| Fund | Symbol | Initial Investment Minimum1 |
Advisor Initial Minimum1 |
Investment Type |
Load Type |
Share Class |
Transaction Fee |
|---|---|---|---|---|---|---|---|
| NEW CAPITAL JAPAN EQUITY "I" (USDHDG) ACC | I440614060 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "O" (USDHDG) ACC | I440614254 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL JAPAN EQUITY "O" (EURHDG) ACC | I440614256 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL JAPAN EQUITY "O" (CHFHDG) ACC | I440614261 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS "O" (USD) ACC | I440614266 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS "O" (EURHDG) ACC | I440614271 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS "O" (CHFHDG) ACC | I440614323 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS (GBP) ACC | 00BF2SJB0 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL US FUTURE LEADERS "I" (USD) ACC | I440614380 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US FUTURE LEADERS "SD" (USD) ACC | I440614386 | USD 30,000,000 | USD 30,000,000 | Stock | N/A | SD | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (SGDHDG) INC | I440614435 | USD 13,250 | USD 13,250 | Bond | N/A | O | No |
| NEW CAPITAL JAPAN EQUITY "I" (JPY) ACC | I440614438 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "I" (EURHDG) ACC | I440614441 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "I" (CHFHDG) ACC | I440614479 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "O" (JPY) ACC | I440614481 | USD 1,000,000 | USD 1,000,000 | Stock | N/A | O | No |
| NEW CAPITAL CHINA EQUITY (GBPHDG) INC | I440614690 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL EURO VALUE CREDIT "I" (CHFHDG) ACC | I440614707 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL CHINA EQUITY "O" (HKDHDG) ACC | I440615118 | USD 100,000 | USD 100,000 | Stock | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (SGDHDG) INC | I440615549 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "O" (USDHDG) INC | I440615571 | USD 10,000 | USD 10,000 | Balanced | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY CONVICTION (GBPHDG) ACC | I440615611 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "O" (EURHDG) ACC | I440615715 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "O" (CHFHDG)ACC | I440615783 | USD 10,000 | USD 10,000 | Balanced | N/A | O | No |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "O" (EURHDG)ACC | I440615784 | USD 10,000 | USD 10,000 | Balanced | N/A | O | No |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND (GBPHDG) ACC | I440615789 | USD 10,000 | USD 10,000 | Balanced | N/A | SIN | Yes |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "O" (USD) ACC | I440615795 | USD 10,000 | USD 10,000 | Balanced | N/A | O | No |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "A" (USD) ACC | 00BL0KXP2 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "I" (USD)ACC | I440616028 | USD 3,000 | USD 3,000 | Balanced | N/A | I | Yes |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND (GBPHDG)INC | I440616032 | USD 10,000 | USD 10,000 | Balanced | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "I" (USD) ACC | I440616037 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "O" (USD) ACC | I440616042 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ALL WEATHER (GBPHDG) ACC | I440616062 | USD 10,000 | USD 10,000 | Alternatives | N/A | SIN | Yes |
| NEW CAPITAL ALL WEATHER "I" (CHFHDG) ACC | I440616065 | USD 3,000 | USD 3,000 | Alternatives | N/A | I | Yes |
| NEW CAPITAL ALL WEATHER "O" (EUR) INC | I440616902 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL ALL WEATHER "O" (USDHDG) INC | I440616905 | USD 10,000 | USD 10,000 | Alternatives | N/A | O | No |
| NEW CAPITAL CHINA EQUITY "I" (EURHDG) ACC | I440616914 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "O" (CHFHDG) INC | I440616919 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "I" (CHFHDG) ACC | 00BWSW517 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "O" (EURHDG) ACC | I440616925 | USD 1,000 | USD 1,000 | Balanced | N/A | O | No |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "I" (EURHDG) ACC | I440616929 | USD 3,000 | USD 3,000 | Balanced | N/A | I | Yes |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "I" (USDHDG) ACC | I440616932 | USD 3,000 | USD 3,000 | Balanced | N/A | I | Yes |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "I" (USDHDG) INC | I440616939 | USD 3,000 | USD 3,000 | Balanced | N/A | I | Yes |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "O" (CHFHDG) ACC | I440616942 | USD 10,000 | USD 10,000 | Balanced | N/A | O | No |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "I" (CHFHDG) ACC | I440616944 | USD 3,000 | USD 3,000 | Balanced | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "I" (EURHDG) ACC | I440616980 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "I" (CHFHDG) ACC | I440616987 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (USD) INC | I440616990 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (EURHDG) INC | I440616994 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "I" (EURHDG) ACC | I440616999 | USD 3,000 | USD 3,000 | Balanced | N/A | I | Yes |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "I" (CHFHDG) ACC | I440617000 | USD 3,000 | USD 3,000 | Balanced | N/A | I | Yes |
| NEW CAPITAL SWISS SELECT EQUITY "O" (EURHDG) ACC | 00BJFL7W1 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US SMALL CAP GROWTH "O" (USDHEDGED) ACC | 00BJFL7R6 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL SWISS SELECT EQUITY "I" (EURHDG) ACC | I440617014 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL SWISS SELECT EQUITY "I" (USDHDG) ACC | I440617017 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US GROWTH "I" (EURHDG) ACC | I440617020 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US SMALL CAP GROWTH "O" (EURHDG) ACC | I440617025 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "O" (USDHDG) INC | I440617055 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "I" (USDHDG) ACC | 00BWSW4X2 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY (GBPHDG) ACC | 00BWSW4Y3 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "I" (EUR) ACC | 00BWSW4Z4 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (NOKHDG) INC | I440617090 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL US SMALL CAP GROWTH "O" (USDHDG) ACC | I440617125 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US SMALL CAP GROWTH "O" (CHFHDG) ACC | I440617130 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US SMALL CAP GROWTH "I" (EURHDG) ACC | I440617135 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US SMALL CAP GROWTH "I" (CHFHDG) ACC | I440617137 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL EURO VALUE CREDIT "I" (USDHDG) ACC | I440617786 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL EURO VALUE CREDIT "I" (EUR) ACC | I440617870 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND "O" (USDHDG) ACC | I440618053 | USD 10,000 | USD 10,000 | Balanced | N/A | O | No |
| NEW CAPITAL EURO VALUE CREDIT "O" (EUR) ACC | I440618141 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL EURO VALUE CREDIT "O" (EUR) INC | I440618145 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL EURO VALUE CREDIT "O" (CHFHDG) ACC | I440618148 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL CHINA EQUITY "O" (EURHDG) ACC | I440618420 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL CHINA EQUITY (GBPHDG) ACC | I440618427 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | No |
| NEW CAPITAL CHINA EQUITY "I" (USD) ACC | I440618430 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL CHINA EQUITY "O" (USD) ACC | I440618435 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL CHINA EQUITY "O" (USDHDG) ACC | I440618438 | USD 70,000 | USD 70,000 | Stock | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "O" (EUR) IN C | I440618441 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY (GBPHDG) INC | I440618444 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "O" (USDHDG) ACC | 00BG6MV53 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL SWISS SELECT EQUITY "I" (CHF) ACC | I440618455 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL SWISS SELECT EQUITY "O" (CHF) ACC | 00BJFL7Y3 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (CHFHDG) ACC | I440618539 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "I" (EURHDG) ACC | I440618542 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (EURHDG) ACC | I440618544 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (GBPHDG) ACC | I440618549 | USD 3,000 | USD 3,000 | Bond | N/A | O | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "I" (USD) ACC | I440618554 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (USD) ACC | I440618559 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (USDHDG) ACC | I440618562 | USD 70,000 | USD 70,000 | Bond | N/A | O | No |
| NEW CAPITAL US GROWTH "O" (CHFHDG) ACC | I440618567 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US GROWTH "O" (EURHDG) ACC | I440618568 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US GROWTH "I" (USD) ACC | I440618573 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US GROWTH "O" (USD) ACC | I440618579 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (CHFHDG) INC | I440618582 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (CHFHDG) IN C | I440618622 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (EURHDG) ACC | I440618625 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (EURHDG) ACC | I440618628 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (EURHDG) INC | I440618635 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (GBPHDG) INC | I440618638 | USD 10,000 | USD 10,000 | Bond | N/A | O | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (USD) ACC | I440618640 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (USD) ACC | I440618645 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (CNYHDG) INC | I440618650 | USD 70,000 | USD 70,000 | Bond | N/A | O | No |
| NEW CAPITAL US SMALL CAP GROWTH "I" (USD) ACC | I440619066 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "O" (USD) ACC | 00BK9WPZ6 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (GBPHDG) INC | I440619323 | USD 16,000,000 | USD 16,000,000 | Bond | N/A | S | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (GBPHDG) ACC | I440619326 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (USD) INC | I440619331 | USD 20,000,000 | USD 20,000,000 | Bond | N/A | S | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (USD) ACC | I440619334 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (EURHDG) INC | I440619337 | USD 20,000,000 | USD 20,000,000 | Bond | N/A | S | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (EURHDG) ACC | I440619340 | USD 20,000,000 | USD 20,000,000 | Bond | N/A | S | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "O" (EURHDG) ACC | 00BK9WPM3 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "O" (CHFHDG) ACC | 00BL0KXV8 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS (GBPHDG) ACC | I440619407 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL US SMALL CAP GROWTH (GBP) ACC | I440619701 | USD 1,000,000 | USD 1,000,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL US GROWTH "O" (HKDHDG) ACC | I440619833 | USD 50,000 | USD 50,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (CADHDG) ACC | I440619971 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL CHINA EQUITY "O" (SGDHDG) ACC | I440620040 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ALL WEATHER "I" (USDHDG) INC | I440620334 | USD 3,000 | USD 3,000 | Alternatives | N/A | I | Yes |
| NEW CAPITAL ALL WEATHER "I" (EUR) INC | I440620336 | USD 3,000 | USD 3,000 | Alternatives | N/A | I | Yes |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "O" (SGDHDG) ACC | I440620447 | USD 10,000 | USD 10,000 | Balanced | N/A | O | No |
| NEW CAPITAL ASIA FUTURE LEADERS "I" (USD) ACC | I440620510 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL ASIA FUTURE LEADERS "O" (USD) ACC | I440620525 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ALL WEATHER "O" (CHFHDG) ACC | I440620789 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL ASIA FUTURE LEADERS "O" (CHFHDG) ACC | I440620794 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ASIA FUTURE LEADERS "O" (EURHDG) ACC | I440620799 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "O" (CHFHDG ) ACC | I440620855 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (GBPHDG) INC | I440621207 | USD 5,000 | USD 5,000 | Bond | N/A | O | Yes |
| NEW CAPITAL ASIA FUTURE LEADERS "SD" (USD) ACC | I440621387 | USD 1,000,000 | USD 1,000,000 | Stock | N/A | SD | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (USD) INC | I440621639 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (EURHDG) INC | I440621640 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (GBPHDG) INC | I440621645 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (USD/CNH)HDG INC | I440621651 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (USD) INC | I440621654 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "N" (USD) ACC | 00BKDK1L4 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL ASIA FUTURE LEADERS (GBPHDG) ACC | I440621871 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL EUROPE FUTURE LEADERS "I" (EUR) ACC | I440621876 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL EUROPE FUTURE LEADERS "O" (EUR) ACC | I440621883 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL EUROPE FUTURE LEADERS "SD" (EUR) ACC | I440621886 | USD 30,000,000 | USD 30,000,000 | Stock | N/A | SD | Yes |
| NEW CAPITAL EUROPE FUTURE LEADERS "A" (USDHDG) ACC | 00BK5H124 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL EUROPE FUTURE LEADERS "N" (USDHDG) ACC | 00BK5H135 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL DYNAMIC UK EQUITY FUND "A" (USDHDG) ACC | 00BJYJDX9 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "A" (USD) ACC | I440621921 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "N" (USD) ACC | 00BJYJDM8 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "A" (USD) ACC | 00BJYJDN9 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "A" (USD) INC | 00BJYJDP1 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "N" (USD) ACC | 00BJYJDQ2 | USD 1,000 | USD 1,000 | Bond | N/A | N | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "N" (USD) INC | 00BJYJDR3 | USD 1,000 | USD 1,000 | Bond | N/A | N | No |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "A" (USD) ACC | I440622090 | USD 1,000 | USD 1,000 | Balanced | N/A | A | No |
| NEW CAPITAL STRATEGIC PORTFOLIO FUND "N" (USD) ACC | 00BJYJDZ1 | USD 1,000 | USD 1,000 | Balanced | N/A | N | No |
| NEW CAPITAL US FUTURE LEADERS "A" (USD) ACC | 00BJYJF00 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL US FUTURE LEADERS "N" (USD) ACC | 00BJYJF11 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL US GROWTH "A" (USD) ACC | 00BJYJF22 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL US GROWTH "N" (USD) ACC | 00BJYJFD3 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL US SMALL CAP GROWTH "A" (USD) ACC | 00BJYJDS4 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL US SMALL CAP GROWTH "N" (USD) ACC | 00BJYJDT5 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL WEALTHY NATIONS BOND "A" (USD) ACC | I440622535 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL WEALTHY NATIONS BOND "A" (USD) INC | I440622536 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL WEALTHY NATIONS BOND "N" (USD) ACC | 00BJYJF55 | USD 1,000 | USD 1,000 | Bond | N/A | N | No |
| NEW CAPITAL WEALTHY NATIONS BOND "N" (USD) INC | 00BJYJF66 | USD 1,000 | USD 1,000 | Bond | N/A | N | No |
| NEW CAPITAL ASIA FUTURE LEADERS "I" (CHFHDG) ACC | I440623376 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL ASIA FUTURE LEADERS "I" (EURHDG) ACC | I440623381 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (USD) INC A | I440623439 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL EUROPE FUTURE LEADERS "O" (EUR) INC | I440623478 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL EUROPE FUTURE LEADERS "O" (USD) ACC | I440623481 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ASIA FUTURE LEADERS "A" (USD) ACC | I440623559 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL ASIA FUTURE LEADERS "N" (USD) ACC | 00BJYJDW8 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "A" (USDHDG) ACC | 00BJYJDJ5 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "N" (USDHDG) ACC | 00BJYJDK6 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "A" (USD) ACC | 00BKDK1K3 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (HKDHDG) INC | I440623798 | USD 50,000 | USD 50,000 | Bond | N/A | O | No |
| NEW CAPITAL SWISS SELECT EQUITY (GBP) ACC | I440623896 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL SWISS SELECT EQUITY "I" (CHF) INC | I440623964 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US GROWTH "O" (GBPHDG) ACC | I441288576 | USD 10,000 | USD 10,000 | Stock | N/A | O | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "I" (EURHDG) ACC | 00BK9WPL2 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (USD) INC | I459435208 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "I" (USD) INC | 00BLRPQS4 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME "I" (USD) ACC | I459435219 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (USD) ACC | I459435222 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (EURHDG) INC | I459435225 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "I" (EURHDG) ACC | I459435228 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME (GBPHDG) INC | I459435291 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME (GBPHDG) ACC | I459435294 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "I" (USD) ACC | 00BK9WPH8 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND (GBPHDG) ACC | 00BK9WQ08 | USD 10,000 | USD 10,000 | Bond | N/A | SIN | Yes |
| NEW CAPITAL DYNAMIC UK EQUITY (GBP) INC | I463338624 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL EURO VALUE CREDIT (GBPHDG) INC | I463338629 | USD 10,000 | USD 10,000 | Bond | N/A | SIN | Yes |
