| Exchange Hours | Website |
|---|---|
| 9:30 - 15:59 ET | www.northerntrust.com |
| Fund | Symbol | Initial Investment Minimum1 |
Advisor Initial Minimum1 |
Investment Type |
Load Type |
Share Class |
Transaction Fee |
|---|---|---|---|---|---|---|---|
| SMALL CAP VALUE FUND | NOSGX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| SIERRA TACTICAL ALL ASSET A | SIRAX | USD 10,000 | USD 10,000 | Balanced | N/A | A | Yes |
| FIXED INCOME FUND | NOFIX | USD 2,500 | USD 2,500 | Bond | No Load | UNDEFINED | Yes |
| INCOME EQUITY FUND | NOIEX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| INTERNATIONAL EQUITY FUND | NOIGX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| NORTHERN TRUST INVESTMENTS INC NORTHERN MONEY MARKET FUND | NORXX | USD 10,000 | USD 2,500 | Money Market | N/A | N.A. | Yes |
| NORTHERN TRUST INVESTMENTS INC NORTHERN MUNICIPAL MONEY MARKET FUND | NOMXX | USD 10,000 | USD 2,500 | Money Market | N/A | N.A. | Yes |
| U.S. GOVERNMENT MONEY MARKET | NOGXX | USD 10,000 | USD 2,500 | Money Market | No Load | UNDEFINED | Yes |
| INTERMEDIATE TAX-EXEMPT FUND | NOITX | USD 2,500 | USD 2,500 | Bond | No Load | UNDEFINED | Yes |
| TAX-EXEMPT FUND | NOTEX | USD 2,500 | USD 2,500 | Bond | No Load | UNDEFINED | Yes |
| U.S. GOVERNMENT FUND | NOUGX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| U.S. GOVERNMENT SELECT MONEY MARKET FUND | NOSXX | USD 10,000 | USD 2,500 | Money Market | No Load | UNDEFINED | Yes |
| STOCK INDEX FUND | NOSIX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| CALIFORNIA TAX-EXEMPT FUND | NCATX | USD 2,500 | USD 2,500 | Bond | No Load | UNDEFINED | Yes |
| HIGH YIELD FIXED INCOME FUND | NHFIX | USD 2,500 | USD 2,500 | Bond | No Load | UNDEFINED | Yes |
| CALIFORNIA INTERMEDIATE TAX-EXEMPT FUND | NCITX | USD 2,500 | USD 2,500 | Bond | No Load | UNDEFINED | Yes |
| LIMITED TERM U.S. GOVERNMENT FUND | NSIUX | USD 2,500 | USD 2,500 | Bond | No Load | UNDEFINED | Yes |
| ARIZONA TAX-EXEMPT FUND | NOAZX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| SMALL CAP INDEX FUND | NSIDX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| LARGE CAP VALUE FUND | NOLVX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| INTERNATIONAL EQUITY INDEX FUND | NOINX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| BOND INDEX FUND | NOBOX | USD 2,500 | USD 2,500 | Bond | No Load | UNDEFINED | Yes |
| LARGE CAP CORE FUND | NOLCX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| ACTIVE M INTERNATIONAL EQUITY FUND | NMIEX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| GLOBAL REAL ESTATE INDEX FUND | NGREX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| EMERGING MARKETS EQUITY INDEX FUND | NOEMX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| GLOBAL SUSTAINABILITY INDEX FUND | NSRIX | USD 0 | USD 0 | N/A | No Load | CLASS I | Yes |
| LIMITED TERM TAX-EXEMPT FUND | NSITX | USD 2,500 | USD 2,500 | Bond | No Load | UNDEFINED | Yes |
| MULTI-MANAGER HIGH YIELD OPPORTUNITY FD | NMHYX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| ACTIVE M EMERGING MARKETS EQUITY | NMMEX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| MULTI-MANAGER GLOBAL REAL ESTATE FUND | NMMGX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| ULTRA-SHORT FIXED INCOME FUND | NUSFX | USD 2,500 | USD 2,500 | Bond | No Load | UNDEFINED | Yes |
| TAX-ADVANTAGED ULTRA-SHORT FIXED INCOME | NTAUX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| GLOBAL LISTED INFRASTRUCTURE FUND | NMFIX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| EMERGING MARKETS DEBT OPPORTUNITY FUND | NMEDX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| GLOBAL TACTICAL ALLOCATION FUND | BBALX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| SHORT BOND FUND | BSBAX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| U.S. TREASURY INDEX FUND | BTIAX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| CORE BOND FUND | NOCBX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| NORTHERN ENGAGE360 FUND | NENGX | USD 2,500 | USD 2,500 | N/A | No Load | UNDEFINED | Yes |
| U.S. QUALITY ESG | NUESX | USD 2,500 | USD 2,500 | N/A | N/A | CLASS K | Yes |
| SMALL CAP CORE FUND | NSCKX | USD 2,500 | USD 2,500 | N/A | No Load | CLASS K | Yes |
Notes: