 | $8,613 | $8,865 | $253 |
| 2022-03-18 | $8,428 | $8,735 | $307 |
| 2022-03-17 | $8,555 | $8,758 | $203 |
| 2022-03-16 | $8,363 | $8,574 | $211 |
| 2022-03-15 | $8,384 | $8,635 | $251 |
| 2022-03-14 | $8,528 | $8,725 | $197 |
| 2022-03-11 | $8,587 | $8,813 | $226 |
| 2022-03-10 | $8,556 | $8,781 | $226 |
| 2022-03-09 | $8,418 | $8,684 | $266 |
| 2022-03-08 | $8,732 | $8,994 | $262 |
| 2022-03-07 | $8,606 | $8,807 | $201 |
| 2022-03-04 | $8,536 | $8,744 | $208 |
| 2022-03-03 | $8,362 | $8,565 | $203 |
| 2022-03-02 | $8,358 | $8,597 | $239 |
| 2022-03-01 | $8,312 | $8,521 | $209 |
| 2022-02-28 | $8,092 | $8,304 | $212 |
| 2022-02-25 | $8,054 | $8,265 | $211 |
| 2022-02-24 | $8,150 | $8,359 | $209 |
| 2022-02-23 | $8,216 | $8,417 | $201 |
| 2022-02-22 | $8,182 | $8,387 | $206 |
| 2022-02-21 | $8,144 | $8,328 | $184 |
| 2022-02-18 | $8,099 | $8,321 | $222 |
| 2022-02-17 | $8,127 | $8,342 | $215 |
| 2022-02-16 | $8,162 | $8,365 | $203 |
| 2022-02-15 | $8,065 | $8,266 | $201 |
| 2022-02-14 | $8,065 | $8,285 | $220 |
| 2022-02-11 | $7,963 | $8,222 | $259 |
| 2022-02-10 | $8,033 | $8,238 | $204 |
| 2022-02-09 | $7,940 | $8,187 | $247 |
| 2022-02-08 | $7,915 | $8,174 | $258 |
| 2022-02-07 | $7,936 | $8,199 | $263 |
| 2022-02-04 | $7,886 | $8,171 | $285 |
| 2022-02-03 | $7,795 | $8,125 | $330 |
| 2022-02-02 | $7,903 | $8,171 | $268 |
| 2022-02-01 | $7,954 | $8,164 | $210 |
| 2022-01-31 | $7,857 | $8,085 | $227 |
| 2022-01-28 | $7,776 | $8,045 | $269 |
| 2022-01-27 | $7,677 | $8,009 | $332 |
| 2022-01-26 | $7,823 | $8,171 | $347 |
| 2022-01-25 | $7,943 | $8,145 | $202 |
| 2022-01-24 | $7,871 | $8,083 | $212 |
| 2022-01-21 | $7,823 | $8,060 | $237 |
| 2022-01-20 | $8,050 | $8,286 | $235 |
| 2022-01-19 | $7,866 | $8,146 | $279 |
| 2022-01-18 | $7,896 | $8,082 | $186 |
| 2022-01-17 | $7,787 | $8,125 | $338 |
| 2022-01-14 | $7,833 | $8,103 | $270 |
| 2022-01-13 | $7,865 | $8,066 | $201 |
| 2022-01-12 | $7,903 | $8,133 | $230 |
| 2022-01-11 | $7,869 | $8,100 | $232 |
| 2022-01-10 | $7,765 | $7,970 | $205 |
| 2022-01-07 | $7,796 | $8,024 | $228 |
| 2022-01-06 | $7,811 | $8,015 | $204 |
| 2022-01-05 | $7,824 | $8,034 | $210 |
| 2022-01-04 | $7,815 | $8,134 | $319 |
| 2022-01-03 | $7,818 | $8,108 | $290 |
| 2021-12-31 | $7,886 | $8,141 | $255 |
| 2021-12-30 | $7,955 | $8,195 | $240 |
| 2021-12-29 | $7,996 | $8,196 | $199 |
| 2021-12-28 | $7,792 | $8,018 | $226 |
| 2021-12-27 | $7,781 | $8,048 | $267 |
| 2021-12-24 | $7,748 | $8,015 | $267 |
| 2021-12-23 | $7,787 | $8,070 | $284 |
| 2021-12-22 | $7,806 | $8,057 | $251 |
| 2021-12-21 | $7,746 | $8,033 | $286 |
| 2021-12-20 | $7,676 | $7,876 | $200 |
| 2021-12-17 | $7,555 | $7,782 | $228 |
| 2021-12-16 | $7,666 | $7,866 | $200 |
| 2021-12-15 | $7,651 | $7,864 | $212 |
| 2021-12-14 | $7,612 | $7,861 | $249 |
| 2021-12-13 | $7,664 | $7,918 | $254 |
| 2021-12-10 | $7,698 | $8,001 | $304 |
| 2021-12-09 | $7,764 | $7,967 | $203 |
| 2021-12-08 | $7,853 | $8,057 | $204 |
| 2021-12-07 | $7,795 | $8,012 | $217 |
| 2021-12-06 | $7,671 | $7,926 | $255 |
| 2021-12-03 | $7,599 | $7,802 | $203 |
| 2021-12-02 | $7,536 | $7,756 | $219 |
| 2021-12-01 | $7,430 | $7,685 | $254 |
| 2021-11-30 | $7,555 | $7,765 | $210 |
| 2021-11-29 | $7,709 | $7,909 | $200 |
| 2021-11-26 | $7,583 | $7,778 | $195 |
| 2021-11-25 | $7,866 | $8,096 | $230 |
| 2021-11-24 | $7,872 | $8,091 | $219 |
| 2021-11-23 | $7,887 | $8,091 | $204 |
| 2021-11-22 | $7,653 | $7,862 | $208 |
| 2021-11-19 | $7,674 | $7,883 | $209 |
| 2021-11-18 | $7,738 | $7,945 | $207 |
| 2021-11-17 | $7,786 | $7,992 | $206 |
| 2021-11-16 | $7,756 | $7,979 | $223 |
| 2021-11-15 | $7,828 | $8,066 | $237 |
| 2021-11-12 | $7,818 | $8,094 | $276 |
| 2021-11-11 | $7,745 | $8,079 | $334 |
| 2021-11-10 | $7,647 | $7,952 | $305 |
| 2021-11-09 | $7,686 | $7,937 | $251 |
| 2021-11-08 | $7,738 | $7,940 | $203 |
| 2021-11-05 | $7,590 | $7,794 | $204 |
| 2021-11-04 | $7,505 | $7,708 | $203 |
| 2021-11-03 | $7,506 | $7,710 | $203 |
| 2021-11-02 | $7,570 | $7,793 | $223 |
| 2021-11-01 | $7,607 | $7,810 | $203 |
| 2021-10-29 | $7,552 | $7,769 | $216 |
| 2021-10-28 | $7,608 | $7,814 | $206 |
| 2021-10-27 | $7,567 | $7,771 | $204 |
| 2021-10-26 | $7,657 | $7,870 | $213 |
| 2021-10-25 | $7,675 | $7,925 | $250 |
| 2021-10-22 | $7,666 | $7,879 | $213 |
| 2021-10-21 | $7,673 | $7,899 | $225 |
| 2021-10-20 | $7,769 | $7,972 | $203 |
| 2021-10-19 | $7,678 | $7,879 | $201 |
| 2021-10-18 | $7,607 | $7,816 | $209 |
| 2021-10-15 | $7,657 | $7,875 | $218 |
| 2021-10-14 | $7,597 | $7,853 | $256 |
| 2021-10-13 | $7,585 | $7,796 | $211 |
| 2021-10-12 | $7,555 | $7,759 | $204 |
| 2021-10-11 | $7,555 | $7,765 | $210 |
| 2021-10-08 | $7,512 | $7,715 | $203 |
| 2021-10-07 | $7,471 | $7,701 | $230 |
| 2021-10-06 | $7,458 | $7,659 | $202 |
| 2021-10-05 | $7,427 | $7,653 | $226 |
| 2021-10-04 | $7,371 | $7,577 | $206 |
| 2021-10-01 | $7,352 | $7,574 | $222 |
| 2021-09-30 | $7,286 | $7,491 | $205 |
| 2021-09-29 | $7,156 | $7,365 | $210 |
| 2021-09-28 | $7,183 | $7,399 | $215 |
| 2021-09-27 | $7,172 | $7,427 | $255 |
| 2021-09-24 | $7,168 | $7,371 | $203 |
| 2021-09-23 | $7,156 | $7,356 | $201 |
| 2021-09-22 | $7,078 | $7,281 | $203 |
| 2021-09-21 | $6,991 | $7,196 | $205 |
| 2021-09-20 | $6,931 | $7,133 | $202 |
| 2021-09-17 | $7,004 | $7,206 | $202 |
| 2021-09-16 | $7,004 | $7,236 | $233 |
| 2021-09-15 | $7,085 | $7,332 | $246 |
| 2021-09-14 | $7,073 | $7,287 | $214 |
| 2021-09-13 | $7,056 | $7,260 | $205 |
| 2021-09-10 | $7,045 | $7,259 | $213 |
| 2021-09-09 | $7,060 | $7,281 | $221 |
| 2021-09-08 | $7,079 | $7,280 | $201 |
| 2021-09-07 | $7,027 | $7,248 | $221 |
| 2021-09-06 | $7,108 | $7,368 | $260 |
| 2021-09-03 | $7,133 | $7,365 | $232 |
| 2021-09-02 | $7,098 | $7,298 | $200 |
| 2021-09-01 | $7,021 | $7,236 | $215 |
| 2021-08-31 | $7,012 | $7,229 | $217 |
| 2021-08-30 | $6,930 | $7,185 | $255 |
| 2021-08-27 | $7,004 | $7,232 | $228 |
| 2021-08-26 | $6,962 | $7,173 | $211 |
| 2021-08-25 | $6,989 | $7,194 | $204 |
| 2021-08-24 | $6,983 | $7,184 | $201 |
| 2021-08-23 | $6,940 | $7,150 | $211 |
| 2021-08-20 | $6,883 | $7,089 | $206 |
| 2021-08-19 | $6,834 | $7,037 | $203 |
| 2021-08-18 | $6,876 | $7,091 | $215 |
| 2021-08-17 | $6,903 | $7,106 | $203 |
| 2021-08-16 | $6,937 | $7,148 | $210 |
| 2021-08-13 | $6,984 | $7,186 | $202 |
| 2021-08-12 | $6,959 | $7,171 | $212 |
| 2021-08-11 | $6,991 | $7,193 | $202 |
| 2021-08-10 | $6,929 | $7,132 | $203 |
| 2021-08-09 | $6,856 | $7,059 | $204 |
| 2021-08-06 | $6,850 | $7,056 | $206 |
| 2021-08-05 | $6,856 | $7,093 | $237 |
| 2021-08-04 | $6,857 | $7,099 | $242 |
| 2021-08-03 | $6,880 | $7,080 | $200 |
| 2021-08-02 | $6,910 | $7,115 | $205 |
| 2021-07-30 | $6,932 | $7,145 | $213 |
| 2021-07-29 | $7,047 | $7,267 | $220 |
| 2021-07-28 | $6,985 | $7,225 | $240 |
| 2021-07-27 | $6,973 | $7,192 | $219 |
| 2021-07-26 | $7,055 | $7,260 | $205 |
| 2021-07-23 | $6,897 | $7,132 | $236 |
| 2021-07-22 | $6,932 | $7,198 | $267 |
| 2021-07-21 | $6,946 | $7,148 | $202 |
| 2021-07-20 | $6,809 | $7,021 | $211 |
| 2021-07-19 | $6,747 | $6,951 | $204 |
| 2021-07-16 | $6,862 | $7,063 | $201 |
| 2021-07-15 | $6,862 | $7,070 | $208 |
| 2021-07-14 | $6,848 | $7,058 | $210 |
| 2021-07-13 | $6,836 | $7,045 | $209 |
| 2021-07-12 | $6,776 | $7,006 | $230 |
| 2021-07-09 | $6,798 | $7,022 | $224 |
| 2021-07-08 | $6,735 | $6,896 | $161 |
| 2021-07-07 | $6,745 | $6,950 | $205 |
| 2021-07-06 | $6,717 | $6,924 | $207 |
| 2021-07-05 | $6,802 | $7,010 | $208 |
| 2021-07-02 | $6,803 | $7,005 | $202 |
| 2021-07-01 | $6,812 | $7,015 | $203 |
| 2021-06-30 | $6,828 | $7,030 | $202 |
| 2021-06-29 | $6,775 | $6,977 | $201 |
| 2021-06-28 | $6,804 | $7,015 | $211 |
| 2021-06-25 | $6,797 | $7,003 | $206 |
| 2021-06-24 | $6,805 | $7,010 | $204 |
| 2021-06-23 | $6,801 | $7,005 | $205 |
| 2021-06-22 | $6,718 | $6,929 | $212 |
| 2021-06-21 | $6,715 | $6,968 | $253 |
| 2021-06-18 | $6,762 | $6,969 | $207 |
| 2021-06-17 | $6,708 | $6,932 | $224 |
| 2021-06-16 | $7,016 | $7,220 | $203 |
| 2021-06-15 | $6,984 | $7,184 | $200 |
| 2021-06-14 | $7,038 | $7,244 | $206 |
| 2021-06-11 | $7,069 | $7,271 | $202 |
| 2021-06-10 | $7,104 | $7,306 | $202 |
| 2021-06-09 | $7,089 | $7,290 | $201 |
| 2021-06-08 | $7,064 | $7,265 | $201 |
| 2021-06-07 | $7,097 | $7,325 | $228 |
| 2021-06-04 | $7,110 | $7,309 | $200 |
| 2021-06-03 | $7,057 | $7,261 | $205 |
| 2021-06-02 | $7,157 | $7,382 | $225 |
| 2021-06-01 | $7,169 | $7,379 | $211 |
| 2021-05-31 | $7,107 | $7,355 | $248 |
| 2021-05-28 | $7,118 | $7,352 | $234 |
| 2021-05-27 | $7,159 | $7,405 | $246 |
| 2021-05-26 | $7,144 | $7,363 | $219 |
| 2021-05-25 | $7,118 | $7,340 | $222 |
| 2021-05-24 | $7,157 | $7,412 | $255 |
| 2021-05-21 | $7,140 | $7,340 | $201 |
| 2021-05-20 | $7,230 | $7,451 | $220 |
| 2021-05-19 | $7,250 | $7,459 | $209 |
Foreign Secured Amount, pursuant to CFTC regulation 30.7
All $s in millions.
| Date | Requirement | Funds Secured | Excess |
|---|
| 2022-05-19 | $564 | $703 | $139 |
| 2022-05-18 | $566 | $688 | $123 |
| 2022-05-17 | $577 | $695 | $119 |
| 2022-05-16 | $569 | $702 | $133 |
| 2022-05-13 | $564 | $693 | $129 |
| 2022-05-12 | $554 | $686 | $132 |
| 2022-05-11 | $565 | $685 | $121 |
| 2022-05-10 | $561 | $698 | $137 |
| 2022-05-09 | $571 | $704 | $133 |
| 2022-05-06 | $577 | $698 | $120 |
| 2022-05-05 | $575 | $697 | $122 |
| 2022-05-04 | $573 | $704 | $131 |
| 2022-05-03 | $566 | $687 | $122 |
| 2022-05-02 | $569 | $711 | $141 |
| 2022-04-29 | $571 | $700 | $129 |
| 2022-04-28 | $565 | $718 | $153 |
| 2022-04-27 | $554 | $686 | $132 |
| 2022-04-26 | $555 | $678 | $122 |
| 2022-04-25 | $557 | $679 | $122 |
| 2022-04-22 | $570 | $692 | $121 |
| 2022-04-21 | $567 | $688 | $122 |
| 2022-04-20 | $562 | $682 | $120 |
| 2022-04-19 | $566 | $686 | $120 |
| 2022-04-18 | $567 | $701 | $134 |
| 2022-04-15 | $571 | $702 | $131 |
| 2022-04-14 | $572 | $693 | $121 |
| 2022-04-13 | $568 | $688 | $120 |
| 2022-04-12 | $568 | $691 | $123 |
| 2022-04-11 | $567 | $695 | $128 |
| 2022-04-08 | $562 | $683 | $121 |
| 2022-04-07 | $560 | $692 | $132 |
| 2022-04-06 | $557 | $679 | $121 |
| 2022-04-05 | $556 | $678 | $122 |
| 2022-04-04 | $553 | $689 | $136 |
| 2022-04-01 | $554 | $692 | $138 |
| 2022-03-31 | $552 | $684 | $132 |
| 2022-03-30 | $562 | $704 | $142 |
| 2022-03-29 | $548 | $667 | $119 |
| 2022-03-28 | $541 | $663 | $121 |
| 2022-03-25 | $539 | $661 | $121 |
| 2022-03-24 | $540 | $665 | $126 |
| 2022-03-23 | $540 | $661 | $121 |
| 2022-03-22 | $538 | $659 | $121 |
| 2022-03-21 | $533 | $654 | $121 |
| 2022-03-18 | $530 | $656 | $126 |
| 2022-03-17 | $532 | $655 | $123 |
| 2022-03-16 | $520 | $654 | $134 |
| 2022-03-15 | $490 | $640 | $150 |
| 2022-03-14 | $496 | $663 | $167 |
| 2022-03-11 | $499 | $623 | $124 |
| 2022-03-10 | $494 | $621 | $127 |
| 2022-03-09 | $491 | $615 | $124 |
| 2022-03-08 | $478 | $612 | $134 |
| 2022-03-07 | $475 | $607 | $133 |
| 2022-03-04 | $477 | $601 | $124 |
| 2022-03-03 | $479 | $603 | $124 |
| 2022-03-02 | $484 | $606 | $122 |
| 2022-03-01 | $489 | $624 | $135 |
| 2022-02-28 | $496 | $625 | $129 |
| 2022-02-25 | $495 | $625 | $131 |
| 2022-02-24 | $491 | $620 | $129 |
| 2022-02-23 | $498 | $621 | $122 |
| 2022-02-22 | $494 | $620 | $126 |
| 2022-02-21 | $498 | $642 | $145 |
| 2022-02-18 | $509 | $650 | $141 |
| 2022-02-17 | $512 | $675 | $164 |
| 2022-02-16 | $507 | $628 | $121 |
| 2022-02-15 | $502 | $622 | $120 |
| 2022-02-14 | $497 | $630 | $132 |
| 2022-02-11 | $501 | $623 | $122 |
| 2022-02-10 | $506 | $627 | $120 |
| 2022-02-09 | $500 | $625 | $124 |
| 2022-02-08 | $491 | $617 | $125 |
| 2022-02-07 | $493 | $619 | $127 |
| 2022-02-04 | $490 | $620 | $129 |
| 2022-02-03 | $486 | $621 | $135 |
| 2022-02-02 | $485 | $606 | $121 |
| 2022-02-01 | $482 | $605 | $122 |
| 2022-01-31 | $475 | $606 | $130 |
| 2022-01-28 | $469 | $593 | $124 |
| 2022-01-27 | $474 | $619 | $145 |
| 2022-01-26 | $482 | $608 | $126 |
| 2022-01-25 | $474 | $604 | $131 |
| 2022-01-24 | $479 | $632 | $153 |
| 2022-01-21 | $493 | $632 | $139 |
| 2022-01-20 | $498 | $626 | $128 |
| 2022-01-19 | $486 | $608 | $122 |
| 2022-01-18 | $484 | $614 | $129 |
| 2022-01-17 | $487 | $608 | $121 |
| 2022-01-14 | $485 | $623 | $138 |
| 2022-01-13 | $491 | $618 | $127 |
| 2022-01-12 | $495 | $621 | $125 |
| 2022-01-11 | $486 | $606 | $119 |
| 2022-01-10 | $485 | $608 | $123 |
| 2022-01-07 | $485 | $607 | $122 |
| 2022-01-06 | $480 | $602 | $122 |
| 2022-01-05 | $488 | $617 | $129 |
| 2022-01-04 | $488 | $609 | $121 |
| 2022-01-03 | $489 | $625 | $136 |
| 2021-12-31 | $490 | $613 | $124 |
| 2021-12-30 | $491 | $627 | $136 |
| 2021-12-29 | $490 | $618 | $128 |
| 2021-12-28 | $500 | $622 | $122 |
| 2021-12-27 | $495 | $622 | $127 |
| 2021-12-24 | $494 | $619 | $125 |
| 2021-12-23 | $493 | $615 | $123 |
| 2021-12-22 | $489 | $610 | $121 |
| 2021-12-21 | $479 | $599 | $120 |
| 2021-12-20 | $475 | $595 | $120 |
| 2021-12-17 | $480 | $602 | $122 |
| 2021-12-16 | $493 | $615 | $122 |
| 2021-12-15 | $487 | $630 | $143 |
| 2021-12-14 | $490 | $612 | $122 |
| 2021-12-13 | $498 | $622 | $124 |
| 2021-12-10 | $495 | $617 | $122 |
| 2021-12-09 | $500 | $635 | $135 |
| 2021-12-08 | $500 | $622 | $122 |
| 2021-12-07 | $494 | $616 | $122 |
| 2021-12-06 | $481 | $603 | $122 |
| 2021-12-03 | $478 | $606 | $128 |
| 2021-12-02 | $477 | $617 | $140 |
| 2021-12-01 | $480 | $608 | $128 |
| 2021-11-30 | $480 | $601 | $121 |
| 2021-11-29 | $481 | $604 | $123 |
| 2021-11-26 | $477 | $601 | $125 |
| 2021-11-25 | $489 | $620 | $131 |
| 2021-11-24 | $488 | $608 | $121 |
| 2021-11-23 | $486 | $618 | $132 |
| 2021-11-22 | $490 | $646 | $156 |
| 2021-11-19 | $490 | $644 | $154 |
| 2021-11-18 | $499 | $620 | $121 |
| 2021-11-17 | $505 | $629 | $124 |
| 2021-11-16 | $504 | $628 | $124 |
| 2021-11-15 | $507 | $632 | $125 |
| 2021-11-12 | $512 | $634 | $122 |
| 2021-11-11 | $512 | $641 | $129 |
| 2021-11-10 | $510 | $633 | $123 |
| 2021-11-09 | $503 | $631 | $128 |
| 2021-11-08 | $502 | $629 | $127 |
| 2021-11-05 | $497 | $619 | $122 |
| 2021-11-04 | $501 | $631 | $130 |
| 2021-11-03 | $499 | $632 | $133 |
| 2021-11-02 | $504 | $635 | $131 |
| 2021-11-01 | $512 | $633 | $120 |
| 2021-10-29 | $508 | $635 | $127 |
| 2021-10-28 | $514 | $638 | $124 |
| 2021-10-27 | $520 | $658 | $139 |
| 2021-10-26 | $534 | $668 | $135 |
| 2021-10-25 | $537 | $659 | $122 |
| 2021-10-22 | $540 | $670 | $130 |
| 2021-10-21 | $527 | $654 | $127 |
| 2021-10-20 | $526 | $648 | $123 |
| 2021-10-19 | $522 | $642 | $120 |
| 2021-10-18 | $517 | $638 | $121 |
| 2021-10-15 | $522 | $651 | $129 |
| 2021-10-14 | $522 | $644 | $121 |
| 2021-10-13 | $520 | $641 | $121 |
| 2021-10-12 | $512 | $641 | $129 |
| 2021-10-11 | $517 | $652 | $134 |
| 2021-10-08 | $518 | $646 | $128 |
| 2021-10-07 | $515 | $643 | $128 |
| 2021-10-06 | $500 | $621 | $120 |
| 2021-10-05 | $497 | $625 | $128 |
| 2021-10-04 | $503 | $623 | $120 |
| 2021-10-01 | $506 | $627 | $121 |
| 2021-09-30 | $510 | $647 | $137 |
| 2021-09-29 | $508 | $631 | $123 |
| 2021-09-28 | $508 | $636 | $128 |
| 2021-09-27 | $510 | $637 | $127 |
| 2021-09-24 | $504 | $627 | $122 |
| 2021-09-23 | $510 | $642 | $132 |
| 2021-09-22 | $499 | $626 | $128 |
| 2021-09-21 | $494 | $630 | $136 |
| 2021-09-20 | $489 | $648 | $159 |
| 2021-09-17 | $505 | $636 | $131 |
| 2021-09-16 | $509 | $632 | $122 |
| 2021-09-15 | $508 | $641 | $133 |
| 2021-09-14 | $513 | $635 | $122 |
| 2021-09-13 | $513 | $639 | $126 |
| 2021-09-10 | $513 | $654 | $141 |
| 2021-09-09 | $509 | $633 | $125 |
| 2021-09-08 | $510 | $653 | $143 |
| 2021-09-07 | $515 | $652 | $137 |
| 2021-09-06 | $517 | $637 | $121 |
| 2021-09-03 | $508 | $630 | $123 |
| 2021-09-02 | $509 | $652 | $143 |
| 2021-09-01 | $503 | $623 | $120 |
| 2021-08-31 | $493 | $617 | $124 |
| 2021-08-30 | $493 | $616 | $123 |
| 2021-08-27 | $491 | $614 | $123 |
| 2021-08-26 | $489 | $613 | $124 |
| 2021-08-25 | $499 | $621 | $122 |
| 2021-08-24 | $498 | $626 | $128 |
| 2021-08-23 | $499 | $622 | $123 |
| 2021-08-20 | $494 | $613 | $120 |
| 2021-08-19 | $499 | $622 | $123 |
| 2021-08-18 | $506 | $626 | $120 |
| 2021-08-17 | $503 | $629 | $126 |
| 2021-08-16 | $506 | $638 | $132 |
| 2021-08-13 | $510 | $634 | $124 |
| 2021-08-12 | $513 | $639 | $126 |
| 2021-08-11 | $516 | $649 | $133 |
| 2021-08-10 | $510 | $648 | $138 |
| 2021-08-09 | $505 | $626 | $121 |
| 2021-08-06 | $501 | $622 | $122 |
| 2021-08-05 | $502 | $623 | $120 |
| 2021-08-04 | $505 | $638 | $133 |
| 2021-08-03 | $505 | $628 | $122 |
| 2021-08-02 | $503 | $623 | $120 |
| 2021-07-30 | $492 | $614 | $122 |
| 2021-07-29 | $503 | $626 | $123 |
| 2021-07-28 | $492 | $615 | $122 |
| 2021-07-27 | $479 | $598 | $119 |
| 2021-07-26 | $489 | $608 | $119 |
| 2021-07-23 | $500 | $625 | $125 |
| 2021-07-22 | $503 | $635 | $132 |
| 2021-07-21 | $505 | $627 | $122 |
| 2021-07-20 | $504 | $632 | $128 |
| 2021-07-19 | $500 | $623 | $122 |
| 2021-07-16 | $501 | $621 | $120 |
| 2021-07-15 | $506 | $630 | $124 |
| 2021-07-14 | $505 | $625 | $120 |
| 2021-07-13 | $501 | $623 | $121 |
| 2021-07-12 | $501 | $627 | $125 |
| 2021-07-09 | $496 | $617 | $121 |
| 2021-07-08 | $493 | $613 | $120 |
| 2021-07-07 | $502 | $623 | $121 |
| 2021-07-06 | $498 | $632 | $134 |
| 2021-07-05 | $507 | $630 | $122 |
| 2021-07-02 | $503 | $632 | $129 |
| 2021-07-01 | $509 | $630 | $121 |
| 2021-06-30 | $510 | $635 | $125 |
| 2021-06-29 | $515 | $640 | $125 |
| 2021-06-28 | $519 | $642 | $123 |
| 2021-06-25 | $524 | $649 | $124 |
| 2021-06-24 | $517 | $639 | $122 |
| 2021-06-23 | $512 | $634 | $123 |
| 2021-06-22 | $511 | $631 | $120 |
| 2021-06-21 | $508 | $643 | $134 |
| 2021-06-18 | $510 | $648 | $138 |
| 2021-06-17 | $516 | $645 | $129 |
| 2021-06-16 | $519 | $643 | $124 |
| 2021-06-15 | $529 | $650 | $121 |
| 2021-06-14 | $530 | $653 | $123 |
| 2021-06-11 | $529 | $652 | $122 |
| 2021-06-10 | $532 | $657 | $126 |
| 2021-06-09 | $530 | $650 | $120 |
| 2021-06-08 | $528 | $651 | $122 |
| 2021-06-07 | $532 | $673 | $141 |
| 2021-06-04 | $534 | $659 | $126 |
| 2021-06-03 | $535 | $657 | $123 |
| 2021-06-02 | $536 | $675 | $139 |
| 2021-06-01 | $538 | $659 | $121 |
| 2021-05-31 | $529 | $655 | $126 |
| 2021-05-28 | $531 | $657 | $126 |
| 2021-05-27 | $528 | $666 | $138 |
| 2021-05-26 | $525 | $648 | $123 |
| 2021-05-25 | $529 | $655 | $126 |
| 2021-05-24 | $515 | $643 | $128 |
| 2021-05-21 | $512 | $633 | $121 |
| 2021-05-20 | $516 | $638 | $122 |
| 2021-05-19 | $511 | $647 | $136 |
CFTC Regulation 1.55(o)(1)(iv) Disclosure12/31/2014
CFTC Computation Details
Securities Customer Reserve, pursuant to the SEC rule 15c3-3
All $s in millions.
| Date | Requirement | Funds Segregated | Excess |
|---|
| 2022-05-18 | $20,455 | $20,740 | $285 |
| 2022-05-17 | $21,378 | $21,688 | $310 |
| 2022-05-16 | $20,887 | $21,139 | $252 |
| 2022-05-13 | $20,480 | $20,770 | $290 |
| 2022-05-12 | $19,662 | $19,871 | $208 |
| 2022-05-11 | $19,190 | $19,478 | $288 |
| 2022-05-10 | $17,933 | $18,216 | $283 |
| 2022-05-09 | $18,241 | $18,519 | $278 |
| 2022-05-06 | $17,911 | $18,235 | $324 |
| 2022-05-05 | $17,687 | $17,893 | $206 |
| 2022-05-04 | $17,949 | $18,112 | $163 |
| 2022-05-03 | $17,574 | $17,896 | $323 |
| 2022-05-02 | $18,258 | $18,517 | $259 |
| 2022-04-29 | $17,842 | $18,030 | $189 |
| 2022-04-28 | $17,854 | $18,043 | $189 |
| 2022-04-27 | $17,626 | $17,846 | $220 |
| 2022-04-26 | $17,036 | $17,250 | $214 |
| 2022-04-25 | $17,099 | $17,409 | $310 |
| 2022-04-22 | $16,267 | $16,572 | $304 |
| 2022-04-21 | $16,464 | $16,717 | $253 |
| 2022-04-20 | $16,913 | $17,105 | $192 |
| 2022-04-19 | $17,114 | $17,425 | $311 |
| 2022-04-18 | $17,726 | $17,915 | $189 |
| 2022-04-15 | $18,377 | $18,608 | $231 |
| 2022-04-13 | $17,922 | $18,102 | $180 |
| 2022-04-12 | $17,533 | $17,782 | $249 |
| 2022-04-11 | $17,917 | $18,223 | $306 |
| 2022-04-08 | $17,760 | $17,969 | $209 |
| 2022-04-07 | $17,577 | $17,775 | $198 |
| 2022-04-06 | $17,086 | $17,327 | $241 |
| 2022-04-05 | $17,478 | $17,718 | $239 |
| 2022-04-04 | $17,353 | $17,488 | $135 |
| 2022-04-01 | $17,505 | $17,755 | $250 |
| 2022-03-31 | $17,282 | $17,475 | $193 |
| 2022-03-30 | $17,731 | $17,997 | $266 |
| 2022-03-29 | $18,264 | $18,549 | $285 |
| 2022-03-28 | $18,252 | $18,545 | $293 |
| 2022-03-25 | $18,518 | $18,778 | $260 |
| 2022-03-24 | $19,497 | $19,640 | $143 |
| 2022-03-23 | $20,148 | $20,361 | $214 |
| 2022-03-22 | $21,023 | $21,338 | $315 |
| 2022-03-21 | $20,444 | $20,650 | $206 |
| 2022-03-18 | $20,450 | $20,568 | $118 |
| 2022-03-17 | $19,764 | $20,047 | $283 |
| 2022-03-16 | $19,804 | $20,045 | $241 |
| 2022-03-15 | $19,033 | $19,279 | $246 |
| 2022-03-14 | $18,628 | $18,873 | $245 |
| 2022-03-11 | $18,342 | $18,493 | $151 |
| 2022-03-10 | $18,395 | $18,644 | $250 |
| 2022-03-09 | $17,792 | $17,999 | $206 |
| 2022-03-08 | $16,994 | $17,205 | $211 |
| 2022-03-07 | $16,529 | $16,729 | $199 |
| 2022-03-04 | $16,573 | $16,801 | $228 |
| 2022-03-03 | $16,409 | $16,711 | $302 |
| 2022-03-02 | $17,101 | $17,378 | $277 |
| 2022-03-01 | $16,584 | $16,733 | $149 |
| 2022-02-28 | $16,338 | $16,651 | $314 |
| 2022-02-25 | $15,644 | $15,979 | $335 |
| 2022-02-24 | $15,266 | $15,508 | $242 |
| 2022-02-23 | $14,703 | $14,969 | $266 |
| 2022-02-22 | $14,828 | $15,050 | $222 |
| 2022-02-21 | $14,202 | $14,449 | $247 |
| 2022-02-17 | $14,324 | $14,604 | $279 |
| 2022-02-16 | $14,207 | $14,506 | $299 |
| 2022-02-15 | $14,594 | $14,869 | $275 |
| 2022-02-14 | $14,167 | $14,439 | $272 |
| 2022-02-11 | $13,785 | $13,995 | $210 |
| 2022-02-10 | $14,366 | $14,695 | $329 |
| 2022-02-09 | $14,232 | $14,388 | $156 |
| 2022-02-08 | $14,522 | $14,778 | $257 |
| 2022-02-07 | $14,729 | $14,954 | $225 |
| 2022-02-04 | $14,581 | $14,839 | $258 |
| 2022-02-03 | $15,201 | $15,377 | $176 |
| 2022-02-02 | $15,650 | $15,869 | $219 |
| 2022-02-01 | $15,717 | $15,983 | $265 |
| 2022-01-31 | $15,522 | $15,762 | $240 |
| 2022-01-28 | $14,849 | $15,089 | $241 |
| 2022-01-27 | $14,097 | $14,362 | $265 |
| 2022-01-26 | $14,369 | $14,680 | $312 |
| 2022-01-25 | $12,568 | $12,779 | $212 |
| 2022-01-24 | $12,408 | $12,649 | $241 |
| 2022-01-21 | $11,760 | $11,984 | $224 |
| 2022-01-20 | $11,470 | $11,784 | $315 |
| 2022-01-19 | $11,584 | $11,859 | $275 |
| 2022-01-18 | $11,210 | $11,488 | $278 |
| 2022-01-17 | $10,715 | $10,906 | $191 |
| 2022-01-13 | $10,762 | $10,961 | $199 |
| 2022-01-12 | $11,290 | $11,569 | $279 |
| 2022-01-11 | $10,748 | $10,993 | $245 |
| 2022-01-10 | $11,487 | $11,762 | $275 |
| 2022-01-07 | $11,284 | $11,534 | $250 |
| 2022-01-06 | $10,752 | $10,976 | $224 |
| 2022-01-05 | $10,832 | $11,076 | $245 |
| 2022-01-04 | $11,463 | $11,689 | $226 |
| 2022-01-03 | $10,725 | $10,957 | $232 |
| 2021-12-31 | $10,709 | $10,845 | $137 |
| 2021-12-30 | $11,041 | $11,296 | $255 |
| 2021-12-29 | $10,740 | $11,023 | $283 |
| 2021-12-28 | $10,765 | $10,971 | $206 |
| 2021-12-27 | $11,054 | $11,299 | $244 |
| 2021-12-24 | $11,470 | $11,727 | $257 |
| 2021-12-22 | $11,889 | $12,105 | $216 |
| 2021-12-21 | $11,819 | $12,087 | $268 |
| 2021-12-20 | $11,186 | $11,412 | $226 |
| 2021-12-17 | $11,186 | $11,424 | $237 |
| 2021-12-16 | $10,877 | $11,154 | $277 |
| 2021-12-15 | $10,733 | $10,996 | $263 |
| 2021-12-14 | $10,662 | $10,891 | $228 |
| 2021-12-13 | $10,977 | $11,221 | $243 |
| 2021-12-10 | $10,741 | $11,028 | $288 |
| 2021-12-09 | $11,197 | $11,446 | $250 |
| 2021-12-08 | $11,968 | $12,235 | $266 |
| 2021-12-07 | $12,059 | $12,272 | $213 |
| 2021-12-06 | $11,894 | $12,114 | $220 |
| 2021-12-03 | $11,668 | $11,893 | $224 |
| 2021-12-02 | $11,313 | $11,605 | $292 |
| 2021-12-01 | $10,791 | $11,034 | $243 |
| 2021-11-30 | $10,575 | $10,839 | $264 |
| 2021-11-29 | $9,882 | $10,176 | $294 |
| 2021-11-26 | $9,708 | $9,947 | $238 |
| 2021-11-25 | $9,605 | $9,934 | $329 |
| 2021-11-23 | $8,924 | $9,203 | $279 |
| 2021-11-22 | $9,846 | $10,058 | $212 |
| 2021-11-19 | $9,390 | $9,599 | $208 |
| 2021-11-18 | $9,365 | $9,639 | $275 |
| 2021-11-17 | $9,571 | $9,834 | $264 |
| 2021-11-16 | $10,057 | $10,329 | $271 |
| 2021-11-15 | $10,630 | $10,876 | $245 |
| 2021-11-12 | $10,368 | $10,585 | $218 |
| 2021-11-11 | $10,750 | $10,982 | $232 |
| 2021-11-10 | $10,572 | $10,817 | $245 |
| 2021-11-09 | $10,386 | $10,817 | $431 |
| 2021-11-08 | $10,047 | $10,331 | $284 |
| 2021-11-05 | $10,052 | $10,294 | $242 |
| 2021-11-04 | $10,568 | $10,870 | $302 |
| 2021-11-03 | $10,379 | $10,666 | $287 |
| 2021-11-02 | $10,403 | $10,625 | $221 |
| 2021-11-01 | $10,184 | $10,454 | $270 |
| 2021-10-29 | $10,402 | $10,640 | $238 |
| 2021-10-28 | $10,661 | $10,907 | $245 |
| 2021-10-27 | $10,660 | $10,889 | $230 |
| 2021-10-26 | $10,872 | $11,181 | $309 |
| 2021-10-25 | $10,849 | $11,124 | $275 |
| 2021-10-22 | $10,817 | $11,070 | $253 |
| 2021-10-21 | $10,915 | $11,196 | $281 |
| 2021-10-20 | $10,967 | $11,199 | $232 |
| 2021-10-19 | $11,231 | $11,466 | $235 |
| 2021-10-18 | $11,067 | $11,279 | $212 |
| 2021-10-15 | $11,280 | $11,534 | $254 |
| 2021-10-14 | $11,893 | $12,109 | $216 |
| 2021-10-13 | $12,236 | $12,503 | $266 |
| 2021-10-12 | $12,210 | $12,480 | $270 |
| 2021-10-11 | $12,084 | $12,359 | $275 |
| 2021-10-08 | $11,984 | $12,616 | $633 |
| 2021-10-07 | $12,382 | $12,616 | $234 |
| 2021-10-06 | $12,535 | $12,760 | $226 |
| 2021-10-05 | $12,165 | $12,422 | $257 |
| 2021-10-04 | $12,797 | $13,027 | $230 |
| 2021-10-01 | $13,040 | $13,285 | $245 |
| 2021-09-30 | $12,220 | $12,493 | $272 |
| 2021-09-29 | $11,612 | $11,862 | $250 |
| 2021-09-28 | $11,724 | $11,982 | $258 |
| 2021-09-27 | $11,834 | $12,057 | $223 |
| 2021-09-24 | $12,082 | $12,318 | $236 |
| 2021-09-23 | $12,613 | $12,840 | $227 |
| 2021-09-22 | $12,914 | $13,109 | $195 |
| 2021-09-21 | $12,103 | $12,354 | $251 |
| 2021-09-20 | $11,885 | $12,133 | $249 |
| 2021-09-17 | $11,996 | $12,276 | $280 |
| 2021-09-16 | $12,451 | $12,685 | $233 |
| 2021-09-15 | $11,958 | $12,192 | $234 |
| 2021-09-14 | $11,947 | $12,187 | $240 |
| 2021-09-13 | $12,355 | $12,619 | $264 |
| 2021-09-10 | $12,339 | $12,594 | $256 |
| 2021-09-09 | $12,224 | $12,465 | $241 |
| 2021-09-08 | $12,418 | $12,678 | $260 |
| 2021-09-07 | $12,319 | $12,578 | $259 |
| 2021-09-06 | $12,538 | $12,779 | $241 |
| 2021-09-02 | $12,280 | $12,525 | $245 |
| 2021-09-01 | $12,126 | $12,379 | $253 |
| 2021-08-31 | $12,122 | $12,373 | $251 |
| 2021-08-30 | $12,167 | $12,411 | $244 |
| 2021-08-27 | $11,535 | $11,793 | $259 |
| 2021-08-26 | $11,898 | $12,162 | $264 |
| 2021-08-25 | $12,115 | $12,366 | $251 |
| 2021-08-24 | $12,616 | $12,852 | $236 |
| 2021-08-23 | $12,978 | $13,217 | $239 |
| 2021-08-20 | $12,398 | $12,650 | $253 |
| 2021-08-19 | $12,830 | $13,076 | $246 |
| 2021-08-18 | $12,328 | $12,583 | $254 |
| 2021-08-17 | $11,964 | $12,218 | $254 |
| 2021-08-16 | $12,110 | $12,353 | $243 |
| 2021-08-13 | $12,040 | $12,302 | $262 |
| 2021-08-12 | $11,958 | $12,225 | $266 |
| 2021-08-11 | $11,885 | $12,131 | $247 |
| 2021-08-10 | $11,891 | $12,145 | $254 |
| 2021-08-09 | $11,808 | $12,051 | $243 |
| 2021-08-06 | $11,790 | $12,032 | $242 |
| 2021-08-05 | $11,949 | $12,178 | $229 |
| 2021-08-04 | $12,184 | $12,420 | $235 |
| 2021-08-03 | $12,284 | $12,533 | $248 |
| 2021-08-02 | $12,372 | $12,625 | $253 |
| 2021-07-30 | $12,460 | $12,722 | $262 |
| 2021-07-29 | $12,924 | $13,198 | $274 |
| 2021-07-28 | $12,117 | $12,361 | $244 |
| 2021-07-27 | $12,011 | $12,264 | $253 |
| 2021-07-26 | $11,329 | $11,589 | $260 |
| 2021-07-23 | $11,520 | $11,767 | $248 |
| 2021-07-22 | $11,807 | $12,055 | $248 |
| 2021-07-21 | $12,237 | $12,495 | $258 |
| 2021-07-20 | $11,856 | $12,103 | $247 |
| 2021-07-19 | $12,152 | $12,391 | $239 |
| 2021-07-16 | $12,436 | $12,711 | $275 |
| 2021-07-15 | $12,637 | $12,887 | $250 |
| 2021-07-14 | $12,663 | $12,921 | $259 |
| 2021-07-13 | $12,804 | $13,067 | $263 |
| 2021-07-12 | $13,167 | $13,403 | $236 |
| 2021-07-09 | $12,829 | $13,071 | $242 |
| 2021-07-08 | $12,868 | $13,104 | $236 |
| 2021-07-07 | $12,889 | $13,149 | $260 |
| 2021-07-06 | $12,903 | $13,161 | $258 |
| 2021-07-05 | $13,066 | $13,331 | $265 |
| 2021-07-01 | $13,074 | $13,334 | $260 |
| 2021-06-30 | $13,168 | $13,416 | $247 |
| 2021-06-29 | $12,996 | $13,246 | $250 |
| 2021-06-28 | $13,029 | $13,279 | $250 |
| 2021-06-25 | $13,202 | $13,461 | $259 |
| 2021-06-24 | $13,648 | $13,893 | $244 |
| 2021-06-23 | $13,615 | $13,864 | $249 |
| 2021-06-22 | $13,824 | $14,068 | $244 |
| 2021-06-21 | $13,619 | $13,878 | $259 |
| 2021-06-18 | $13,501 | $13,749 | $248 |
| 2021-06-17 | $13,512 | $13,761 | $250 |
| 2021-06-16 | $13,684 | $13,938 | $254 |
| 2021-06-15 | $14,054 | $14,279 | $225 |
| 2021-06-14 | $13,693 | $13,943 | $250 |
| 2021-06-11 | $13,589 | $13,831 | $242 |
| 2021-06-10 | $13,577 | $13,823 | $245 |
| 2021-06-09 | $13,464 | $13,719 | $255 |
| 2021-06-08 | $13,710 | $13,967 | $256 |
| 2021-06-07 | $13,515 | $13,772 | $256 |
| 2021-06-04 | $13,974 | $14,222 | $249 |
| 2021-06-03 | $14,338 | $14,602 | $264 |
| 2021-06-02 | $14,274 | $14,513 | $239 |
| 2021-06-01 | $13,674 | $13,927 | $253 |
| 2021-05-31 | $13,654 | $13,903 | $250 |
| 2021-05-27 | $13,822 | $14,074 | $252 |
| 2021-05-26 | $13,592 | $13,839 | $247 |
| 2021-05-25 | $13,637 | $13,885 | $248 |
| 2021-05-24 | $14,124 | $14,382 | $257 |
| 2021-05-21 | $14,691 | $14,945 | $254 |
| 2021-05-20 | $14,849 | $15,099 | $249 |
| 2021-05-19 | $15,206 | $15,465 | $260 |
The below table provides concentration statistics of IB's domestic and foreign commodities funds owed to customers, as indicated by the smallest number of IB customers that make up 50% of these amounts.
"N/A" in the table below indicates a settlement holiday.
| Date | Domestic Segregated | Foreign Secured |
|---|---|---|
| Smallest number of customers that comprise 50% of the funds owed to customers | ||
| 2022-05-19 | 201 | 51 |
| 2022-05-18 | 206 | 51 |
| 2022-05-17 | 204 | 48 |
| 2022-05-16 | 201 | 48 |
| 2022-05-13 | 202 | 49 |
| 2022-05-12 | 202 | 50 |
| 2022-05-11 | 196 | 49 |
| 2022-05-10 | 199 | 50 |
| 2022-05-09 | 196 | 49 |
| 2022-05-06 | 191 | 48 |
| 2022-05-05 | 193 | 47 |
| 2022-05-04 | 203 | 49 |
| 2022-05-03 | 200 | 50 |
| 2022-05-02 | 199 | 49 |
| 2022-04-29 | 193 | 48 |
| 2022-04-28 | 198 | 49 |
| 2022-04-27 | 193 | 50 |
| 2022-04-26 | 197 | 49 |
| 2022-04-25 | 204 | 49 |
| 2022-04-22 | 203 | 47 |
| 2022-04-21 | 205 | 47 |
| 2022-04-20 | 208 | 48 |
| 2022-04-19 | 209 | 47 |
| 2022-04-18 | 199 | 46 |
| 2022-04-15 | 202 | 46 |
| 2022-04-14 | 201 | 45 |
| 2022-04-13 | 203 | 46 |
| 2022-04-12 | 183 | 45 |
| 2022-04-11 | 189 | 46 |
| 2022-04-08 | 187 | 46 |
| 2022-04-07 | 191 | 46 |
| 2022-04-06 | 192 | 46 |
| 2022-04-05 | 194 | 46 |
| 2022-04-04 | 196 | 46 |
| 2022-04-01 | 199 | 46 |
| 2022-03-31 | 205 | 47 |
| 2022-03-30 | 203 | 46 |
| 2022-03-29 | 211 | 48 |
| 2022-03-28 | 209 | 48 |
| 2022-03-25 | 202 | 47 |
| 2022-03-24 | 210 | 46 |
| 2022-03-23 | 196 | 47 |
| 2022-03-22 | 202 | 47 |
| 2022-03-21 | 197 | 47 |
| 2022-03-18 | 206 | 47 |
| 2022-03-17 | 200 | 47 |
| 2022-03-16 | 205 | 49 |
| 2022-03-15 | 199 | 50 |
| 2022-03-14 | 191 | 49 |
| 2022-03-11 | 194 | 46 |
| 2022-03-10 | 198 | 50 |
| 2022-03-09 | 206 | 50 |
| 2022-03-08 | 194 | 50 |
| 2022-03-07 | 197 | 49 |
| 2022-03-04 | 197 | 50 |
| 2022-03-03 | 209 | 51 |
| 2022-03-02 | 208 | 49 |
| 2022-03-01 | 208 | 47 |
| 2022-02-28 | 220 | 47 |
| 2022-02-25 | 224 | 48 |
| 2022-02-24 | 224 | 46 |
| 2022-02-23 | 216 | 47 |
| 2022-02-22 | 219 | 48 |
| 2022-02-21 | 218 | 47 |
| 2022-02-18 | 216 | 43 |
| 2022-02-17 | 220 | 43 |
| 2022-02-16 | 216 | 46 |
| 2022-02-15 | 221 | 47 |
| 2022-02-14 | 225 | 48 |
| 2022-02-11 | 231 | 48 |
| 2022-02-10 | 227 | 47 |
| 2022-02-09 | 230 | 47 |
| 2022-02-08 | 227 | 50 |
| 2022-02-07 | 222 | 49 |
| 2022-02-04 | 226 | 49 |
| 2022-02-03 | 228 | 49 |
| 2022-02-02 | 224 | 47 |
| 2022-02-01 | 217 | 47 |
| 2022-01-31 | 222 | 49 |
| 2022-01-28 | 224 | 50 |
| 2022-01-27 | 231 | 48 |
| 2022-01-26 | 220 | 47 |
| 2022-01-25 | 207 | 50 |
| 2022-01-24 | 213 | 49 |
| 2022-01-21 | 222 | 47 |
| 2022-01-20 | 212 | 46 |
| 2022-01-19 | 226 | 49 |
| 2022-01-18 | 220 | 49 |
| 2022-01-17 | 232 | 48 |
| 2022-01-14 | 227 | 48 |
| 2022-01-13 | 226 | 48 |
| 2022-01-12 | 224 | 46 |
| 2022-01-11 | 224 | 47 |
| 2022-01-10 | 224 | 48 |
| 2022-01-07 | 219 | 47 |
| 2022-01-06 | 214 | 47 |
| 2022-01-05 | 218 | 46 |
| 2022-01-04 | 219 | 45 |
| 2022-01-03 | 215 | 45 |
| 2021-12-31 | 202 | 45 |
| 2021-12-30 | 200 | 45 |
| 2021-12-29 | 201 | 45 |
| 2021-12-28 | 229 | 43 |
| 2021-12-27 | 235 | 43 |
| 2021-12-24 | 233 | 44 |
| 2021-12-23 | 233 | 45 |
| 2021-12-22 | 227 | 44 |
| 2021-12-21 | 232 | 45 |
| 2021-12-20 | 227 | 45 |
| 2021-12-17 | 240 | 45 |
| 2021-12-16 | 235 | 43 |
| 2021-12-15 | 232 | 44 |
| 2021-12-14 | 231 | 43 |
| 2021-12-13 | 226 | 42 |
| 2021-12-10 | 230 | 42 |
| 2021-12-09 | 224 | 42 |
| 2021-12-08 | 223 | 43 |
| 2021-12-07 | 228 | 43 |
| 2021-12-06 | 227 | 43 |
| 2021-12-03 | 237 | 44 |
| 2021-12-02 | 253 | 45 |
| 2021-12-01 | 261 | 45 |
| 2021-11-30 | 252 | 45 |
| 2021-11-29 | 243 | 45 |
| 2021-11-26 | 249 | 47 |
| 2021-11-25 | 229 | 45 |
| 2021-11-24 | 228 | 45 |
| 2021-11-23 | 223 | 45 |
| 2021-11-22 | 247 | 44 |
| 2021-11-19 | 249 | 44 |
| 2021-11-18 | 246 | 42 |
| 2021-11-17 | 244 | 42 |
| 2021-11-16 | 246 | 42 |
| 2021-11-15 | 242 | 42 |
| 2021-11-12 | 246 | 42 |
| 2021-11-11 | 251 | 41 |
| 2021-11-10 | 256 | 41 |
| 2021-11-09 | 250 | 43 |
| 2021-11-08 | 243 | 42 |
| 2021-11-05 | 251 | 44 |
| 2021-11-04 | 261 | 43 |
| 2021-11-03 | 259 | 44 |
| 2021-11-02 | 256 | 42 |
| 2021-11-01 | 256 | 42 |
| 2021-10-29 | 261 | 42 |
| 2021-10-28 | 258 | 41 |
| 2021-10-27 | 257 | 41 |
| 2021-10-26 | 253 | 39 |
| 2021-10-25 | 253 | 38 |
| 2021-10-22 | 251 | 39 |
| 2021-10-21 | 254 | 41 |
| 2021-10-20 | 250 | 42 |
| 2021-10-19 | 250 | 42 |
| 2021-10-18 | 249 | 43 |
| 2021-10-15 | 249 | 42 |
| 2021-10-14 | 256 | 42 |
| 2021-10-13 | 245 | 41 |
| 2021-10-12 | 242 | 42 |
| 2021-10-11 | 243 | 41 |
| 2021-10-08 | 247 | 41 |
| 2021-10-07 | 254 | 41 |
| 2021-10-06 | 254 | 44 |
| 2021-10-05 | 254 | 45 |
| 2021-10-04 | 251 | 44 |
| 2021-10-01 | 250 | 43 |
| 2021-09-30 | 251 | 42 |
| 2021-09-29 | 255 | 42 |
| 2021-09-28 | 260 | 41 |
| 2021-09-27 | 262 | 41 |
| 2021-09-24 | 260 | 43 |
| 2021-09-23 | 265 | 42 |
| 2021-09-22 | 269 | 44 |
| 2021-09-21 | 271 | 45 |
| 2021-09-20 | 274 | 46 |
| 2021-09-17 | 269 | 42 |
| 2021-09-16 | 272 | 43 |
| 2021-09-15 | 266 | 43 |
| 2021-09-14 | 266 | 42 |
| 2021-09-13 | 265 | 42 |
| 2021-09-10 | 264 | 41 |
| 2021-09-09 | 263 | 42 |
| 2021-09-08 | 261 | 41 |
| 2021-09-07 | 269 | 41 |
| 2021-09-06 | 264 | 41 |
| 2021-09-03 | 263 | 42 |
| 2021-09-02 | 261 | 42 |
| 2021-09-01 | 270 | 42 |
| 2021-08-31 | 264 | 43 |
| 2021-08-30 | 275 | 42 |
| 2021-08-27 | 266 | 41 |
| 2021-08-26 | 269 | 41 |
| 2021-08-25 | 266 | 41 |
| 2021-08-24 | 272 | 40 |
| 2021-08-23 | 277 | 40 |
| 2021-08-20 | 274 | 40 |
| 2021-08-19 | 279 | 40 |
| 2021-08-18 | 269 | 39 |
| 2021-08-17 | 272 | 39 |
| 2021-08-16 | 266 | 39 |
| 2021-08-13 | 262 | 39 |
| 2021-08-12 | 262 | 38 |
| 2021-08-11 | 262 | 37 |
| 2021-08-10 | 267 | 38 |
| 2021-08-09 | 272 | 39 |
| 2021-08-06 | 272 | 39 |
| 2021-08-05 | 269 | 38 |
| 2021-08-04 | 267 | 38 |
| 2021-08-03 | 261 | 38 |
| 2021-08-02 | 259 | 39 |
| 2021-07-30 | 257 | 40 |
| 2021-07-29 | 248 | 38 |
| 2021-07-28 | 248 | 39 |
| 2021-07-27 | 250 | 41 |
| 2021-07-26 | 242 | 38 |
| 2021-07-23 | 256 | 35 |
| 2021-07-22 | 258 | 35 |
| 2021-07-21 | 256 | 35 |
| 2021-07-20 | 268 | 35 |
| 2021-07-19 | 273 | 36 |
| 2021-07-16 | 256 | 35 |
| 2021-07-15 | 261 | 35 |
| 2021-07-14 | 263 | 35 |
| 2021-07-13 | 265 | 34 |
| 2021-07-12 | 267 | 34 |
| 2021-07-09 | 263 | 34 |
| 2021-07-08 | 269 | 35 |
| 2021-07-07 | 265 | 33 |
| 2021-07-06 | 268 | 33 |
| 2021-07-05 | 256 | 31 |
| 2021-07-02 | 257 | 31 |
| 2021-07-01 | 255 | 31 |
| 2021-06-30 | 251 | 32 |
| 2021-06-29 | 255 | 31 |
| 2021-06-28 | 255 | 31 |
| 2021-06-25 | 255 | 31 |
| 2021-06-24 | 263 | 32 |
| 2021-06-23 | 260 | 32 |
| 2021-06-22 | 264 | 32 |
| 2021-06-21 | 266 | 32 |
| 2021-06-18 | 259 | 32 |
| 2021-06-17 | 268 | 31 |
| 2021-06-16 | 240 | 32 |
| 2021-06-15 | 239 | 31 |
| 2021-06-14 | 235 | 31 |
| 2021-06-11 | 233 | 31 |
| 2021-06-10 | 233 | 31 |
| 2021-06-09 | 234 | 31 |
| 2021-06-08 | 236 | 31 |
| 2021-06-07 | 232 | 31 |
| 2021-06-04 | 232 | 31 |
| 2021-06-03 | 236 | 31 |
| 2021-06-02 | 229 | 31 |
| 2021-06-01 | 228 | 31 |
| 2021-05-31 | 229 | 31 |
| 2021-05-28 | 232 | 30 |
| 2021-05-27 | 234 | 30 |
| 2021-05-26 | 238 | 30 |
| 2021-05-25 | 242 | 30 |
| 2021-05-24 | 238 | 31 |
| 2021-05-21 | 236 | 32 |
| 2021-05-20 | 232 | 32 |
| 2021-05-19 | 229 | 32 |
IB does not conduct proprietary trading. However, certain IB affiliates (defined as entities under common control and employees of the firm) hold accounts with IB to trade for their own purposes. For regulatory purposes, IB's affiliates are not treated as customers.
The table below reports the last 12 months of margin requirements for affiliate accounts conducting proprietary trading as a percent of total margin requirements for IB's customers.
All $s in millions.
| Month End | Affiliate Proprietary Margin Requirement | Total Customer Margin Requirement | Affiliate Proprietary Margin Requirement as % of Total Customer Margin Requirement |
|---|---|---|---|
| 2022-03 | $27 | $2,310 | 1.16% |
| 2022-02 | $20 | $2,037 | 0.96% |
| 2022-01 | $18 | $2,028 | 0.91% |
| 2021-12 | $21 | $2,110 | 0.98% |
| 2021-11 | $25 | $2,157 | 1.16% |
| 2021-10 | $26 | $2,227 | 1.18% |
| 2021-09 | $21 | $2,136 | 0.98% |
| 2021-08 | $20 | $2,109 | 0.95% |
| 2021-07 | $15 | $2,088 | 0.73% |
| 2021-06 | $16 | $2,089 | 0.77% |
| 2021-05 | $18 | $2,100 | 0.85% |
| 2021-04 | $26 | $2,195 | 1.21% |
Regulatory Disclosures
Please click below for the Interactive Brokers Firm Specific Disclosure Document required by CFTC Rule 1.55(k).
Interactive Brokers LLC Firm Specific Disclosure Document pursuant to CFTC Rule 1.55(k) and NFA Rule 2-36(n)
Additional Information
Additional information is available on the National Futures Association website by searching for Interactive Brokers LLC in NFA's BASIC system (http://www.nfa.futures.org/basicnet/), clicking on "Interactive Brokers LLC", then "View Financial Information" and then viewing the data available under FCM Capital Report (Updated Monthly), FCM Customer Segregated Funds Report (Updated Semi-Monthly), FCM Customer Secured Amount Funds Report (Updated Semi-Monthly), FCM Cleared Swaps Customer Collateral Report (Updated Semi-Monthly).
Additional financial information on all futures commission merchants is available from the Commodity Futures Trading Commission here.