| Fund | Symbol | Initial Investment Minimum1 |
Advisor Initial Minimum1 |
Investment Type |
Load Type |
Share Class |
Transaction Fee |
|---|---|---|---|---|---|---|---|
| NEW CAPITAL JAPAN EQUITY "I" (USDHDG) ACC | I440614060 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "O" (USDHDG) ACC | I440614254 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL JAPAN EQUITY "O" (EURHDG) ACC | I440614256 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL JAPAN EQUITY "O" (CHFHDG) ACC | I440614261 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS "O" (USD) ACC | I440614266 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS "O" (EURHDG) ACC | I440614271 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS "O" (CHFHDG) ACC | I440614323 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS (GBP) ACC | I440614326 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL US FUTURE LEADERS "I" (USD) ACC | I440614380 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US FUTURE LEADERS "SD" (USD) ACC | I440614386 | USD 30,000,000 | USD 30,000,000 | Stock | N/A | SD | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (SGDHDG) INC | I440614435 | USD 13,250 | USD 13,250 | Bond | N/A | O | No |
| NEW CAPITAL JAPAN EQUITY "I" (JPY) ACC | I440614438 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "I" (EURHDG) ACC | I440614441 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "I" (CHFHDG) ACC | I440614479 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "O" (JPY) ACC | I440614481 | USD 1,000,000 | USD 1,000,000 | Stock | N/A | O | No |
| NEW CAPITAL CHINA EQUITY (GBPHDG) INC | I440614690 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL EURO VALUE CREDIT "I" (CHFHDG) ACC | I440614707 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL CHINA EQUITY "O" (HKDHDG) ACC | I440615118 | USD 100,000 | USD 100,000 | Stock | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (SGDHDG) INC | I440615549 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL ALPHA "O" (USDHDG) INC | I440615571 | USD 10,000 | USD 10,000 | Mixed Assets | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY CONVICTION (GBPHDG) ACC | I440615611 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL ASIA PACIFIC EQUITY INCOME (GBPHDG) ACC | I440615684 | USD 10,000 | USD 10,000 | N/A | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "O" (EURHDG) ACC | I440615715 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL STRATEGIC PORTFOLIO UCITS "O" (CHFHDG)ACC | I440615783 | USD 10,000 | USD 10,000 | Mixed Assets | N/A | O | No |
| NEW CAPITAL STRATEGIC PORTFOLIO UCITS "O" (EURHDG)ACC | I440615784 | USD 10,000 | USD 10,000 | Mixed Assets | N/A | O | No |
| NEW CAPITAL STRATEGIC PORTFOLIO UCITS (GBPHDG) ACC | I440615789 | USD 10,000 | USD 10,000 | Mixed Assets | N/A | SIN | Yes |
| NEW CAPITAL STRATEGIC PORTFOLIO UCITS "O" (USD) ACC | I440615795 | USD 10,000 | USD 10,000 | Mixed Assets | N/A | O | No |
| NEW CAPITAL ASIA PACIFIC EQUITY INCOME "I" (USD) IND | I440615801 | USD 3,000 | USD 3,000 | N/A | N/A | I | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "A" (USD) ACC | I440616007 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL STRATEGIC PORTFOLIO UCITS "I" (USD)ACC | I440616028 | USD 3,000 | USD 3,000 | Mixed Assets | N/A | I | Yes |
| NEW CAPITAL STRATEGIC PORTFOLIO UCITS (GBPHDG)INC | I440616032 | USD 10,000 | USD 10,000 | Mixed Assets | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "I" (USD) ACC | I440616037 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "O" (USD) ACC | I440616042 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ALL WEATHER (GBPHDG) ACC | I440616062 | USD 10,000 | USD 10,000 | Alternatives | N/A | SIN | Yes |
| NEW CAPITAL ALL WEATHER "I" (CHFHDG) ACC | I440616065 | USD 3,000 | USD 3,000 | Alternatives | N/A | I | Yes |
| NEW CAPITAL ALL WEATHER "O" (EUR) INC | 00BD6P7R5 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL ALL WEATHER "O" (USDHDG) INC | I440616905 | USD 10,000 | USD 10,000 | Alternatives | N/A | O | No |
| NEW CAPITAL ASIA PACIFIC EQUITY INCOME "O" (CHFHDG) INC | I440616908 | USD 10,000 | USD 10,000 | N/A | N/A | O | Yes |
| NEW CAPITAL CHINA EQUITY "I" (EURHDG) ACC | I440616914 | USD 3,000 | USD 3,000 | N/A | N/A | I | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "O" (CHFHDG) INC | 00BWSW506 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "I" (CHFHDG) ACC | I440616920 | USD 3,000 | USD 3,000 | N/A | N/A | I | Yes |
| NEW CAPITAL GLOBAL ALPHA "O" (EURHDG) ACC | 00BD6P7C0 | USD 1,000 | USD 1,000 | N/A | N/A | O | No |
| NEW CAPITAL GLOBAL ALPHA "I" (EURHDG) ACC | I440616929 | USD 3,000 | USD 3,000 | N/A | N/A | I | Yes |
| NEW CAPITAL GLOBAL ALPHA "I" (USDHDG) ACC | I440616932 | USD 3,000 | USD 3,000 | Mixed Assets | N/A | I | Yes |
| NEW CAPITAL GLOBAL ALPHA "I" (USDHDG) INC | I440616939 | USD 3,000 | USD 3,000 | N/A | N/A | I | Yes |
| NEW CAPITAL GLOBAL ALPHA "O" (CHFHDG) ACC | 00BD6P7G4 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL GLOBAL ALPHA "I" (CHFHDG) ACC | I440616944 | USD 3,000 | USD 3,000 | N/A | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "I" (EURHDG) ACC | I440616980 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "I" (CHFHDG) ACC | I440616987 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (USD) INC | I440616990 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (EURHDG) INC | I440616994 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL STRATEGIC PORTFOLIO UCITS "I" (EURHDG) ACC | I440616999 | USD 3,000 | USD 3,000 | Mixed Assets | N/A | I | Yes |
| NEW CAPITAL STRATEGIC PORTFOLIO UCITS "I" (CHFHDG) ACC | I440617000 | USD 3,000 | USD 3,000 | Mixed Assets | N/A | I | Yes |
| NEW CAPITAL SWISS SELECT EQUITY "O" (EURHDG) ACC | I440617005 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US SMALL CAP GROWTH "O" (USDHEDGED) ACC | I440617011 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL SWISS SELECT EQUITY "I" (EURHDG) ACC | I440617014 | USD 3,000 | USD 3,000 | N/A | N/A | I | Yes |
| NEW CAPITAL SWISS SELECT EQUITY "I" (USDHDG) ACC | I440617017 | USD 3,000 | USD 3,000 | N/A | N/A | I | Yes |
| NEW CAPITAL US GROWTH "I" (EURHDG) ACC | I440617020 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US SMALL CAP GROWTH "O" (EURHDG) ACC | I440617025 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "O" (USDHDG) INC | I440617055 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "I" (USDHDG) ACC | I440617059 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY (GBPHDG) ACC | I440617062 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "I" (EUR) ACC | I440617065 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (NOKHDG) INC | 00B5VFLK5 | USD 3,000 | USD 3,000 | N/A | N/A | I | Yes |
| NEW CAPITAL US SMALL CAP GROWTH "O" (USDHDG) ACC | I440617125 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US SMALL CAP GROWTH "O" (CHFHDG) ACC | 00BYX8VV6 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL US SMALL CAP GROWTH "I" (EURHDG) ACC | I440617135 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US SMALL CAP GROWTH "I" (CHFHDG) ACC | I440617137 | USD 3,000 | USD 3,000 | N/A | N/A | I | Yes |
| NEW CAPITAL EURO VALUE CREDIT "I" (USDHDG) ACC | I440617786 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL EURO VALUE CREDIT "I" (EUR) ACC | I440617870 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL ALPHA "O" (USDHDG) ACC | 00BD6P753 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL EURO VALUE CREDIT "O" (EUR) ACC | I440618141 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL EURO VALUE CREDIT "O" (EUR) INC | I440618145 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL EURO VALUE CREDIT "O" (CHFHDG) ACC | I440618148 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL ASIA PACIFIC EQUITY INCOME "I" (EURHDG) ACC | I440618297 | USD 3,000 | USD 3,000 | N/A | N/A | I | Yes |
| NEW CAPITAL ASIA PACIFIC EQUITY INCOME "O" (EURHDG) INC | I440618300 | USD 10,000 | USD 10,000 | N/A | N/A | O | Yes |
| NEW CAPITAL ASIA PACIFIC EQUITY INCOME (GBPHDG) INC | I440618305 | USD 10,000 | USD 10,000 | N/A | N/A | SIN | Yes |
| NEW CAPITAL ASIA PACIFIC EQUITY INCOME "I" (USD) ACC | I440618308 | USD 3,000 | USD 3,000 | N/A | N/A | I | Yes |
| NEW CAPITAL ASIA PACIFIC EQUITY INCOME "O" (USD) ACC | I440618315 | USD 10,000 | USD 10,000 | N/A | N/A | O | Yes |
| NEW CAPITAL ASIA PACIFIC EQUITY INCOME "O" (USDHDG) INC | I440618415 | USD 10,000 | USD 10,000 | N/A | N/A | O | Yes |
| NEW CAPITAL ASIA PACIFIC EQUITY INCOME "O" (USD) INC | I440618417 | USD 10,000 | USD 10,000 | N/A | N/A | O | Yes |
| NEW CAPITAL CHINA EQUITY "O" (EURHDG) ACC | I440618420 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL CHINA EQUITY (GBPHDG) ACC | I440618427 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | No |
| NEW CAPITAL CHINA EQUITY "I" (USD) ACC | I440618430 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL CHINA EQUITY "O" (USD) ACC | I440618435 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL CHINA EQUITY "O" (USDHDG) ACC | I440618438 | USD 70,000 | USD 70,000 | Stock | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "O" (EUR) IN C | I440618441 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY (GBPHDG) INC | I440618444 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "O" (USDHDG) ACC | I440618450 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL SWISS SELECT EQUITY "I" (CHF) ACC | I440618455 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL SWISS SELECT EQUITY "O" (CHF) ACC | I440618456 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (CHFHDG) ACC | I440618539 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "I" (EURHDG) ACC | I440618542 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (EURHDG) ACC | I440618544 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (GBPHDG) ACC | I440618549 | USD 3,000 | USD 3,000 | Bond | N/A | O | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "I" (USD) ACC | I440618554 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (USD) ACC | I440618559 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (USDHDG) ACC | I440618562 | USD 70,000 | USD 70,000 | Bond | N/A | O | No |
| NEW CAPITAL US GROWTH "O" (CHFHDG) ACC | I440618567 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US GROWTH "O" (EURHDG) ACC | I440618568 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL US GROWTH "I" (USD) ACC | I440618573 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US GROWTH "O" (USD) ACC | I440618579 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (CHFHDG) INC | I440618582 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (CHFHDG) IN C | I440618622 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (EURHDG) ACC | I440618625 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (EURHDG) ACC | I440618628 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (EURHDG) INC | I440618635 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (GBPHDG) INC | I440618638 | USD 10,000 | USD 10,000 | Bond | N/A | O | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "INST" (USD) ACC | I440618640 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (USD) ACC | I440618645 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (CNYHDG) INC | I440618650 | USD 70,000 | USD 70,000 | Bond | N/A | O | No |
| NEW CAPITAL US SMALL CAP GROWTH "I" (USD) ACC | I440619066 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "O" (USD) ACC | I440619071 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (GBPHDG) INC | I440619323 | USD 16,000,000 | USD 16,000,000 | Bond | N/A | S | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (GBPHDG) ACC | I440619326 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (USD) INC | I440619331 | USD 20,000,000 | USD 20,000,000 | Bond | N/A | S | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (USD) ACC | I440619334 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (EURHDG) INC | I440619337 | USD 20,000,000 | USD 20,000,000 | Bond | N/A | S | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "S" (EURHDG) ACC | I440619340 | USD 20,000,000 | USD 20,000,000 | Bond | N/A | S | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "D" (USD) ACC | 00BK9WPJ0 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "O" (EUR) ACC | I440619352 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "D" (EUR) ACC | 00BK9WPN4 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "O" (CHF) ACC | I440619361 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL US FUTURE LEADERS (GBPHDG) ACC | I440619407 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL US SMALL CAP GROWTH (GBP) ACC | I440619701 | USD 1,000,000 | USD 1,000,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL US GROWTH "O" (HKDHDG) ACC | I440619833 | USD 50,000 | USD 50,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (CADHDG) ACC | I440619971 | USD 5,000 | USD 5,000 | Bond | N/A | O | No |
| NEW CAPITAL CHINA EQUITY "O" (SGDHDG) ACC | I440620040 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ALL WEATHER "I" (USDHDG) INC | I440620334 | USD 3,000 | USD 3,000 | Alternatives | N/A | I | Yes |
| NEW CAPITAL ALL WEATHER "I" (EUR) INC | I440620336 | USD 3,000 | USD 3,000 | Alternatives | N/A | I | Yes |
| NEW CAPITAL STRATEGIC PORTFOLIO UCITS "O" (SGDHDG) ACC | I440620447 | USD 10,000 | USD 10,000 | Mixed Assets | N/A | O | No |
| NEW CAPITAL ASIA FUTURE LEADERS "I" (USD) ACC | I440620510 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL ASIA FUTURE LEADERS "O" (USD) ACC | I440620525 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ALL WEATHER "O" (CHF) ACC | I440620789 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL ASIA FUTURE LEADERS "O" (CHFHDG) ACC | I440620794 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ASIA FUTURE LEADERS "O" (EURHDG) ACC | I440620799 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "O" (CHFHDG ) ACC | I440620855 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL PACIFIC EQ INC ¨O¨(SGDHDG) INC | I440620869 | USD 10,000 | USD 10,000 | N/A | N/A | O | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "O" (GBPHDG) INC | I440621207 | USD 5,000 | USD 5,000 | Bond | N/A | O | Yes |
| NEW CAPITAL ASIA FUTURE LEADERS "SD" (USD) ACC | I440621387 | USD 1,000,000 | USD 1,000,000 | Stock | N/A | SD | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (USD) INC | I440621639 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (EURHDG) INC | I440621640 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (GBPHDG) INC | I440621645 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "I" (USD/CNH)HDG INC | I440621651 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (USD) INC | I440621654 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "N" (USD) ACC | I440621826 | USD 1,000 | USD 1,000 | N/A | N/A | N | No |
| NEW CAPITAL ASIA FUTURE LEADERS (GBPHDG) ACC | I440621871 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL EUROPE FUTURE LEADERS "I" (EUR) ACC | I440621876 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL EUROPE FUTURE LEADERS "O" (EUR) ACC | I440621883 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL EUROPE FUTURE LEADERS "SD" (EUR) ACC | I440621886 | USD 30,000,000 | USD 30,000,000 | Stock | N/A | SD | Yes |
| NEW CAPITAL EUROPE FUTURE LEADERS "A" (USDHDG) ACC | I440621891 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL EUROPE FUTURE LEADERS "N" (USDHDG) ACC | I440621894 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL EUROPE FUTURE LEADERS "D" (EUR) ACC | I440621897 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "D" (EUR) ACC | I440621900 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "D" (USDHDG) ACC | I440621906 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL DYNAMIC UK EQUITY FUND "A" (USDHDG) ACC | I440621911 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL EURO VALUE CREDIT "D" (EUR) ACC | I440621912 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL EURO VALUE CREDIT "D" (USDHDG) ACC | I440621917 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "A" (USD) ACC | I440621921 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "N" (USD) ACC | I440621924 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "D" (EURHDG) ACC | I440621931 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL GLOBAL EQUITY CONVICTION "D" (USD) ACC | I440621934 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "A" (USD) ACC | I440621936 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "A" (USD) INC | I440621941 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "N" (USD) ACC | I440621946 | USD 1,000 | USD 1,000 | Bond | N/A | N | No |
| NEW CAPITAL EUROPE FUTURE LEADERS "D" (USDHDG) ACC | I440622032 | USD 1,000 | USD 1,000 | Stock | N/A | D | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "N" (USD) INC | I440622071 | USD 1,000 | USD 1,000 | Bond | N/A | N | No |
| NEW CAPITAL GLOBAL VALUE CREDIT "D" (EURHDG) ACC | I440622072 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL GLOBAL VALUE CREDIT "D" (USD) ACC | I440622077 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL JAPAN EQUITY "D" (EURHDG) ACC | I440622080 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL JAPAN EQUITY "D" (USDHDG) ACC | I440622085 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL STRATEGIC PORTFOLIO UCITS "A" (USD) ACC | I440622090 | USD 1,000 | USD 1,000 | Mixed Assets | N/A | A | No |
| NEW CAPITAL STRATEGIC PORTFOLIO UCITS "N" (USD) ACC | I440622095 | USD 1,000 | USD 1,000 | Mixed Assets | N/A | N | No |
| NEW CAPITAL STRATEGIC PORTFOLIO UCITS "D" (EURHDG) ACC | I440622097 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL STRATEGIC PORTFOLIO UCITS "D" (USD) ACC | I440622100 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL SWISS SELECT EQUITY "D" (EURHDG) ACC | I440622107 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL SWISS SELECT EQUITY "D" (USDHDG) ACC | I440622110 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL US FUTURE LEADERS "A" (USD) ACC | I440622114 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL US FUTURE LEADERS "N" (USD) ACC | I440622200 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL US FUTURE LEADERS "D" (EURHDG) ACC | I440622205 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL US FUTURE LEADERS "D" (USD) ACC | I440622215 | USD 1,000 | USD 1,000 | Stock | N/A | D | Yes |
| NEW CAPITAL US GROWTH "A" (USD) ACC | I440622216 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL US GROWTH "N" (USD) ACC | I440622221 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL US GROWTH "D" (EURHDG) ACC | I440622227 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL US GROWTH "D" (USD) ACC | I440622230 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL US SMALL CAP GROWTH "A" (USD) ACC | I440622233 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL US SMALL CAP GROWTH "N" (USD) ACC | I440622236 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL US SMALL CAP GROWTH "D" (EURHDG) ACC | I440622240 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL US SMALL CAP GROWTH "D" (USD) ACC | I440622530 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "A" (USD) ACC | I440622535 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL WEALTHY NATIONS BOND "A" (USD) INC | I440622536 | USD 1,000 | USD 1,000 | Bond | N/A | A | No |
| NEW CAPITAL WEALTHY NATIONS BOND "N" (USD) ACC | I440622704 | USD 1,000 | USD 1,000 | Bond | N/A | N | No |
| NEW CAPITAL WEALTHY NATIONS BOND "N" (USD) INC | I440622709 | USD 1,000 | USD 1,000 | Bond | N/A | N | No |
| NEW CAPITAL WEALTHY NATIONS BOND "D" (EURHDG) ACC | I440622714 | USD 1,000 | USD 1,000 | Bond | N/A | D | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "D" (USD) ACC | I440622719 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL ASIA FUTURE LEADERS "I" (CHFHDG) ACC | I440623376 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL ASIA FUTURE LEADERS "I" (EURHDG) ACC | I440623381 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (USD) INC A | I440623439 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL ASIA PACIFIC EQUITY INCOME "D" (EURHDG) ACC | I440623475 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL EUROPE FUTURE LEADERS "O" (EUR) INC | I440623478 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL EUROPE FUTURE LEADERS "O" (USD) ACC | I440623481 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL ASIA FUTURE LEADERS "A" (USD) ACC | I440623559 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL ASIA FUTURE LEADERS "N" (USD) ACC | I440623683 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL ASIA FUTURE LEADERS "D" (EURHDG) ACC | I440623686 | USD 1,000 | USD 1,000 | Stock | N/A | D | Yes |
| NEW CAPITAL ASIA FUTURE LEADERS "D" (USD) ACC | I440623689 | USD 1,000 | USD 1,000 | Stock | N/A | D | Yes |
| NEW CAPITAL ASIA PACIFIC EQUITY INCOME "A" (USD) ACC | I440623692 | USD 1,000 | USD 1,000 | N/A | N/A | A | Yes |
| NEW CAPITAL ASIA PACIFIC EQUITY INCOME "N" (USD) ACC | I440623698 | USD 1,000 | USD 1,000 | N/A | N/A | N | Yes |
| NEW CAPITAL ASIA PACIFIC EQUITY INCOME "D" (USD) ACC | I440623703 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL CHINA EQUITY "D" (EURHDG) ACC | I440623704 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL CHINA EQUITY "D" (USD) ACC | I440623709 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "A" (USDHDG) ACC | I440623713 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "N" (USDHDG) ACC | I440623716 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL DYNAMIC EUROPEAN EQUITY "A" (USD) ACC | I440623723 | USD 1,000 | USD 1,000 | N/A | N/A | A | No |
| NEW CAPITAL WEALTHY NATIONS BOND "O" (HKDHDG) INC | I440623798 | USD 50,000 | USD 50,000 | Bond | N/A | O | No |
| NEW CAPITAL SWISS SELECT EQUITY (GBP) ACC | I440623896 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL SWISS SELECT EQUITY "I" (CHF) INC | I440623964 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US GROWTH "O" (GBPHDG) ACC | I441288576 | USD 10,000 | USD 10,000 | Stock | N/A | O | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "I" (EUR) ACC | I441288581 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (USD) INC | I459435208 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "I" (USD) INC | I459435213 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME "I" (USD) ACC | I459435219 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (USD) ACC | I459435222 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (EURHDG) INC | I459435225 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "I" (EURHDG) ACC | I459435228 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME (GBPHDG) INC | I459435291 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME (GBPHDG) ACC | I459435294 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND "I" (USD) ACC | I459435858 | USD 3,000 | USD 3,000 | Bond | N/A | I | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND (GBPHDG) ACC | I463338548 | USD 10,000 | USD 10,000 | Bond | N/A | SIN | Yes |
| NEW CAPITAL DYNAMIC UK EQUITY (GBP) INC | I463338624 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL EURO VALUE CREDIT (GBPHDG) INC | I463338629 | USD 10,000 | USD 10,000 | Bond | N/A | SIN | Yes |
| NEW CAPITAL DYNAMIC UK EQUITY (GBP) ACC | I463338684 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL ALPHA (GBP) ACC | I463338689 | USD 10,000 | USD 10,000 | Mixed Assets | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL BALANCED (GBP) ACC | I463338732 | USD 10,000 | USD 10,000 | Mixed Assets | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL BALANCED (GBP) INC | I463338823 | USD 10,000 | USD 10,000 | Mixed Assets | N/A | SIN | Yes |
| NEW CAPITAL GLOBAL CONVERTIBLE BOND (GBPHDG) INC | I463338911 | USD 10,000 | USD 10,000 | Bond | N/A | SIN | Yes |
| NEW CAPITAL EUROPE FUTURE LEADERS (GBP) INC | I463339110 | USD 10,000 | USD 10,000 | Stock | N/A | SIN | Yes |
| NEW CAPITAL US VALUE "A" (USD) ACC | I469138216 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL US VALUE "I" (USD) ACC | I470619556 | USD 3,000 | USD 3,000 | Stock | N/A | I | Yes |
