Mutual Funds

DUNHAM & ASSOCIATES INVESTMENTS

Exchange Hours Website
9:30 - 15:59 ET www.dunham.com


Native to Exchange Simulated by IB
 Basket
 Market *
Fund Symbol Initial Investment
Minimum1
Advisor Initial
Minimum1
Investment
Type
Load
Type
Share
Class
Transaction
Fee
DUNHAM CORPORATE/GOVERNMENT BOND - N DNCGX USD 100,000 USD 100,000 N/A No Load CLASS N Yes
DUNHAM SMALL CAP GROWTH - N DNDGX USD 100,000 USD 100,000 N/A No Load CLASS N Yes
DUNHAM EMERGING MARKETS STOCK - N DNEMX USD 100,000 USD 100,000 N/A No Load CLASS N Yes
DUNHAM INTERNATIONAL STOCK - N DNINX USD 100,000 USD 100,000 Stock No Load CLASS N Yes
DUNHAM LARGE CAP VALUE - N DNLVX USD 100,000 USD 100,000 N/A No Load CLASS N Yes
DUNHAM REAL ESTATE STOCK - N DNREX USD 100,000 USD 100,000 N/A No Load CLASS N Yes
DUNHAM SMALL CAP VALUE - N DNSVX USD 100,000 USD 100,000 N/A No Load CLASS N Yes
DUNHAM LONG/SHORT CREDIT - N DNAIX USD 100,000 USD 100,000 Bond No Load CLASS N Yes
DUNHAM HIGH-YIELD BOND - N DNHYX USD 100,000 USD 100,000 Bond No Load CLASS N Yes
DUNHAM LONG/SHORT CREDIT - A DAAIX USD 5,000 USD 5,000 Bond Front-End Load CLASS A No
DUNHAM CORPORATE/GOVERNMENT BOND FUND DACGX USD 5,000 USD 5,000 Bond N/A A Yes
DUNHAM SMALL CAP GROWTH - A DADGX USD 5,000 USD 5,000 N/A Front-End Load CLASS A No
DUNHAM EMERGING MARKETS STOCK - A DAEMX USD 5,000 USD 5,000 N/A Front-End Load CLASS A No
DUNHAM HIGH-YIELD BOND FUND DAHYX USD 5,000 USD 5,000 Bond N/A A Yes
DUNHAM INTERNATIONAL STOCK - A DAINX USD 5,000 USD 5,000 Stock Front-End Load CLASS A No
DUNHAM LARGE CAP VALUE - A DALVX USD 5,000 USD 5,000 N/A Front-End Load CLASS A No
DUNHAM REAL ESTATE STOCK - A DAREX USD 5,000 USD 5,000 N/A Front-End Load CLASS A No
DUNHAM SMALL CAP VALUE - A DASVX USD 5,000 USD 5,000 N/A Front-End Load CLASS A No
DUNHAM DYNAMIC MACRO - A DAAVX USD 5,000 USD 5,000 N/A Front-End Load CLASS A No
DUNHAM DYNAMIC MACRO - N DNAVX USD 100,000 USD 100,000 N/A No Load CLASS N Yes
DUNHAM FOCUSED LARGE CAP GROWTH - N DNFGX USD 100,000 USD 100,000 N/A No Load CLASS N Yes
DUNHAM FOCUSED LARGE CAP GROWTH - A DAFGX USD 5,000 USD 5,000 N/A Front-End Load CLASS A No
DUNHAM FLOATING RATE BOND FUND DAFRX USD 5,000 USD 5,000 Bond N/A A Yes
DUNHAM FLOATING RATE BOND - N DNFRX USD 100,000 USD 100,000 Bond No Load CLASS N Yes
DUNHAM INTERNATIONAL OPPORTUNITY BOND FUND DAIOX USD 5,000 USD 5,000 Bond N/A A Yes
DUNHAM INT'L OPPORTUNITY BOND - N DNIOX USD 100,000 USD 100,000 Bond No Load CLASS N Yes
DUNHAM MONTHLY DISTRIBUTION - A DAMDX USD 5,000 USD 5,000 Stock Front-End Load CLASS A No
DUNHAM MONTHLY DISTRIBUTION - N DNMDX USD 100,000 USD 100,000 Stock No Load CLASS N Yes

Notes:

  1. Advisor minimums may be lower.