阿拉巴马州 |
Alabama Securities Commission |
阿拉斯加州 |
Alaska Department of Commerce, Community, and Economic Development |
亚利桑那州 |
Arizona Corporation Commission, Securities Division |
阿肯色州 |
Arkansas Securities Department |
加利福尼亚 |
California Department of Corporations |
科罗拉多州 |
Colorado Division of Securities |
康涅狄格州 |
Connecticut Department of Banking |
特拉华州 |
Delaware Department of Justice |
哥伦比亚特区 |
Department of Insurance, Securities & Banking |
弗罗里达州 |
Florida Office of Financial Regulation |
乔治亚州 |
Georgia Secretary of State, Division of Business Services |
夏威夷 |
Hawaii Department of Commerce & Consumer Affairs, Securities Division |
爱达荷州 |
Idaho Department of Finance |
伊利诺伊州 |
Illinois Office of the Secretary of State, Securities Department |
印第安纳州 |
Indiana Secretary of State, Securities Division |
爱荷华州 |
Iowa Insurance Division, Securities Bureau |
堪萨斯州 |
Kansas Office of the Securities Commissioner |
肯塔基州 |
Kentucky Department of Financial Institutions |
路易斯安那州 |
Louisiana Office of Financial Institutions |
缅因州 |
Department of Professional & Financial Regulation, Office of Securities |
马里兰州 |
Maryland Office of the Attorney General, Division of Securities |
马萨诸塞州 |
Massachusetts Securities Division |
密歇根州 |
Michigan Office of Financial & Insurance Regulation |
明尼苏达州 |
Minnesota Department of Commerce |
密西西比州 |
Mississippi Office of the Secretary of State, Securities & Charities Division |
密苏里州 |
Missouri Office of the Secretary of State, Securities Division |
蒙大拿州 |
Montana Commissioner of Securities & Insurance |
内布拉斯加州 |
Nebraska Department of Banking & Finance |
内华达州 |
Nevada Secretary of State, Securities Division |
新罕布什尔州 |
New Hampshire Bureau of Securities Regulation |
新泽西州 |
New Jersey Department of Law & Public Safety, Bureau of Securities |
新墨西哥州 |
New Mexico Regulation & Licensing Department, Securities Division |
纽约州 |
New York Office of the Attorney General, Investor Protection Bureau |
北卡罗来纳州 |
North Carolina Department of the Secretary of State, Securities Division |
北达科他州 |
North Dakota Securities Department |
俄亥俄州 |
Ohio Department of Commerce, Division of Securities |
奥克拉荷马州 |
Oklahoma Securities Commission |
俄勒冈州 |
Oregon Department of Consumer & Business Services, Division of Finance & Corporate Securities |
宾夕法尼亚州 |
Pennsylvania Securities Commission |
罗得岛 |
Rhode Island Department of Business Regulation |
南卡罗来纳州 |
South Carolina Attorney General |
南达科他州* |
South Dakota Department of Labor & Regulation, Division of Securities *根据South Dakota Department of Labor & Regulation规定,在州内居住并在为他人提供顾问服务时获得报酬的证券顾问必须注册。 |
田纳西州 |
Tennessee Department of Commerce & Insurance, Securities Division |
德克萨斯州 |
Texas State Securities Board |
犹他州 |
Utah Department of Commerce, Division of Securities |
佛蒙特州 |
Vermont Department of Banking, Insurance, Securities & Health Care Administration |
弗吉尼亚州 |
Virginia State Corporation Commission, Division of Securities & Retail Franchising |
华盛顿州 |
Washington Department of Financial Institutions, Securities Division |
西弗吉尼亚州 |
West Virginia Office of the State Auditor, Securities Division |
威斯康辛州 |
Wisconsin Department of Financial Institutions, Division of Securities |
怀俄明州 |
Wyoming Secretary of State, Securities Division |