| NEW CAPITAL US VALUE "N" (USD) ACC | I470619563 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL US VALUE "O" (USD) ACC | I470963117 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "D" (USD) ACC | 00BLRPQZ1 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME "D" (EURHDG) ACC | 00BLRPR36 | USD 1,000 | USD 1,000 | N/A | N/A | D | Yes |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (CHF) INC | 00BLRPR70 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (USD) INC A | 00BMTWKR7 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (EUR) ACC | 00BMTWKS8 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL GLOBAL EQUITY INCOME "O" (CHF) ACC | 00BMTWKV1 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL US VALUE "O" (CHFHDG) ACC | 00BN71Y37 | USD 10,000 | USD 10,000 | N/A | N/A | O | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "I" (USD) ACC | I496596073 | USD 5,000,000 | USD 5,000,000 | Stock | N/A | I | Yes |
| NEW CAPITAL HEALTHCARE DISRUPTORS "O" (USD) ACC | I496596076 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "A" (USD) ACC | I496596082 | USD 1,000 | USD 1,000 | Stock | N/A | A | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "N" (USD) ACC | I496596087 | USD 1,000 | USD 1,000 | Stock | N/A | N | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "O" (CHFHDG) ACC | I514479674 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "O" (EURHDG) ACC | I514479679 | USD 10,000 | USD 10,000 | Stock | N/A | O | No |
| NEW CAPITAL HEALTHCARE DISRUPTORS "I" (EURHDG) ACC | I514479682 | USD 5,000,000 | USD 5,000,000 | Stock | N/A | I | Yes |
| NEW CAPITAL JAPAN EQUITY "I" (USD) ACC | I514481278 | USD 1,000,000 | USD 1,000,000 | Stock | N/A | I | Yes |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (USD) INC A | I542138508 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (EURHDG) ACC | I542138514 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (EURHDG) INC | I542138519 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (USD) INC | I542138520 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL SUSTAINABLE WORLD HIGH YIELD BOND "O" (USD) ACC | I542138525 | USD 10,000 | USD 10,000 | Bond | N/A | O | No |
| NEW CAPITAL SOVEREIGN PLUS USD "O" (USD) ACC | I571507304 | USD 10,000 | USD 0 | Bond | N/A | O | No |
| NEW CAPITAL SOVEREIGN PLUS USD "I" (USD) ACC | I571507309 | USD 5,000,000 | USD 0 | Bond | N/A | I | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "I" (USD) ACC | I601478657 | USD 1,000,000 | USD 0 | N/A | N/A | I | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "A" (USD) INC | I601478660 | USD 1,000 | USD 0 | N/A | N/A | A | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "A" (USD) ACC | I601478667 | USD 1,000 | USD 0 | N/A | N/A | A | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "I" (USD) INC | I601478670 | USD 1,000,000 | USD 0 | N/A | N/A | I | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "N" (USD) ACC | I601478672 | USD 1,000 | USD 0 | N/A | N/A | N | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2025 "N" (USD) INC | I601478677 | USD 1,000 | USD 0 | N/A | N/A | N | No |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "I" INC (USD) | G6440R652 | USD 1,000,000 | USD 0 | N/A | N/A | I | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "A" INC (USD) | G6440R793 | USD 1,000 | USD 0 | N/A | N/A | A | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "N" INC (USD) | G6440R744 | USD 1,000 | USD 0 | N/A | N/A | N | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "I" ACC (USD) | G6440R645 | USD 1,000,000 | USD 0 | N/A | N/A | I | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "A" INC (USD) | G6440R710 | USD 1,000 | USD 0 | N/A | N/A | A | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2026 "N" INC (USD) | G6440R751 | USD 1,000 | USD 0 | N/A | N/A | N | Yes |
| NEW CAPITAL FIXED MATURITY BOND FUND 2027 "A" (USD) INC | I653375268 | USD 1,000 | USD 0 | N/A | N/A | A | No |
Notes: