SEC Filings

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Filing Description Date Filed Size File Type
10-Q Quarterly Report (2Q2019) 2019-08-09 1046 KB
424B5 Prospectus Supplement 2019-07-26 401 KB
8-K Current Report (Legal Opinion for Prospectus Supplement) 2019-07-26 88 KB
8-K Current Report (2Q2019 Earnings Release) 2019-07-16 210 KB
Form 4 Section 16 - Form 4 (Paul J. Brody) 2019-05-28 132 KB
Form 4 Section 16 - Form 4 (Thomas AJ Frank) 2019-05-28 133 KB
Form 4 Section 16 - Form 4 (Milan Galik) 2019-05-28 132 KB
Form 4 Section 16 - Form 4 (Denis Mendonca) 2019-05-28 131 KB
Schedule 13D Schedule 13D (Ownership of Up Fintech Holding Ltd.) 2019-05-20 35 KB
10-Q Quarterly Report (1Q2019) 2019-05-09 757 KB
Form 3 Section 16 - Form 3 (Philip Uhde) 2019-04-25 134 KB
8-K Current Report (2019 Annual Meeting Results) 2019-04-23 91 KB
8-K Current Report (1Q2019 Earnings Release) 2019-04-16 64 KB
DEF 14A Definitive Proxy Statement (2019 Proxy Statement) 2019-03-07 1013 KB
DEF 14A Definitive Proxy Statement (Notice Regarding Availability of Proxy Materials) 2019-03-07 372 KB
10-K Annual Report (2018 Annual Report) 2019-02-28 638 KB
8-K Current Report (Board Appointment of New CEO) 2019-01-28 160 KB
8-K Current Report (4Q2018 Earnings Release) 2019-01-22 191 KB
8-K Current Report (Intention to Adopt Trading Plan) 2019-01-10 164 KB
8-K Current Report (Appointment of New CEO) 2019-01-07 167 KB
Form 4 Section 16 - Form 4 (Denis Mendonca) 2019-01-03 132 KB
Form 4 Section 16 - Form 4 (Thomas AJ Frank) 2019-01-03 134 KB
Form 4 Section 16 - Form 4 (Paul J. Brody) 2019-01-03 133 KB
Form 4 Section 16 - Form 4 (Earl H. Nemser) 2019-01-03 133 KB
Form 4 Section 16 - Form 4 (Milan Galik) 2019-01-03 133 KB
Form 4 Section 16 - Form 4 (John M. Damgard) 2019-01-03 132 KB