| NEW CAPITAL DYNAMIC UK EQUITY (GBP) ACC | I463338684 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL PRUDENT MULTI-ASSET FUND (GBP) ACC | I463338689 | USD 10,000 | USD 10,000 | Balanced | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL BALANCED (GBP) ACC | I463338732 | USD 10,000 | USD 10,000 | Balanced | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL BALANCED (GBP) INC | I463338823 | USD 10,000 | USD 10,000 | Balanced | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND (GBPHDG) INC | I463338911 | USD 10,000 | USD 10,000 | Bond | N/A | SIN | Yes |
| NEW CAPITAL EUROPE FUTURE LEADERS (GBP) INC | I463339110 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL US VALUE "A" (USD) ACC | 00BN71XT6 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL US VALUE "I" (USD) ACC | I470619556 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US VALUE "N" (USD) ACC | 00BN71XX0 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL US VALUE "O" (USD) ACC | I470963117 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "D" (EURHDG) ACC | 00BLRPR36 | USD 1,000 | USD 1,000 | Stock | N/A | D | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (CHF) INC | I493415664 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (USD) INC A | I493417518 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (EUR) ACC | I493417520 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (CHF) ACC | I493417525 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US VALUE "O" (CHFHDG) ACC | I493417530 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "I" (USD) ACC | I496596073 | USD 5,000,000 | USD 5,000,000 | Stock | N/A | I | Yes |
| NEW CAPITAL HEALTHCARE DISRUPTORS "O" (USD) ACC | I496596076 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "A" (USD) ACC | 00BKY80L0 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "N" (USD) ACC | 00BKY80M1 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "O" (CHFHDG) ACC | I514479674 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "O" (EURHDG) ACC | I514479679 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "I" (EURHDG) ACC | I514479682 | USD 5,000,000 | USD 5,000,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "I" (USD) ACC | I514481278 | USD 1,000,000 | USD 1,000,000 | Stock | N/A | I | Yes |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (USD) INC A | I542138508 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (EURHDG) ACC | I542138514 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (EURHDG) INC | I542138519 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (USD) INC | I542138520 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (USD) ACC | I542138525 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "I" (USD) ACC | 000EAQFZQ | USD 1,000,000 | USD 0 | Bond | N/A | I | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "A" (USD) INC | 000FNNZKV | USD 1,000 | USD 0 | Bond | N/A | A | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "A" (USD) ACC | 000LBPM5L | USD 1,000 | USD 0 | Bond | N/A | A | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "I" (USD) INC | 000SHO5WW | USD 1,000,000 | USD 0 | Bond | N/A | I | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "N" (USD) ACC | 000TPMJY3 | USD 1,000 | USD 0 | Bond | N/A | N | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "N" (USD) INC | 000ZI45JQ | USD 1,000 | USD 0 | Bond | N/A | N | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "I" INC (USD) | G6440R652 | USD 1,000,000 | USD 0 | N/A | N/A | I | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "A" INC (USD) | G6440R793 | USD 1,000 | USD 0 | N/A | N/A | A | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "N" INC (USD) | G6440R744 | USD 1,000 | USD 0 | N/A | N/A | N | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "I" ACC (USD) | G6440R645 | USD 1,000,000 | USD 0 | N/A | N/A | I | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "A" INC (USD) | G6440R710 | USD 1,000 | USD 0 | N/A | N/A | A | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "N" INC (USD) | G6440R751 | USD 1,000 | USD 0 | N/A | N/A | N | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2027 "A" (USD) INC | I653375268 | USD 1,000 | USD 0 | Bond | N/A | A | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2027 "N" (USD) ACC | 0008LPTDE | USD 1,000 | USD 0 | Bond | N/A | N | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2027 "I" (USD) INC | I658810322 | USD 1,000,000 | USD 0 | Bond | N/A | I | Yes |
Notes: