Interactive Brokers Regulatory Information

Interactive Brokers LLC ("IB") is an agency only, direct market access broker that provides execution, clearance, settlement and prime brokerage for customers. Our business encompasses securities and commodities brokerage. IB does not engage in proprietary trading.

As a registered Futures Commission Merchant ("FCM"), IB is subject to the Commodity Exchange Act and rules promulgated by the Commodity Futures Trading Commission ("CFTC"), the National Futures Association ("NFA") and the various commodity exchanges of which we are members.

As a registered U.S. broker dealer, IB is subject to the rules and regulations of the Securities Exchange Act of 1934 (the "Exchange Act") and other rules promulgated by the Securities and Exchange Commission ("SEC"), the Financial Industry Regulatory Authority ("FINRA") and the rules of various securities exchanges of which we are members.




Financial Information


Equity and regulatory capital for the past 12 months:

All $s in millions.

Month End Total Equity Adjusted Net Capital (Tentative Net Capital) Net Capital Excess Net Capital
2016-11 $3,674 $3,337 $3,281 $2,988
2016-10 $3,624 $3,307 $3,229 $2,941
2016-09 $3,572 $3,307 $3,217 $2,892
2016-08 $3,520 $3,221 $3,116 $2,847
2016-07 $3,473 $3,182 $3,056 $2,784
2016-06 $3,424 $3,061 $2,923 $2,679
2016-05 $3,480 $3,151 $3,008 $2,750
2016-04 $3,439 $2,837 $2,678 $2,415
2016-03 $3,380 $2,789 $2,618 $2,367
2016-02 $3,311 $2,830 $2,669 $2,437
2016-01 $3,305 $2,767 $2,590 $2,359
2015-12 $3,214 $2,541 $2,367 $2,108

IB Annual Financial Statements

Selected FOCUS Filings Data

Please see our Strength and Security page for an overview of how IB protects customer funds.

On a daily basis IB compares the amount of funds required to be safeguarded for its commodities customers to the funds held in specially designated segregated commodities accounts. We perform two daily commodities computations: (1) domestic futures segregated funds computation and (2) foreign futures and options secured amount computation.

U.S. securities regulations require broker-dealers to perform a detailed reconciliation of customer money and securities (known as the "Customer Reserve Computation") at least weekly, to ensure that the right amount of customer money is protected. IB performs this computation daily.

The tables below report these daily computations for the past 12 months.


Domestic Segregated Funds, pursuant to CFTC regulation 1.20

All $s in millions.

Date Requirement Funds Segregated Excess
2017-01-19 $3,148 $3,389 $241
2017-01-18 $3,102 $3,341 $239
2017-01-17 $3,136 $3,367 $231
2017-01-16 $3,101 $3,335 $234
2017-01-13 $3,100 $3,342 $242
2017-01-12 $3,139 $3,374 $235
2017-01-11 $3,134 $3,364 $231
2017-01-10 $3,141 $3,368 $227
2017-01-09 $3,123 $3,352 $229
2017-01-06 $3,107 $3,321 $215
2017-01-05 $3,100 $3,359 $259
2017-01-04 $3,108 $3,344 $237
2017-01-03 $3,125 $3,362 $236
2016-12-30 $3,119 $3,356 $237
2016-12-29 $3,104 $3,332 $228
2016-12-28 $3,102 $3,336 $234
2016-12-27 $3,061 $3,290 $229
2016-12-26 $3,063 $3,297 $234
2016-12-23 $3,068 $3,297 $229
2016-12-22 $3,060 $3,283 $223
2016-12-21 $3,062 $3,290 $229
2016-12-20 $3,034 $3,320 $286
2016-12-19 $3,065 $3,351 $285
2016-12-16 $3,079 $3,374 $294
2016-12-15 $3,149 $3,349 $200
2016-12-14 $3,126 $3,358 $233
2016-12-13 $3,093 $3,312 $219
2016-12-12 $3,125 $3,351 $226
2016-12-09 $3,099 $3,320 $221
2016-12-08 $3,094 $3,316 $222
2016-12-07 $3,091 $3,310 $219
2016-12-06 $3,113 $3,347 $234
2016-12-05 $3,141 $3,374 $233
2016-12-02 $3,165 $3,407 $242
2016-12-01 $3,148 $3,376 $228
2016-11-30 $3,164 $3,380 $216
2016-11-29 $3,136 $3,393 $257
2016-11-28 $3,188 $3,382 $194
2016-11-25 $3,106 $3,352 $247
2016-11-24 $3,139 $3,340 $202
2016-11-23 $3,119 $3,338 $219
2016-11-22 $3,112 $3,331 $219
2016-11-21 $3,129 $3,356 $227
2016-11-18 $3,144 $3,371 $227
2016-11-17 $3,118 $3,328 $211
2016-11-16 $3,140 $3,378 $237
2016-11-15 $3,124 $3,341 $217
2016-11-14 $3,146 $3,374 $229
2016-11-11 $3,124 $3,345 $222
2016-11-10 $3,130 $3,359 $229
2016-11-09 $3,122 $3,355 $233
2016-11-08 $3,032 $3,265 $233
2016-11-07 $3,047 $3,270 $223
2016-11-04 $3,073 $3,303 $230
2016-11-03 $3,061 $3,299 $238
2016-11-02 $3,081 $3,303 $222
2016-11-01 $3,073 $3,295 $222
2016-10-31 $3,046 $3,286 $241
2016-10-28 $3,031 $3,255 $224
2016-10-27 $3,037 $3,277 $240
2016-10-26 $3,023 $3,263 $240
2016-10-25 $3,037 $3,267 $230
2016-10-24 $3,020 $3,241 $221
2016-10-21 $3,019 $3,242 $223
2016-10-20 $3,005 $3,234 $228
2016-10-19 $3,003 $3,224 $222
2016-10-18 $2,994 $3,223 $228
2016-10-17 $3,000 $3,229 $230
2016-10-14 $2,987 $3,219 $232
2016-10-13 $2,990 $3,229 $239
2016-10-12 $2,997 $3,221 $224
2016-10-11 $2,983 $3,210 $226
2016-10-10 $2,932 $3,157 $225
2016-10-07 $2,947 $3,170 $223
2016-10-06 $2,923 $3,151 $229
2016-10-05 $2,941 $3,159 $218
2016-10-04 $2,934 $3,169 $235
2016-10-03 $2,933 $3,161 $227
2016-09-30 $2,920 $3,155 $235
2016-09-29 $2,953 $3,182 $229
2016-09-28 $2,920 $3,155 $235
2016-09-27 $2,949 $3,174 $225
2016-09-26 $2,973 $3,208 $235
2016-09-23 $2,957 $3,184 $228
2016-09-22 $2,937 $3,166 $228
2016-09-21 $2,934 $3,154 $219
2016-09-20 $2,936 $3,182 $246
2016-09-19 $2,948 $3,181 $232
2016-09-16 $2,945 $3,197 $252
2016-09-15 $2,947 $3,184 $238
2016-09-14 $2,978 $3,206 $228
2016-09-13 $2,974 $3,226 $251
2016-09-12 $2,938 $3,159 $221
2016-09-09 $2,992 $3,218 $226
2016-09-08 $2,923 $3,150 $227
2016-09-07 $2,894 $3,140 $246
2016-09-06 $2,911 $3,140 $229
2016-09-05 $2,905 $3,115 $210
2016-09-02 $2,895 $3,121 $226
2016-09-01 $2,886 $3,112 $226
2016-08-31 $2,881 $3,129 $247
2016-08-30 $2,889 $3,120 $230
2016-08-29 $2,869 $3,099 $230
2016-08-26 $2,895 $3,121 $227
2016-08-25 $2,867 $3,094 $227
2016-08-24 $2,863 $3,103 $240
2016-08-23 $2,860 $3,088 $228
2016-08-22 $2,871 $3,087 $217
2016-08-19 $2,873 $3,091 $218
2016-08-18 $2,860 $3,066 $205
2016-08-17 $2,855 $3,066 $211
2016-08-16 $2,860 $3,072 $212
2016-08-15 $2,850 $3,061 $211
2016-08-12 $2,858 $3,072 $214
2016-08-11 $2,863 $3,073 $209
2016-08-10 $2,878 $3,092 $214
2016-08-09 $2,874 $3,107 $233
2016-08-08 $2,899 $3,117 $218
2016-08-05 $2,887 $3,093 $206
2016-08-04 $2,904 $3,137 $233
2016-08-03 $2,910 $3,139 $229
2016-08-02 $2,922 $3,148 $227
2016-08-01 $2,918 $3,137 $219
2016-07-29 $2,910 $3,127 $216
2016-07-28 $2,918 $3,129 $211
2016-07-27 $2,917 $3,139 $222
2016-07-26 $2,923 $3,138 $215
2016-07-25 $2,933 $3,153 $220
2016-07-22 $2,938 $3,150 $212
2016-07-21 $2,952 $3,166 $214
2016-07-20 $2,922 $3,139 $217
2016-07-19 $2,954 $3,163 $209
2016-07-18 $2,947 $3,180 $232
2016-07-15 $2,980 $3,191 $211
2016-07-14 $2,959 $3,169 $209
2016-07-13 $2,959 $3,172 $213
2016-07-12 $2,939 $3,154 $215
2016-07-11 $2,935 $3,169 $234
2016-07-08 $2,888 $3,089 $201
2016-07-07 $2,890 $3,108 $219
2016-07-06 $2,900 $3,108 $208
2016-07-05 $2,899 $3,132 $233
2016-07-04 $2,874 $3,078 $204
2016-07-01 $2,859 $3,077 $218
2016-06-30 $2,842 $3,051 $209
2016-06-29 $2,862 $3,088 $226
2016-06-28 $2,884 $3,096 $212
2016-06-27 $2,887 $3,145 $258
2016-06-24 $2,866 $3,083 $217
2016-06-23 $2,695 $2,900 $205
2016-06-22 $2,715 $2,924 $209
2016-06-21 $2,725 $2,937 $212
2016-06-20 $2,745 $2,962 $217
2016-06-17 $2,761 $2,986 $225
2016-06-16 $2,757 $2,966 $210
2016-06-15 $2,746 $3,026 $280
2016-06-14 $2,745 $2,975 $231
2016-06-13 $2,752 $2,972 $220
2016-06-10 $2,755 $2,998 $244
2016-06-09 $2,728 $2,947 $220
2016-06-08 $2,705 $2,904 $200
2016-06-07 $2,684 $2,899 $215
2016-06-06 $2,693 $2,900 $207
2016-06-03 $2,704 $2,908 $204
2016-06-02 $2,710 $2,908 $198
2016-06-01 $2,707 $2,908 $202
2016-05-31 $2,718 $2,925 $207
2016-05-30 $2,716 $2,916 $200
2016-05-27 $2,716 $2,916 $200
2016-05-26 $2,718 $2,922 $205
2016-05-25 $2,719 $2,927 $208
2016-05-24 $2,735 $2,932 $197
2016-05-23 $2,766 $2,980 $215
2016-05-20 $2,775 $2,985 $210
2016-05-19 $2,783 $2,979 $196
2016-05-18 $2,775 $2,978 $203
2016-05-17 $2,773 $2,984 $211
2016-05-16 $2,729 $2,920 $191
2016-05-13 $2,747 $2,962 $215
2016-05-12 $2,725 $2,934 $209
2016-05-11 $2,722 $2,928 $207
2016-05-10 $2,687 $2,889 $202
2016-05-09 $2,687 $2,905 $218
2016-05-06 $2,700 $2,898 $198
2016-05-05 $2,679 $2,891 $213
2016-05-04 $2,672 $2,892 $219
2016-05-03 $2,663 $2,897 $234
2016-05-02 $2,649 $2,855 $206
2016-04-29 $2,656 $2,864 $208
2016-04-28 $2,631 $2,834 $203
2016-04-27 $2,617 $2,818 $201
2016-04-26 $2,610 $2,824 $214
2016-04-25 $2,629 $2,831 $202
2016-04-22 $2,604 $2,814 $209
2016-04-21 $2,615 $2,834 $220
2016-04-20 $2,596 $2,795 $200
2016-04-19 $2,577 $2,778 $200
2016-04-18 $2,561 $2,765 $204
2016-04-15 $2,580 $2,775 $195
2016-04-14 $2,556 $2,778 $222
2016-04-13 $2,578 $2,782 $205
2016-04-12 $2,576 $2,783 $206
2016-04-11 $2,630 $2,735 $104
2016-04-08 $2,615 $2,831 $216
2016-04-07 $2,639 $2,840 $201
2016-04-06 $2,553 $2,744 $191
2016-04-05 $2,593 $2,827 $234
2016-04-04 $2,579 $2,782 $203
2016-04-01 $2,552 $2,739 $187
2016-03-31 $2,550 $2,764 $214
2016-03-30 $2,546 $2,749 $203
2016-03-29 $2,527 $2,740 $212
2016-03-28 $2,575 $2,788 $213
2016-03-25 $2,564 $2,814 $250
2016-03-24 $2,575 $2,800 $226
2016-03-23 $2,591 $2,796 $205
2016-03-22 $2,554 $2,774 $219
2016-03-21 $2,533 $2,728 $195
2016-03-18 $2,532 $2,737 $205
2016-03-17 $2,538 $2,756 $218
2016-03-16 $2,576 $2,780 $204
2016-03-15 $2,596 $2,796 $201
2016-03-14 $2,596 $2,816 $220
2016-03-11 $2,584 $2,773 $189
2016-03-10 $2,623 $2,841 $218
2016-03-09 $2,624 $2,851 $227
2016-03-08 $2,674 $2,875 $202
2016-03-07 $2,630 $2,831 $201
2016-03-04 $2,631 $2,839 $208
2016-03-03 $2,631 $2,826 $195
2016-03-02 $2,627 $2,851 $224
2016-03-01 $2,635 $2,821 $186
2016-02-29 $2,651 $2,869 $218
2016-02-26 $2,622 $2,811 $189
2016-02-25 $2,593 $2,797 $204
2016-02-24 $2,596 $2,799 $202
2016-02-23 $2,599 $2,806 $206
2016-02-22 $2,563 $2,762 $199
2016-02-19 $2,583 $2,786 $202
2016-02-18 $2,585 $2,810 $225
2016-02-17 $2,587 $2,780 $193
2016-02-16 $2,585 $2,798 $213
2016-02-15 $2,615 $2,826 $210
2016-02-12 $2,609 $2,820 $212
2016-02-11 $2,602 $2,817 $215
2016-02-10 $2,585 $2,782 $197
2016-02-09 $2,568 $2,755 $187
2016-02-08 $2,564 $2,824 $260
2016-02-05 $2,601 $2,781 $181
2016-02-04 $2,534 $2,759 $226
2016-02-03 $2,561 $2,777 $216
2016-02-02 $2,599 $2,802 $204
2016-02-01 $2,552 $2,786 $234
2016-01-29 $2,599 $2,805 $207
2016-01-28 $2,618 $2,824 $205
2016-01-27 $2,628 $2,840 $212
2016-01-26 $2,622 $2,816 $195
2016-01-25 $2,626 $2,872 $245
2016-01-22 $2,642 $2,833 $191
2016-01-21 $2,624 $2,849 $224
2016-01-20 $2,644 $2,838 $194
2016-01-19 $2,591 $2,819 $228

Foreign Secured Amount, pursuant to CFTC regulation 30.7

All $s in millions.

Date Requirement Funds Secured Excess
2017-01-19 $357 $484 $127
2017-01-18 $353 $478 $125
2017-01-17 $353 $475 $122
2017-01-16 $348 $469 $120
2017-01-13 $356 $478 $123
2017-01-12 $353 $479 $126
2017-01-11 $359 $483 $124
2017-01-10 $359 $487 $129
2017-01-09 $363 $486 $123
2017-01-06 $360 $493 $133
2017-01-05 $370 $480 $111
2017-01-04 $358 $477 $119
2017-01-03 $354 $487 $133
2016-12-30 $349 $466 $117
2016-12-29 $341 $481 $139
2016-12-28 $362 $481 $120
2016-12-27 $359 $481 $122
2016-12-26 $359 $477 $118
2016-12-23 $361 $476 $115
2016-12-22 $352 $473 $122
2016-12-21 $346 $473 $127
2016-12-20 $353 $474 $122
2016-12-19 $350 $471 $121
2016-12-16 $349 $484 $135
2016-12-15 $363 $493 $129
2016-12-14 $354 $480 $126
2016-12-13 $361 $486 $125
2016-12-12 $360 $492 $132
2016-12-09 $361 $490 $129
2016-12-08 $367 $488 $121
2016-12-07 $363 $488 $125
2016-12-06 $358 $491 $133
2016-12-05 $364 $486 $123
2016-12-02 $357 $475 $118
2016-12-01 $345 $463 $118
2016-11-30 $343 $469 $127
2016-11-29 $342 $465 $123
2016-11-28 $344 $464 $120
2016-11-25 $342 $467 $124
2016-11-24 $344 $464 $120
2016-11-23 $344 $468 $125
2016-11-22 $344 $468 $124
2016-11-21 $345 $460 $115
2016-11-18 $342 $463 $122
2016-11-17 $340 $476 $136
2016-11-16 $341 $460 $120
2016-11-15 $337 $472 $135
2016-11-14 $342 $491 $149
2016-11-11 $353 $496 $144
2016-11-10 $370 $513 $143
2016-11-09 $372 $501 $129
2016-11-08 $368 $493 $125
2016-11-07 $367 $508 $141
2016-11-04 $382 $512 $129
2016-11-03 $392 $505 $113
2016-11-02 $363 $485 $122
2016-11-01 $365 $488 $123
2016-10-31 $360 $481 $120
2016-10-28 $360 $490 $130
2016-10-27 $370 $487 $117
2016-10-26 $367 $489 $122
2016-10-25 $368 $487 $119
2016-10-24 $366 $490 $125
2016-10-21 $363 $485 $122
2016-10-20 $362 $486 $124
2016-10-19 $360 $484 $124
2016-10-18 $364 $484 $120
2016-10-17 $362 $484 $122
2016-10-14 $360 $485 $126
2016-10-13 $356 $490 $134
2016-10-12 $372 $494 $121
2016-10-11 $374 $503 $130
2016-10-10 $383 $502 $119
2016-10-07 $386 $508 $122
2016-10-06 $387 $517 $130
2016-10-05 $389 $521 $131
2016-10-04 $389 $520 $131
2016-10-03 $392 $515 $123
2016-09-30 $391 $521 $130
2016-09-29 $385 $507 $122
2016-09-28 $381 $503 $123
2016-09-27 $379 $505 $126
2016-09-26 $380 $500 $119
2016-09-23 $379 $506 $127
2016-09-22 $387 $508 $120
2016-09-21 $383 $511 $128
2016-09-20 $383 $505 $122
2016-09-19 $381 $504 $123
2016-09-16 $377 $503 $126
2016-09-15 $381 $499 $118
2016-09-14 $372 $495 $123
2016-09-13 $371 $499 $128
2016-09-12 $380 $505 $125
2016-09-09 $385 $508 $123
2016-09-08 $376 $520 $144
2016-09-07 $394 $509 $115
2016-09-06 $389 $509 $120
2016-09-05 $383 $506 $122
2016-09-02 $378 $501 $124
2016-09-01 $371 $491 $120
2016-08-31 $369 $492 $123
2016-08-30 $368 $491 $123
2016-08-29 $364 $487 $123
2016-08-26 $366 $494 $128
2016-08-25 $368 $491 $123
2016-08-24 $372 $496 $125
2016-08-23 $369 $495 $126
2016-08-22 $371 $497 $126
2016-08-19 $375 $494 $119
2016-08-18 $367 $497 $130
2016-08-17 $373 $501 $128
2016-08-16 $380 $496 $117
2016-08-15 $376 $500 $124
2016-08-12 $376 $494 $118
2016-08-11 $371 $499 $127
2016-08-10 $375 $493 $117
2016-08-09 $372 $489 $118
2016-08-08 $358 $479 $121
2016-08-05 $357 $487 $130
2016-08-04 $357 $481 $124
2016-08-03 $353 $482 $129
2016-08-02 $358 $488 $130
2016-08-01 $361 $485 $124
2016-07-29 $358 $475 $116
2016-07-28 $352 $484 $132
2016-07-27 $359 $474 $115
2016-07-26 $350 $469 $119
2016-07-25 $349 $467 $118
2016-07-22 $347 $470 $123
2016-07-21 $349 $468 $119
2016-07-20 $349 $473 $124
2016-07-19 $348 $473 $125
2016-07-18 $355 $475 $121
2016-07-15 $354 $475 $120
2016-07-14 $355 $479 $124
2016-07-13 $353 $475 $122
2016-07-12 $351 $472 $121
2016-07-11 $347 $464 $116
2016-07-08 $340 $469 $129
2016-07-07 $341 $463 $121
2016-07-06 $338 $468 $130
2016-07-05 $347 $474 $127
2016-07-04 $355 $467 $112
2016-07-01 $352 $471 $118
2016-06-30 $332 $454 $122
2016-06-29 $327 $443 $116
2016-06-28 $319 $447 $128
2016-06-27 $316 $436 $120
2016-06-24 $317 $433 $116
2016-06-23 $306 $427 $121
2016-06-22 $305 $423 $119
2016-06-21 $299 $425 $126
2016-06-20 $304 $428 $124
2016-06-17 $304 $422 $118
2016-06-16 $299 $421 $123
2016-06-15 $300 $423 $124
2016-06-14 $301 $422 $121
2016-06-13 $306 $428 $122
2016-06-10 $303 $426 $123
2016-06-09 $308 $429 $121
2016-06-08 $308 $430 $122
2016-06-07 $311 $427 $117
2016-06-06 $304 $429 $126
2016-06-03 $307 $423 $116
2016-06-02 $297 $421 $124
2016-06-01 $300 $423 $124
2016-05-31 $297 $415 $119
2016-05-30 $292 $419 $127
2016-05-27 $296 $419 $123
2016-05-26 $297 $418 $121
2016-05-25 $296 $412 $116
2016-05-24 $290 $415 $125
2016-05-23 $285 $411 $126
2016-05-20 $292 $413 $122
2016-05-19 $285 $412 $127
2016-05-18 $288 $414 $126
2016-05-17 $294 $409 $115
2016-05-16 $291 $417 $126
2016-05-13 $296 $416 $120
2016-05-12 $291 $414 $123
2016-05-11 $295 $410 $116
2016-05-10 $290 $409 $119
2016-05-09 $290 $413 $123
2016-05-06 $289 $421 $132
2016-05-05 $292 $422 $130
2016-05-04 $295 $423 $127
2016-05-03 $300 $414 $114
2016-05-02 $286 $416 $130
2016-04-29 $294 $429 $135
2016-04-28 $295 $440 $145
2016-04-27 $307 $433 $126
2016-04-26 $307 $436 $129
2016-04-25 $313 $431 $119
2016-04-22 $309 $434 $125
2016-04-21 $316 $429 $113
2016-04-20 $309 $435 $126
2016-04-19 $310 $430 $120
2016-04-18 $306 $433 $127
2016-04-15 $298 $427 $129
2016-04-14 $304 $422 $118
2016-04-13 $297 $416 $119
2016-04-12 $288 $406 $119
2016-04-11 $288 $415 $127
2016-04-08 $291 $412 $122
2016-04-07 $292 $418 $126
2016-04-06 $290 $417 $127
2016-04-05 $292 $408 $116
2016-04-04 $285 $408 $123
2016-04-01 $277 $413 $135
2016-03-31 $287 $409 $123
2016-03-30 $285 $410 $125
2016-03-29 $281 $406 $124
2016-03-28 $281 $400 $119
2016-03-25 $279 $409 $130
2016-03-24 $281 $409 $128
2016-03-23 $283 $400 $117
2016-03-22 $276 $391 $115
2016-03-21 $273 $404 $131
2016-03-18 $278 $405 $127
2016-03-17 $280 $401 $121
2016-03-16 $280 $396 $117
2016-03-15 $276 $409 $133
2016-03-14 $285 $399 $114
2016-03-11 $272 $403 $131
2016-03-10 $278 $394 $116
2016-03-09 $275 $404 $129
2016-03-08 $282 $408 $125
2016-03-07 $280 $420 $140
2016-03-04 $295 $418 $123
2016-03-03 $301 $427 $126
2016-03-02 $311 $418 $107
2016-03-01 $293 $423 $130
2016-02-29 $298 $415 $117
2016-02-26 $293 $421 $127
2016-02-25 $299 $417 $119
2016-02-24 $294 $416 $122
2016-02-23 $293 $417 $124
2016-02-22 $295 $419 $124
2016-02-19 $295 $424 $129
2016-02-18 $302 $412 $110
2016-02-17 $297 $424 $127
2016-02-16 $293 $418 $125
2016-02-15 $289 $419 $130
2016-02-12 $302 $427 $125
2016-02-11 $291 $407 $116
2016-02-10 $292 $419 $127
2016-02-09 $290 $428 $138
2016-02-08 $298 $419 $122
2016-02-05 $297 $429 $131
2016-02-04 $307 $444 $137
2016-02-03 $322 $459 $136
2016-02-02 $322 $451 $129
2016-02-01 $324 $456 $132
2016-01-29 $335 $449 $114
2016-01-28 $324 $448 $124
2016-01-27 $325 $453 $128
2016-01-26 $337 $468 $131
2016-01-25 $329 $472 $144
2016-01-22 $347 $483 $136
2016-01-21 $353 $503 $150
2016-01-20 $354 $504 $150
2016-01-19 $374 $471 $97

CFTC Regulation 1.55(o)(1)(iv) Disclosure12/31/2014


CFTC Computation Details
Securities Customer Reserve, pursuant to the SEC rule 15c3-3

All $s in millions.

Date Requirement Funds Segregated Excess
2017-01-18 $16,868 $17,101 $233
2017-01-17 $16,798 $17,007 $209
2017-01-16 $16,722 $17,009 $287
2017-01-12 $16,612 $16,847 $235
2017-01-11 $16,616 $16,882 $266
2017-01-10 $16,312 $16,566 $254
2017-01-09 $16,164 $16,414 $250
2017-01-06 $16,080 $16,349 $269
2017-01-05 $16,107 $16,334 $227
2017-01-04 $16,146 $16,431 $285
2017-01-03 $16,280 $16,534 $254
2016-12-30 $16,028 $16,274 $246
2016-12-29 $15,733 $16,000 $267
2016-12-28 $16,107 $16,384 $277
2016-12-27 $16,222 $16,496 $274
2016-12-26 $15,811 $16,052 $241
2016-12-22 $15,922 $16,207 $284
2016-12-21 $15,792 $16,038 $246
2016-12-20 $15,617 $15,877 $260
2016-12-19 $15,959 $16,202 $242
2016-12-16 $15,868 $16,139 $271
2016-12-15 $15,976 $16,241 $265
2016-12-14 $15,961 $16,166 $205
2016-12-13 $15,965 $16,205 $240
2016-12-12 $15,938 $16,185 $247
2016-12-09 $15,919 $16,172 $252
2016-12-08 $16,199 $16,425 $226
2016-12-07 $16,251 $16,501 $250
2016-12-06 $16,776 $17,050 $274
2016-12-05 $16,551 $16,805 $254
2016-12-02 $16,557 $16,805 $248
2016-12-01 $16,452 $16,732 $280
2016-11-30 $16,473 $16,709 $236
2016-11-29 $16,442 $16,662 $220
2016-11-28 $16,468 $16,768 $300
2016-11-25 $16,661 $16,940 $280
2016-11-24 $16,857 $17,105 $249
2016-11-22 $16,645 $16,873 $228
2016-11-21 $16,640 $16,897 $257
2016-11-18 $16,707 $16,959 $252
2016-11-17 $16,834 $17,070 $236
2016-11-16 $17,190 $17,420 $229
2016-11-15 $17,325 $17,585 $259
2016-11-14 $16,849 $17,095 $246
2016-11-11 $17,086 $17,285 $198
2016-11-09 $16,678 $16,904 $226
2016-11-08 $16,767 $16,950 $183
2016-11-07 $16,923 $17,152 $229
2016-11-04 $16,984 $17,214 $230
2016-11-03 $16,800 $17,063 $263
2016-11-02 $16,864 $17,115 $252
2016-11-01 $16,976 $17,241 $266
2016-10-31 $16,898 $17,150 $251
2016-10-28 $16,804 $17,057 $253
2016-10-27 $16,805 $17,059 $254
2016-10-26 $16,759 $16,993 $234
2016-10-25 $16,879 $17,122 $243
2016-10-24 $17,036 $17,287 $251
2016-10-21 $17,059 $17,304 $244
2016-10-20 $17,106 $17,358 $253
2016-10-19 $17,354 $17,601 $247
2016-10-18 $17,491 $17,741 $250
2016-10-17 $17,222 $17,479 $257
2016-10-14 $17,355 $17,617 $262
2016-10-13 $17,494 $17,735 $241
2016-10-12 $17,287 $17,551 $264
2016-10-11 $17,293 $17,549 $256
2016-10-10 $16,638 $16,879 $241
2016-10-06 $16,799 $17,052 $253
2016-10-05 $16,839 $17,079 $240
2016-10-04 $16,986 $17,224 $238
2016-10-03 $16,879 $17,114 $235
2016-09-30 $16,896 $17,139 $243
2016-09-29 $17,027 $17,265 $238
2016-09-28 $17,248 $17,507 $259
2016-09-27 $17,507 $17,753 $246
2016-09-26 $17,170 $17,428 $259
2016-09-23 $16,736 $17,002 $266
2016-09-22 $16,611 $16,866 $255
2016-09-21 $16,657 $16,920 $263
2016-09-20 $16,810 $17,063 $254
2016-09-19 $17,155 $17,409 $255
2016-09-16 $17,580 $17,826 $246
2016-09-15 $17,506 $17,759 $253
2016-09-14 $17,501 $17,756 $255
2016-09-13 $17,694 $17,955 $261
2016-09-12 $17,849 $18,089 $241
2016-09-09 $17,800 $18,051 $251
2016-09-08 $17,820 $18,056 $235
2016-09-07 $17,655 $17,887 $233
2016-09-06 $17,568 $17,820 $253
2016-09-05 $17,748 $18,020 $272
2016-09-01 $17,872 $18,113 $241
2016-08-31 $17,950 $18,206 $257
2016-08-30 $17,784 $18,028 $244
2016-08-29 $17,907 $18,160 $253
2016-08-26 $17,892 $18,156 $264
2016-08-25 $17,740 $17,970 $229
2016-08-24 $17,923 $18,166 $242
2016-08-23 $17,824 $18,102 $278
2016-08-22 $17,543 $17,794 $251
2016-08-19 $17,576 $17,837 $261
2016-08-18 $17,608 $17,842 $234
2016-08-17 $17,717 $17,980 $263
2016-08-16 $17,698 $17,954 $256
2016-08-15 $17,829 $18,069 $241
2016-08-12 $17,673 $17,963 $290
2016-08-11 $17,866 $18,132 $267
2016-08-10 $17,838 $18,066 $228
2016-08-09 $17,862 $18,123 $261
2016-08-08 $17,748 $18,010 $262
2016-08-05 $17,804 $18,048 $245
2016-08-04 $17,804 $18,025 $221
2016-08-03 $17,987 $18,252 $264
2016-08-02 $17,919 $18,173 $254
2016-08-01 $17,821 $18,066 $245
2016-07-29 $17,881 $18,124 $243
2016-07-28 $17,955 $18,223 $268
2016-07-27 $18,000 $18,253 $253
2016-07-26 $17,932 $18,196 $264
2016-07-25 $17,905 $18,158 $253
2016-07-22 $17,967 $18,213 $246
2016-07-21 $18,126 $18,372 $246
2016-07-20 $18,286 $18,546 $260
2016-07-19 $18,242 $18,485 $242
2016-07-18 $18,104 $18,363 $259
2016-07-15 $17,466 $17,718 $252
2016-07-14 $17,628 $17,866 $238
2016-07-13 $17,710 $17,949 $239
2016-07-12 $17,560 $17,818 $257
2016-07-11 $17,767 $18,000 $233
2016-07-08 $17,909 $18,142 $233
2016-07-07 $17,972 $18,224 $251
2016-07-06 $17,906 $18,155 $249
2016-07-05 $17,962 $18,209 $247
2016-07-04 $17,662 $17,928 $266
2016-06-30 $17,508 $17,803 $295
2016-06-29 $17,497 $17,775 $278
2016-06-28 $17,765 $18,004 $239
2016-06-27 $17,735 $17,986 $251
2016-06-24 $17,462 $17,734 $273
2016-06-23 $17,465 $17,754 $290
2016-06-22 $17,341 $17,577 $236
2016-06-21 $17,364 $17,619 $255
2016-06-20 $17,350 $17,595 $245
2016-06-17 $17,140 $17,383 $243
2016-06-16 $17,221 $17,465 $245
2016-06-15 $17,124 $17,376 $251
2016-06-14 $17,139 $17,400 $261
2016-06-13 $17,109 $17,359 $250
2016-06-10 $17,156 $17,418 $262
2016-06-09 $17,353 $17,611 $258
2016-06-08 $17,320 $17,575 $255
2016-06-07 $17,549 $17,803 $254
2016-06-06 $17,537 $17,793 $255
2016-06-03 $17,313 $17,560 $247
2016-06-02 $17,181 $17,455 $274
2016-06-01 $17,022 $17,285 $263
2016-05-31 $17,096 $17,346 $250
2016-05-27 $17,069 $17,507 $438
2016-05-26 $17,059 $17,305 $247
2016-05-25 $16,977 $17,238 $261
2016-05-24 $16,935 $17,186 $251
2016-05-23 $17,030 $17,340 $310
2016-05-20 $17,047 $17,340 $293
2016-05-19 $17,192 $17,495 $303
2016-05-18 $17,016 $17,275 $259
2016-05-17 $17,042 $17,278 $236
2016-05-16 $17,074 $17,319 $245
2016-05-13 $16,889 $17,132 $243
2016-05-12 $16,814 $17,068 $254
2016-05-11 $16,763 $17,008 $244
2016-05-10 $16,755 $17,006 $252
2016-05-09 $16,703 $16,952 $249
2016-05-06 $16,564 $16,819 $255
2016-05-05 $16,630 $16,877 $246
2016-05-04 $16,517 $16,773 $256
2016-05-03 $16,524 $16,778 $254
2016-05-02 $16,522 $16,782 $260
2016-04-29 $16,293 $16,549 $256
2016-04-28 $16,207 $16,441 $235
2016-04-27 $16,187 $16,443 $255
2016-04-26 $16,150 $16,411 $261
2016-04-25 $16,145 $16,392 $247
2016-04-22 $16,119 $16,366 $247
2016-04-21 $16,012 $16,260 $248
2016-04-20 $16,031 $16,279 $248
2016-04-19 $16,031 $16,274 $243
2016-04-18 $16,062 $16,311 $248
2016-04-15 $16,047 $16,296 $250
2016-04-14 $16,037 $16,294 $258
2016-04-13 $16,099 $16,346 $247
2016-04-12 $16,133 $16,384 $251
2016-04-11 $16,314 $16,558 $244
2016-04-08 $16,326 $16,576 $250
2016-04-07 $16,346 $16,596 $249
2016-04-06 $16,538 $16,798 $260
2016-04-05 $16,442 $16,690 $248
2016-04-04 $16,490 $16,745 $255
2016-04-01 $16,474 $16,725 $252
2016-03-31 $16,446 $16,696 $250
2016-03-30 $16,545 $16,812 $268
2016-03-29 $16,639 $16,893 $254
2016-03-28 $16,532 $16,796 $264
2016-03-24 $16,435 $16,693 $258
2016-03-23 $16,582 $16,829 $247
2016-03-22 $16,438 $16,700 $262
2016-03-21 $16,420 $16,666 $246
2016-03-18 $16,320 $16,566 $245
2016-03-17 $16,592 $16,849 $257
2016-03-16 $16,632 $16,895 $263
2016-03-15 $16,424 $16,688 $264
2016-03-14 $16,285 $16,533 $248
2016-03-11 $16,582 $16,835 $253
2016-03-10 $16,542 $16,791 $248
2016-03-09 $16,510 $16,749 $239
2016-03-08 $16,421 $16,664 $243
2016-03-07 $16,343 $16,608 $265
2016-03-04 $16,400 $16,644 $243
2016-03-03 $16,512 $16,760 $248
2016-03-02 $16,413 $16,665 $252
2016-03-01 $16,391 $16,639 $248
2016-02-29 $16,219 $16,449 $231
2016-02-26 $16,219 $16,473 $254
2016-02-25 $16,147 $16,386 $238
2016-02-24 $16,175 $16,436 $260
2016-02-23 $16,087 $16,334 $247
2016-02-22 $16,063 $16,318 $255
2016-02-19 $15,802 $16,050 $248
2016-02-18 $15,778 $16,024 $246
2016-02-17 $15,754 $16,015 $260
2016-02-16 $15,676 $15,919 $243
2016-02-12 $15,541 $15,591 $50
2016-02-11 $15,253 $15,458 $205
2016-02-10 $15,250 $15,505 $255
2016-02-09 $15,383 $15,643 $259
2016-02-08 $15,378 $15,629 $251
2016-02-05 $15,550 $15,814 $264
2016-02-04 $15,644 $15,891 $247
2016-02-03 $15,772 $16,031 $258
2016-02-02 $15,432 $15,680 $248
2016-02-01 $15,495 $15,759 $264
2016-01-29 $15,214 $15,460 $246
2016-01-28 $15,290 $15,543 $254
2016-01-27 $15,178 $15,431 $253
2016-01-26 $14,922 $15,174 $251
2016-01-25 $15,003 $15,300 $297
2016-01-22 $15,007 $15,260 $253
2016-01-21 $14,938 $15,184 $246
2016-01-20 $15,242 $15,490 $248
2016-01-19 $15,216 $15,480 $264

The below table provides concentration statistics of IB's domestic and foreign commodities funds owed to customers, as indicated by the smallest number of IB customers that make up 50% of these amounts.

"N/A" in the table below indicates a settlement holiday.

Date Domestic Segregated Foreign Secured
Smallest number of customers that comprise 50% of the funds owed to customers
2017-01-19 325 86
2017-01-18 335 88
2017-01-17 332 88
2017-01-16 332 87
2017-01-13 333 86
2017-01-12 332 82
2017-01-11 324 78
2017-01-10 323 79
2017-01-09 323 78
2017-01-06 328 77
2017-01-05 327 81
2017-01-04 329 84
2017-01-03 318 80
2016-12-30 310 83
2016-12-29 326 85
2016-12-28 319 80
2016-12-27 332 76
2016-12-26 323 76
2016-12-23 323 74
2016-12-22 328 80
2016-12-21 333 81
2016-12-20 339 82
2016-12-19 342 84
2016-12-16 346 84
2016-12-15 326 78
2016-12-14 340 86
2016-12-13 339 83
2016-12-12 338 89
2016-12-09 341 80
2016-12-08 346 79
2016-12-07 356 79
2016-12-06 353 83
2016-12-05 348 79
2016-12-02 327 80
2016-12-01 329 84
2016-11-30 323 82
2016-11-29 325 83
2016-11-28 318 85
2016-11-25 327 79
2016-11-24 327 79
2016-11-23 329 79
2016-11-22 332 80
2016-11-21 326 78
2016-11-18 313 79
2016-11-17 321 76
2016-11-16 315 82
2016-11-15 318 79
2016-11-14 311 76
2016-11-11 319 71
2016-11-10 327 67
2016-11-09 334 69
2016-11-08 340 70
2016-11-07 333 72
2016-11-04 322 59
2016-11-03 332 57
2016-11-02 322 70
2016-11-01 322 70
2016-10-31 329 66
2016-10-28 331 66
2016-10-27 327 66
2016-10-26 329 64
2016-10-25 324 63
2016-10-24 324 64
2016-10-21 323 65
2016-10-20 327 66
2016-10-19 329 66
2016-10-18 329 68
2016-10-17 327 65
2016-10-14 328 65
2016-10-13 323 67
2016-10-12 321 59
2016-10-11 323 58
2016-10-10 329 57
2016-10-07 319 54
2016-10-06 318 54
2016-10-05 323 57
2016-10-04 320 58
2016-10-03 318 56
2016-09-30 319 57
2016-09-29 317 59
2016-09-28 318 59
2016-09-27 316 58
2016-09-26 314 59
2016-09-23 317 59
2016-09-22 325 58
2016-09-21 320 57
2016-09-20 321 55
2016-09-19 321 56
2016-09-16 321 57
2016-09-15 327 58
2016-09-14 319 61
2016-09-13 317 64
2016-09-12 318 65
2016-09-09 309 63
2016-09-08 314 67
2016-09-07 315 60
2016-09-06 313 62
2016-09-05 307 63
2016-09-02 318 64
2016-09-01 318 65
2016-08-31 313 64
2016-08-30 305 67
2016-08-29 311 67
2016-08-26 305 64
2016-08-25 316 66
2016-08-24 315 65
2016-08-23 312 69
2016-08-22 307 68
2016-08-19 310 59
2016-08-18 317 61
2016-08-17 316 59
2016-08-16 316 56
2016-08-15 311 59
2016-08-12 303 60
2016-08-11 307 63
2016-08-10 300 62
2016-08-09 298 59
2016-08-08 295 59
2016-08-05 299 59
2016-08-04 303 57
2016-08-03 305 64
2016-08-02 304 62
2016-08-01 298 62
2016-07-29 292 64
2016-07-28 290 62
2016-07-27 285 66
2016-07-26 287 65
2016-07-25 284 66
2016-07-22 280 67
2016-07-21 282 65
2016-07-20 281 67
2016-07-19 278 67
2016-07-18 284 65
2016-07-15 283 64
2016-07-14 290 68
2016-07-13 283 67
2016-07-12 288 68
2016-07-11 286 67
2016-07-08 291 68
2016-07-07 289 71
2016-07-06 291 69
2016-07-05 288 69
2016-07-04 297 66
2016-07-01 300 70
2016-06-30 296 88
2016-06-29 303 88
2016-06-28 290 94
2016-06-27 288 92
2016-06-24 300 88
2016-06-23 323 84
2016-06-22 319 82
2016-06-21 320 85
2016-06-20 320 84
2016-06-17 310 82
2016-06-16 312 85
2016-06-15 310 89
2016-06-14 304 90
2016-06-13 307 88
2016-06-10 302 85
2016-06-09 303 88
2016-06-08 308 88
2016-06-07 309 83
2016-06-06 306 87
2016-06-03 307 91
2016-06-02 298 93
2016-06-01 303 93
2016-05-31 301 90
2016-05-30 298 97
2016-05-27 296 92
2016-05-26 301 90
2016-05-25 301 91
2016-05-24 297 94
2016-05-23 296 96
2016-05-20 297 91
2016-05-19 294 97
2016-05-18 297 93
2016-05-17 301 92
2016-05-16 304 94
2016-05-13 296 94
2016-05-12 301 100
2016-05-11 299 98
2016-05-10 297 94
2016-05-09 297 97
2016-05-06 301 97
2016-05-05 306 93
2016-05-04 314 96
2016-05-03 310 94
2016-05-02 320 99
2016-04-29 316 98
2016-04-28 324 97
2016-04-27 318 90
2016-04-26 332 91
2016-04-25 322 86
2016-04-22 326 89
2016-04-21 331 90
2016-04-20 326 90
2016-04-19 324 88
2016-04-18 324 88
2016-04-15 321 93
2016-04-14 326 89
2016-04-13 316 90
2016-04-12 320 95
2016-04-11 304 95
2016-04-08 308 94
2016-04-07 301 93
2016-04-06 315 90
2016-04-05 309 94
2016-04-04 314 96
2016-04-01 318 98
2016-03-31 317 94
2016-03-30 317 92
2016-03-29 325 97
2016-03-28 315 95
2016-03-25 312 98
2016-03-24 312 97
2016-03-23 314 92
2016-03-22 316 100
2016-03-21 316 102
2016-03-18 315 100
2016-03-17 319 100
2016-03-16 308 101
2016-03-15 300 97
2016-03-14 308 96
2016-03-11 309 105
2016-03-10 299 111
2016-03-09 297 111
2016-03-08 282 105
2016-03-07 287 100
2016-03-04 286 95
2016-03-03 283 93
2016-03-02 282 86
2016-03-01 286 97
2016-02-29 280 90
2016-02-26 289 96
2016-02-25 294 96
2016-02-24 291 102
2016-02-23 294 101
2016-02-22 306 102
2016-02-19 301 101
2016-02-18 307 94
2016-02-17 308 101
2016-02-16 300 103
2016-02-15 291 106
2016-02-12 291 93
2016-02-11 283 101
2016-02-10 290 106
2016-02-09 284 107
2016-02-08 291 101
2016-02-05 302 101
2016-02-04 327 95
2016-02-03 322 93
2016-02-02 310 98
2016-02-01 324 91
2016-01-29 308 87
2016-01-28 292 94
2016-01-27 292 90
2016-01-26 292 81
2016-01-25 282 82
2016-01-22 290 81
2016-01-21 286 82
2016-01-20 275 83
2016-01-19 287 64

IB does not conduct proprietary trading. However, certain IB affiliates (defined as entities under common control and employees of the firm) hold accounts with IB to trade for their own purposes. For regulatory purposes, IB's affiliates are not treated as customers.

The table below reports the last 12 months of margin requirements for affiliate accounts conducting proprietary trading as a percent of total margin requirements for IB's customers.

All $s in millions.

Month End Affiliate Proprietary Margin Requirement Total Customer Margin Requirement Affiliate Proprietary Margin Requirement as % of Total Customer Margin Requirement
2016-11 $19 $1,258 1.47%
2016-10 $10 $1,143 0.86%
2016-09 $12 $1,059 1.18%
2016-08 $13 $1,103 1.14%
2016-07 $20 $1,413 1.38%
2016-06 $26 $1,271 2.02%
2016-05 $22 $1,216 1.84%
2016-04 $17 $1,159 1.44%
2016-03 $13 $1,173 1.14%
2016-02 $29 $1,189 2.45%
2016-01 $24 $1,179 2.07%
2015-12 $22 $1,115 1.99%

The below table provides IB's leveraged portion of forex liabilities owed to customers.

All $s in millions.

Date Customer ECP Non Affiliates ECP Affiliates
2017-01-19 $33 $30 $6
2017-01-18 $34 $31 $1
2017-01-17 $39 $29 $3
2017-01-16 $38 $28 $1
2017-01-13 $35 $27 $2
2017-01-12 $37 $29 $5
2017-01-11 $35 $27 $3
2017-01-10 $37 $26 $2
2017-01-09 $38 $25 $4
2017-01-06 $32 $26 $2
2017-01-05 $38 $28 $5
2017-01-04 $35 $25 $5
2017-01-03 $35 $24 $2
2017-01-02 $33 $24 $4
2016-12-30 $33 $25 $4
2016-12-29 $35 $25 $4
2016-12-28 $36 $29 $3
2016-12-27 $35 $25 $3
2016-12-26 $31 $24 $6
2016-12-23 $31 $24 $3
2016-12-22 $36 $28 $5
2016-12-21 $33 $28 $5
2016-12-20 $34 $28 $4
2016-12-19 $33 $31 $1
2016-12-16 $30 $34 $4
2016-12-15 $34 $32 $2
2016-12-14 $33 $31 $0
2016-12-13 $34 $29 $2
2016-12-12 $34 $29 $3
2016-12-09 $30 $29 $2
2016-12-08 $31 $31 $2
2016-12-07 $32 $30 $6
2016-12-06 $30 $30 $3
2016-12-05 $31 $31 $5
2016-12-02 $27 $29 $5
2016-12-01 $30 $31 $6
2016-11-30 $31 $32 $4
2016-11-29 $32 $31 $7
2016-11-28 $30 $31 $4
2016-11-25 $29 $29 $5
2016-11-24 $30 $30 $6
2016-11-23 $31 $31 $4
2016-11-22 $33 $32 $5
2016-11-21 $33 $31 $6
2016-11-18 $33 $31 $3
2016-11-17 $37 $31 $2
2016-11-16 $36 $33 $5
2016-11-15 $33 $35 $4
2016-11-14 $32 $34 $2
2016-11-11 $33 $34 $2
2016-11-10 $33 $33 $3
2016-11-09 $34 $31 $3
2016-11-08 $33 $37 $2
2016-11-07 $36 $37 $0
2016-11-04 $31 $30 $3
2016-11-03 $33 $33 $0
2016-11-02 $35 $32 $3
2016-11-01 $35 $33 $3
2016-10-31 $35 $31 $3
2016-10-28 $32 $30 $4
2016-10-27 $36 $30 $1
2016-10-26 $34 $30 $3
2016-10-25 $35 $32 $2
2016-10-24 $36 $32 $3
2016-10-21 $33 $34 $0
2016-10-20 $34 $32 $1
2016-10-19 $36 $33 $4
2016-10-18 $36 $33 $1
2016-10-17 $33 $32 $3
2016-10-14 $33 $33 $1
2016-10-13 $34 $30 $4
2016-10-12 $33 $31 $1
2016-10-11 $35 $34 $0
2016-10-10 $34 $32 $2
2016-10-07 $31 $32 $4
2016-10-06 $36 $36 $2
2016-10-05 $32 $33 $6
2016-10-04 $32 $32 $1
2016-10-03 $31 $33 $2
2016-09-30 $28 $33 $1
2016-09-29 $31 $30 $3
2016-09-28 $31 $31 $3
2016-09-27 $30 $30 $2
2016-09-26 $31 $30 $4
2016-09-23 $30 $31 $3
2016-09-22 $31 $32 $3
2016-09-21 $31 $30 $5
2016-09-20 $31 $28 $2
2016-09-19 $30 $27 $5
2016-09-16 $30 $26 $3
2016-09-15 $29 $26 $6
2016-09-14 $29 $26 $5
2016-09-13 $29 $26 $2
2016-09-12 $29 $28 $4
2016-09-09 $28 $28 $2
2016-09-08 $31 $28 $3
2016-09-07 $30 $29 $3
2016-09-06 $31 $29 $5
2016-09-05 $32 $27 $5
2016-09-02 $30 $26 $2
2016-09-01 $32 $28 $4
2016-08-31 $33 $29 $5
2016-08-30 $33 $27 $3
2016-08-29 $33 $29 $1
2016-08-26 $31 $28 $3
2016-08-25 $33 $29 $4
2016-08-24 $33 $29 $4
2016-08-23 $35 $31 $4
2016-08-22 $35 $29 $3
2016-08-19 $31 $28 $2
2016-08-18 $36 $29 $5
2016-08-17 $34 $28 $1
2016-08-16 $35 $28 $6
2016-08-15 $35 $29 $6
2016-08-12 $32 $29 $6
2016-08-11 $36 $27 $2
2016-08-10 $35 $26 $5
2016-08-09 $35 $28 $5
2016-08-08 $35 $26 $1
2016-08-05 $33 $27 $2
2016-08-04 $36 $26 $4
2016-08-03 $36 $26 $2
2016-08-02 $37 $27 $5
2016-08-01 $36 $25 $5
2016-07-29 $35 $25 $6
2016-07-28 $33 $24 $4
2016-07-27 $33 $24 $4
2016-07-26 $34 $25 $1
2016-07-25 $36 $24 $3
2016-07-22 $33 $26 $0
2016-07-21 $33 $24 $3
2016-07-20 $31 $23 $0
2016-07-19 $32 $23 $0
2016-07-18 $30 $27 $2
2016-07-15 $29 $25 $0
2016-07-14 $33 $24 $2
2016-07-13 $32 $28 $4
2016-07-12 $33 $26 $1
2016-07-11 $35 $27 $2
2016-07-08 $33 $27 $0
2016-07-07 $36 $28 $1
2016-07-06 $34 $28 $4
2016-07-05 $35 $27 $1
2016-07-04 $34 $24 $2
2016-07-01 $31 $25 $2
2016-06-30 $32 $23 $3
2016-06-29 $31 $23 $2
2016-06-28 $31 $23 $0
2016-06-27 $30 $23 $2
2016-06-24 $28 $21 $2
2016-06-23 $29 $21 $3
2016-06-22 $32 $20 $3
2016-06-21 $33 $20 $0
2016-06-20 $33 $23 $0
2016-06-17 $31 $21 $3
2016-06-16 $31 $24 $1
2016-06-15 $32 $22 $4
2016-06-14 $35 $24 $1
2016-06-13 $32 $21 $7
2016-06-10 $30 $21 $1
2016-06-09 $34 $22 $2
2016-06-08 $34 $21 $4
2016-06-07 $36 $21 $4
2016-06-06 $35 $21 $3
2016-06-03 $33 $18 $2
2016-06-02 $33 $26 $1
2016-06-01 $32 $29 $3
2016-05-31 $32 $29 $1
2016-05-30 $33 $30 $3
2016-05-27 $32 $29 $1
2016-05-26 $32 $27 $3
2016-05-25 $32 $27 $3
2016-05-24 $35 $25 $0
2016-05-23 $32 $24 $3
2016-05-20 $31 $24 $2
2016-05-19 $34 $24 $1
2016-05-18 $33 $24 $0
2016-05-17 $33 $21 $0
2016-05-16 $34 $20 $0
2016-05-13 $31 $26 $0
2016-05-12 $34 $18 $0
2016-05-11 $33 $19 $2
2016-05-10 $32 $21 $0
2016-05-09 $34 $19 $2
2016-05-06 $30 $21 $6
2016-05-05 $33 $18 $6
2016-05-04 $33 $20 $6
2016-05-03 $32 $21 $6
2016-05-02 $35 $22 $10
2016-04-29 $34 $22 $12
2016-04-28 $35 $19 $11
2016-04-27 $33 $18 $10
2016-04-26 $34 $20 $10
2016-04-25 $34 $19 $10
2016-04-22 $32 $22 $8
2016-04-21 $35 $22 $8
2016-04-20 $36 $24 $10
2016-04-19 $36 $24 $14
2016-04-18 $36 $24 $13
2016-04-15 $33 $22 $9
2016-04-14 $34 $22 $8
2016-04-13 $35 $19 $11
2016-04-12 $36 $21 $11
2016-04-11 $37 $22 $12
2016-04-08 $34 $22 $13
2016-04-07 $37 $20 $9
2016-04-06 $37 $21 $15
2016-04-05 $38 $20 $14
2016-04-04 $36 $21 $12
2016-04-01 $34 $22 $13
2016-03-31 $36 $23 $9
2016-03-30 $36 $22 $14
2016-03-29 $35 $19 $11
2016-03-28 $33 $15 $14
2016-03-25 $31 $15 $2
2016-03-24 $33 $15 $10
2016-03-23 $33 $16 $10
2016-03-22 $35 $17 $9
2016-03-21 $35 $19 $9
2016-03-18 $34 $20 $8
2016-03-17 $37 $19 $14
2016-03-16 $36 $17 $15
2016-03-15 $34 $19 $14
2016-03-14 $32 $20 $13
2016-03-11 $31 $22 $15
2016-03-10 $35 $22 $14
2016-03-09 $33 $17 $11
2016-03-08 $34 $19 $10
2016-03-07 $33 $17 $9
2016-03-04 $32 $18 $11
2016-03-03 $37 $20 $12
2016-03-02 $35 $20 $11
2016-03-01 $35 $19 $11
2016-02-29 $35 $22 $10
2016-02-26 $33 $19 $10
2016-02-25 $39 $17 $11
2016-02-24 $38 $22 $10
2016-02-23 $39 $31 $12
2016-02-22 $40 $25 $10
2016-02-19 $34 $18 $11
2016-02-18 $33 $18 $10
2016-02-17 $35 $16 $6
2016-02-16 $35 $17 $6
2016-02-15 $37 $19 $7
2016-02-12 $32 $17 $9
2016-02-11 $35 $21 $8
2016-02-10 $39 $20 $8
2016-02-09 $40 $18 $6
2016-02-08 $40 $18 $9
2016-02-05 $38 $21 $3
2016-02-04 $42 $21 $3
2016-02-03 $44 $21 $6
2016-02-02 $43 $19 $5
2016-02-01 $43 $18 $4
2016-01-29 $37 $17 $1
2016-01-28 $39 $20 $7
2016-01-27 $38 $20 $9
2016-01-26 $40 $21 $6
2016-01-25 $43 $19 $7
2016-01-22 $40 $20 $7
2016-01-21 $43 $25 $5
2016-01-20 $45 $28 $6
2016-01-19 $44 $24 $3



Regulatory Disclosures

Please click below for the Interactive Brokers Firm Specific Disclosure Document required by CFTC Rule 1.55(k).
Interactive Brokers LLC Firm Specific Disclosure Document pursuant to CFTC Rule 1.55(k) and NFA Rule 2-36(n)




Additional Information

Additional information is available on the National Futures Association website by searching for Interactive Brokers LLC in NFA's BASIC system (http://www.nfa.futures.org/basicnet/), clicking on "Interactive Brokers LLC", then "View Financial Information" and then viewing the data available under FCM Capital Report (Updated Monthly), FCM Customer Segregated Funds Report (Updated Semi-Monthly), FCM Customer Secured Amount Funds Report (Updated Semi-Monthly), FCM Cleared Swaps Customer Collateral Report (Updated Semi-Monthly).

Additional financial information on all futures commission merchants is available from the Commodity Futures Trading Commission here.