| Exchange Hours | Website |
|---|---|
| 9:30 - 15:59 ET | www.nylinvestments.com/mainstay |
| Fund | Symbol | Initial Investment Minimum1 |
Advisor Initial Minimum1 |
Investment Type |
Load Type |
Share Class |
Transaction Fee |
|---|---|---|---|---|---|---|---|
| MAINSTAY WMC VALUE FUND I | MUBFX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY MACKAY SMALL CAP CORE FUND I | MOPIX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY BALANCED FUND I | MBAIX | USD 1,000,000 | USD 0 | Balanced | No Load | CLASS I | Yes |
| MAINSTAY TOTAL RETURN BOND FUND I | MTMIX | USD 1,000,000 | USD 0 | Bond | No Load | CLASS I | Yes |
| MAINSTAY SHORT TERM BOND FUND I | MIXIX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY S&P 500 INDEX FUND I | MSPIX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY MKY SHORT TERM MUNICIPAL A | MSTIX | USD 1,000,000 | USD 0 | Bond | No Load | CLASS I | Yes |
| MAINSTAY MACKAY INFRASTRUCTURE BOND | MGVAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY HIGH YIELD CORPORATE BOND FUND | MHCAX | USD 15,000 | USD 0 | Bond | Front-End Load | CLASS A | No |
| MAINSTAY INCOME BUILDER FUND A | MTRAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY CONVERTIBLE FUND A | MCOAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY TAX FREE BOND FUND A | MTBAX | USD 15,000 | USD 0 | Bond | Front-End Load | CLASS A | No |
| MAINSTAY MONEY MARKET FUND A | MMAXX | USD 15,000 | USD 0 | Money Market | No Load | CLASS A | Yes |
| MAINSTAY LARGE CAP GROWTH FUND A | MLAAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY COMMON STOCK FUND A | MSOAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY EMERGING MARKETS DEBT FUND A | MGHAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY WMC VALUE FUND A | MAPAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY EPOCH INTL CHOICE FUND CLASS I | ICEUX | USD 1,000,000 | USD 0 | Stock | No Load | CLASS I | Yes |
| MS MODERATE ALLOCATION | MMRIX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY BALANCED FUND A | MBNAX | USD 15,000 | USD 0 | Balanced | Front-End Load | CLASS A | No |
| MAINSTAY SHORT TERM BOND FUND A | MIXAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY MACKAY SMALL CAP CORE A | MOPAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY MKY SHORT TERM MUNICIPAL FUND A | MSTAX | USD 15,000 | USD 0 | Bond | Front-End Load | CLASS A | No |
| MAINSTAY S&P 500 INDEX FUND A | MSXAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY TOTAL RETURN BOND A | MTMAX | USD 15,000 | USD 0 | Bond | Front-End Load | CLASS A | No |
| MAINSTAY FLOATING RATE FUND A | MXFAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY FLOATING RATE FUND I | MXFIX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY COMMON STOCK FUND I | MSOIX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY LARGE CAP GROWTH FUND CLASS I | MLAIX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY CONSERVATIVE ALLOCATION FUND A | MCKAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MS CONSERVATIVE ALLOCATION | MCKIX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY GROWTH ALLOCATION FUND | MGDAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY GROWTH ALLOCATION FUND | MGDIX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY EQUITY ALLOCATION FUND A | MGXAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY EQUITY ALLOCATION FUND | MGXIX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY MODERATE ALLOCATION FUND A | MMRAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY INCOME BUILDER FUND I | MTOIX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY MACKAY INFRASTRUCTURE BOND FUND | MGOIX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY HIGH YIELD CORPORATE BOND FUND | MHYIX | USD 1,000,000 | USD 0 | Bond | No Load | CLASS I | Yes |
| MAINSTAY EPOCH GLOBAL EQUITY YIELD CLS A | EPSPX | USD 15,000 | USD 0 | Stock | Front-End Load | CLASS A | No |
| MAINSTAY EPOCH GLOBAL EQUITY YIELD CLS I | EPSYX | USD 1,000,000 | USD 0 | Stock | No Load | CLASS I | Yes |
| MAINSTAY EPOCH INTL CHOICE FUND CLASS A | ICEVX | USD 15,000 | USD 0 | Stock | Front-End Load | CLASS A | No |
| MAINSTAY MACKAY GROWTH A | KLGAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY EMERGING MARKETS DEBT CLASS I | MGHIX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY INTERNATIONAL OPPORTUNTIES A | MYITX | USD 15,000 | USD 0 | Stock | Front-End Load | CLASS A | No |
| MAINSTAY INTERNATIONAL OPPORTUTNIES I | MYIIX | USD 1,000,000 | USD 0 | Stock | No Load | CLASS I | Yes |
| MAINSTAY HIGH YIELD MUNICIPAL BOND A | MMHAX | USD 15,000 | USD 0 | Bond | Front-End Load | CLASS A | No |
| MAINSTAY HIGH YIELD MUNICIPAL BOND CLS I | MMHIX | USD 1,000,000 | USD 0 | Bond | No Load | CLASS I | Yes |
| MAINSTAY MACKAY GROWTH I | KLGIX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY EPOCH U.S. EQUITY FUND CLASS I | EPLCX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY EPOCH U.S. EQUITY YIELD FUND | EPLPX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY TAX FREE BOND CLASS I | MTBIX | USD 1,000,000 | USD 0 | Bond | No Load | CLASS I | Yes |
| MAINSTAY CONVERTIBLE FUND CLASS I | MCNVX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MS SHORT DURATION HIGH YIELD | MDHAX | USD 15,000 | USD 0 | Bond | Front-End Load | CLASS A | No |
| MS SHORT DURATION HIGH YIELD | MDHIX | USD 1,000,000 | USD 0 | Bond | No Load | CLASS I | Yes |
| MAINSTAY NEW YORK TAX FREE OPPORTUNITIES | MNOIX | USD 1,000,000 | USD 0 | Bond | No Load | CLASS I | Yes |
| MAINSTAY UNCONSTRAINED BOND A | MASAX | USD 15,000 | USD 0 | Bond | Front-End Load | CLASS A | No |
| MAINSTAY UNCONSTRAINED BOND I | MSDIX | USD 1,000,000 | USD 0 | Bond | No Load | CLASS I | Yes |
| MAINSTAY CUSHING MLP PREMIER FUND | CSHAX | USD 15,000 | USD 0 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY CUSHING MLP PREMIER FUND | CSHZX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY RETIREMENT 2020 FUND R1 | MYRUX | USD 0 | USD 0 | N/A | No Load | CLASS R1 | Yes |
| MAINSTAY ABSOLUTE RETURN MULTI-STRATEGY | MSAKX | USD 15,000 | USD 15,000 | N/A | Front-End Load | CLASS A | No |
| MAINSTAY CBRE REAL ESTATE | CRARX | USD 1,000,000 | USD 0 | N/A | No Load | CLASS I | Yes |
| MAINSTAY CBRE REAL ESTATE | CRCRX | USD 1,000 | USD 0 | N/A | Back-End Load | CLASS C | No |
| MAINSTAY CBRE GLOBAL INFRASTRUCTURE | VCRCX | USD 1,000 | USD 0 | Stock | Back-End Load | CLASS C | No |
| MAINSTAY EQUITY ETF ALLOCATION C | MWFCX | USD 1,000 | USD 0 | N/A | Back-End Load | CLASS C | No |
| MAINSTAY MODERATE ETF ALLOCATION C | MDAKX | USD 1,000 | USD 0 | N/A | Back-End Load | CLASS C | No |
| MAINSTAY DEFENSIVE ETF ALLOCATION | MDNCX | USD 1,000 | USD 0 | N/A | Back-End Load | CLASS C | No |
| MAINSTAY GROWTH ETF ALLOCATION C | MOECX | USD 1,000 | USD 0 | N/A | Back-End Load | CLASS C | No |
| MAINSTAY FLOATING RATE R6 | MXFEX | USD 0 | USD 0 | N/A | No Load | CLASS R6 | Yes |
| MAINSTAY PINESTONE INTERNATIONAL EQUITY | FCIRX | USD 15,000 | USD 0 | Stock | Front-End Load | CLASS A | No |
| MAINSTAY PINESTONE US EQUITY YIELD FUND | FCUIX | USD 1,000,000 | USD 0 | Stock | No Load | CLASS I | Yes |
Notes: