1.2
Interactive Brokers
2020
2
2021-03-01T16:17:41Z
2020
4
98.87
0.25
34.50
63.08
2.17
Nasdaq Stock Market
XNAS
29.73
2.09
9.32
40.98
30.30
-34
-6.8258
-307013
-27.6668
655238
26.7844
-16534
-8.9058
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Goldman Sachs and Co. LLC
GSCO
28.43
0.00
0.60
44.75
0.00
0
398
1.4900
509627
16.5206
0
IBKR may receive volume discounts that are not passed on to clients.
IBKR ATS
IATS
7.71
0.00
20.67
0.92
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS, on which it executes IBKR client orders against each other or against one or more professional liquidity providers who send orders into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
NYSE Arca
ARCX
5.03
0.00
3.85
5.87
0.00
0
-158744
-29.6484
13060
26.4062
0
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Citadel Securities
CDED
4.60
29.32
11.20
1.02
1.08
12063
43.9961
12325
2.6254
11109
25.2802
0
0.0000
IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.
IEX
IEXG
4.12
0.00
9.85
1.11
0.81
0
-7736
-4.2958
-1320
-3.3753
-1
-3.5784
UBS ATS
UBSA
3.81
0.00
11.04
0.00
0.00
0
0
0.0000
0
0
Virtu Financial Inc.
VIRT
2.70
14.99
5.02
1.46
0.62
10675
42.9741
8940
1.8896
16457
26.9846
0
0.0000
IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.
New York Stock Exchange
XNYS
2.34
0.00
2.81
0.00
62.95
0
-120256
-27.7123
115
13.3771
-32021
-10.0449
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
CBOE BZX Exchange
BATS
1.82
0.00
3.22
1.02
2.79
0
-96930
-28.5775
25778
18.5433
-147
-13.8603
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
97.99
0.17
32.38
61.86
5.59
Nasdaq Stock Market
XNAS
29.83
1.31
9.69
39.33
42.21
-106
-7.6174
-1149722
-25.0184
1893487
19.3896
-35765
-7.8292
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Goldman Sachs and Co. LLC
GSCO
22.50
0.00
0.21
36.25
0.00
0
-1118
-1.8476
1165959
14.9313
0
IBKR may receive volume discounts that are not passed on to clients.
NYSE Arca
ARCX
10.58
0.00
5.40
12.52
19.52
0
-714494
-25.7902
460052
25.9894
-27490
-12.0009
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
IBKR ATS
IATS
5.35
0.00
15.53
0.51
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS, on which it executes IBKR client orders against each other or against one or more professional liquidity providers who send orders into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
Citadel Securities
CDED
4.49
29.58
11.88
0.95
0.12
21283
38.2455
38989
2.8226
31296
17.6254
0
0.0000
IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.
IEX
IEXD
3.81
0.00
10.03
0.90
0.07
0
-16417
-4.3809
-3697
-3.8463
-3
-7.2035
UBS ATS
UBSA
3.76
0.00
11.61
0.00
0.00
0
0
0.0000
0
0
CBOE BZX Exchange
BATS
2.94
0.00
3.24
2.83
2.39
0
-305818
-26.6079
82680
16.1854
-1660
-10.8919
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
CBOE EDGX Exchange
EDGX
2.80
0.00
5.38
1.69
0.25
0
-643036
-23.6109
38063
5.6917
-441
-17.6294
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
New York Stock Exchange
XNYS
2.66
0.00
2.38
0.04
33.39
0
-291843
-24.8477
418
6.1081
-60419
-10.4276
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Virtu Financial Inc.
VIRT
2.41
22.02
5.04
1.19
0.10
24220
42.5444
37402
2.3929
52171
23.0783
0
0.0000
IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.
99.84
0.05
5.31
60.03
34.61
Nasdaq Options Market
XNDQ
19.45
0.59
13.04
31.26
0.00
-395
-47.8835
-704035
-38.5909
1961210
51.7420
0
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
NYSE Arca Options
ARCO
13.65
26.76
5.19
13.37
15.40
813
13.1557
-273139
-54.6430
379845
65.4636
522321
32.7813
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Cboe EDGX Options Exchange
EDGO
13.08
0.41
12.89
7.02
23.64
53
17.9293
338217
17.7075
242922
16.1662
874380
49.4005
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Chicago Board Options Exchange
XCBO
10.74
6.36
14.24
10.30
10.98
-348
-29.9718
941193
76.2335
-32997
-1.5556
-525923
-27.7202
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Cboe BZX Options Exchange
BATS
8.42
0.26
9.42
13.20
0.00
-219
-50.8121
-784430
-52.4707
1155197
62.7523
0
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Nasdaq ISE
XISX
8.28
31.89
3.61
4.08
16.24
-1451
-14.6316
-84401
-17.4207
358942
80.5424
369220
33.5446
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
CBOE C2 Exchange
C2OX
7.74
7.58
4.15
3.45
15.71
999
37.4509
-392912
-44.3717
181266
40.9732
209093
19.3119
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Nasdaq PHLX
XPHL
7.01
1.99
7.13
2.08
15.53
-6
-0.8130
365645
41.9059
20651
9.5717
136061
11.1404
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
MIAX Emerald Exchange
EMLD
3.05
3.50
1.78
4.92
0.00
382
36.9410
-69163
-37.9851
350719
43.1309
0
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
2020
5
98.91
0.30
32.32
64.98
2.40
Nasdaq Stock Market
XNAS
29.24
1.10
8.01
39.92
29.48
-9
-3.3455
-205346
-28.0102
456803
26.7932
-14805
-8.6128
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Goldman Sachs and Co. LLC
GSCO
29.05
0.00
0.73
44.34
0.00
0
142
0.6732
415862
18.2939
0
IBKR may receive volume discounts that are not passed on to clients.
IBKR ATS
IATS
8.47
0.00
24.58
0.81
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS, on which it executes IBKR client orders against each other or against one or more professional liquidity providers who send orders into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
NYSE Arca
ARCX
5.64
0.00
3.45
6.96
0.00
0
-113360
-29.6181
13615
28.6481
0
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Citadel Securities
CDED
4.25
23.65
10.87
1.02
0.33
11990
44.0000
10604
2.0251
12063
26.2672
0
0.0000
IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.
IEX
IEXG
3.70
0.00
9.11
1.15
0.40
0
-5175
-4.1504
-1713
-4.0455
-2
-8.7921
UBS ATS
UBSA
3.07
0.00
9.49
0.00
0.00
0
0
0.0000
0
0
Virtu Financial Inc.
VIRT
2.73
23.00
4.58
1.81
0.25
18441
43.0000
15328
3.6990
35682
28.9314
0
0.0000
IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.
New York Stock Exchange
XNYS
2.44
0.00
2.41
0.11
66.01
0
-85098
-27.5765
2
1.2293
-30103
-10.0373
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Hudson River Trading
HRTX
1.90
0.00
5.88
0.00
0.00
0
0
0.0000
0
0
97.85
0.21
30.65
63.61
5.53
Nasdaq Stock Market
XNAS
33.27
1.27
9.54
44.02
42.32
-31
-3.3053
-992160
-25.7057
1923038
20.9832
-48059
-7.6642
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Goldman Sachs and Co. LLC
GSCO
20.95
0.00
0.25
32.81
0.00
0
-433
-0.8737
868979
16.1288
0
IBKR may receive volume discounts that are not passed on to clients.
NYSE Arca
ARCX
9.61
0.00
5.12
11.02
18.63
0
-589501
-26.6879
272516
28.4741
-25638
-13.5591
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
IBKR ATS
IATS
5.80
0.00
17.97
0.46
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS, on which it executes IBKR client orders against each other or against one or more professional liquidity providers who send orders into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
Citadel Securities
CDED
4.53
36.06
12.30
1.07
0.16
29036
38.8894
53994
3.5348
33384
18.0834
0
0.0000
IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.
IEX
IEXG
3.64
0.00
10.02
0.88
0.09
0
-13767
-4.3870
-3690
-4.1013
-2
-6.3335
UBS ATS
UBSA
3.32
0.00
10.81
0.00
0.00
0
0
0.0000
0
0
CBOE BZX Exchange
BATS
2.91
0.00
3.14
2.85
2.42
0
-271758
-27.5353
51669
16.5954
-2186
-12.6050
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
CBOE EDGX Exchange
EDGX
2.89
0.00
5.21
2.00
0.34
0
-578467
-24.3940
34041
5.9027
-552
-18.6807
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
New York Stock Exchange
XNYS
2.52
0.00
2.00
0.03
34.01
0
-217741
-25.7766
751
10.7477
-58998
-10.5797
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Virtu Financial Inc.
VIRT
2.39
19.53
4.77
1.39
0.09
21816
42.7385
43560
3.1219
55788
22.1794
0
0.0000
IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.
99.70
0.13
7.41
60.92
31.53
Nasdaq Options Market
XNDQ
17.95
2.44
11.51
28.05
0.00
-1647
-47.7228
-655251
-40.3847
1296327
50.3671
0
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
NYSE Arca Options
ARCO
15.74
16.76
6.28
17.48
14.62
-1335
-13.8996
-319356
-56.7380
539467
67.0619
612604
39.7058
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Cboe EDGX Options Exchange
EDGO
12.65
4.25
10.16
6.55
25.06
918
20.8665
706901
50.6617
302631
20.9724
1019876
51.9649
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Chicago Board Options Exchange
XCBO
10.70
4.31
12.75
10.12
11.36
-683
-25.1807
723107
70.7656
-90215
-4.5810
-571160
-30.7511
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
CBOE C2 Exchange
C2OX
8.35
5.74
4.06
4.68
16.47
214
7.3699
-420006
-44.8761
267738
40.1968
186744
15.6058
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Nasdaq ISE
XISX
8.05
39.57
3.60
4.09
16.62
-16980
-34.4600
-255655
-37.3295
441471
85.3677
398051
33.6619
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Cboe BZX Options Exchange
BATS
7.33
1.35
7.92
11.06
0.00
-1036
-51.1283
-658771
-54.3995
923121
66.9750
0
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Nasdaq PHLX
XPHL
5.96
1.75
6.09
1.90
13.78
-414
-24.3773
355209
43.2885
20472
8.3033
120848
10.0027
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Nasdaq GEMX
GMNI
3.43
6.03
2.16
5.36
0.00
884
29.6367
-148871
-49.8733
438269
49.8458
-257
-51.9434
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
2020
6
98.98
0.28
33.07
64.44
2.21
Nasdaq Stock Market
XNAS
31.26
1.19
10.11
42.32
29.21
-29
-5.0268
-366107
-27.8060
719310
27.2340
-18224
-8.0947
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
New York Stock Exchange
XNYS
14.76
0.00
2.70
19.22
66.76
0
-100798
-27.2134
205871
16.8762
-29312
-10.0353
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Goldman Sachs and Co. LLC
GSCO
14.01
0.00
0.61
21.42
0.00
0
519
2.3669
269193
18.3327
0
IBKR may receive volume discounts that are not passed on to clients.
IBKR ATS
IATS
8.02
0.00
23.03
0.63
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS, on which it executes IBKR client orders against each other or against one or more professional liquidity providers who send orders into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
NYSE Arca
ARCX
7.49
0.00
3.71
9.72
0.00
0
-155344
-29.4529
25425
23.4450
0
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Citadel Securities
CDED
4.43
21.24
11.22
1.01
0.40
12663
43.6963
15008
2.0357
15698
25.7324
0
0.0000
IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.
IEX
IEXD
3.76
0.00
9.09
1.15
0.40
0
-6196
-4.2284
-1965
-4.2800
-1
-7.4851
UBS ATS
UBSA
3.16
0.00
9.54
0.00
0.00
0
0
0.0000
0
0
Virtu Financial Inc.
VIRT
2.30
18.03
4.65
1.10
0.20
14488
43.0000
20823
4.2311
21271
26.0998
0
0.0000
IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.
Hudson River Trading
HRTX
1.88
0.00
5.67
0.00
0.00
0
0
0.0000
0
0
97.90
0.24
31.81
63.10
4.85
Nasdaq Stock Market
XNAS
35.12
1.23
10.87
47.08
40.21
-38
-3.2072
-1589307
-25.3970
2958200
21.4763
-47034
-6.9045
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
NYSE Arca
ARCX
14.30
0.00
5.28
18.47
19.93
0
-882205
-26.4792
495908
22.6578
-31312
-13.4279
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Goldman Sachs and Co. LLC
GSCO
8.87
0.00
0.16
13.98
0.00
0
-445
-0.7594
684740
16.3657
0
IBKR may receive volume discounts that are not passed on to clients.
New York Stock Exchange
XNYS
8.16
0.00
1.90
9.30
34.68
0
-306015
-25.7767
364496
14.5126
-62116
-10.5287
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
IBKR ATS
IATS
5.82
0.00
17.53
0.38
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS, on which it executes IBKR client orders against each other or against one or more professional liquidity providers who send orders into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
Citadel Securities
CDED
4.64
32.72
12.19
1.07
0.19
47744
39.9514
80362
3.9026
43143
15.8098
0
0.0000
IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.
IEX
IEXD
3.75
0.00
9.83
0.99
0.08
0
-19087
-4.6324
-5830
-4.0824
-3
-7.3299
UBS ATS
UBSA
3.43
0.00
10.76
0.00
0.00
0
0
0.0000
0
0
CBOE EDGX Exchange
EDGX
3.15
0.00
5.46
2.20
0.39
0
-901584
-24.4691
70898
6.4303
-406
-13.9713
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Virtu Financial Inc.
VIRT
2.32
14.73
4.63
1.28
0.09
31261
42.5945
52123
2.6654
74780
21.9506
0
0.0000
IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.
CBOE BZX Exchange
BATS
2.28
0.00
2.46
2.19
2.35
0
-308370
-26.3972
70549
17.0550
-1960
-8.5629
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
99.76
0.17
7.36
57.68
34.78
Cboe EDGX Options Exchange
EDGO
13.87
7.04
8.53
8.66
23.67
2486
20.9099
991870
68.3864
557689
20.9381
1137392
51.6694
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Cboe BZX Options Exchange
BATS
12.69
2.40
8.13
20.95
0.00
-2972
-53.0230
-996738
-54.9511
1894870
69.9595
0
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Chicago Board Options Exchange
XCBO
12.35
3.72
15.94
12.51
11.36
-291
-8.8207
1279121
96.1032
-2327
-0.0719
-742217
-31.0712
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Nasdaq Options Market
XNDQ
12.18
2.81
10.05
19.83
0.00
-2398
-48.3734
-760175
-40.5027
1101599
48.6571
0
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
NYSE Arca Options
ARCO
11.86
12.04
6.71
10.39
15.39
-651
-4.0706
-477532
-59.4394
410530
67.4772
658557
34.8639
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
CBOE C2 Exchange
C2OX
10.15
3.94
2.92
7.63
15.89
-854
-16.5930
-376679
-45.3212
492291
39.5099
248309
23.8730
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Nasdaq ISE
XISX
8.52
49.11
2.05
4.20
16.86
-33867
-35.9676
-213126
-38.3438
183431
82.2409
471521
33.8197
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Nasdaq PHLX
XPHL
5.96
1.54
6.00
0.76
14.60
-522
-19.4337
459276
47.3914
5744
5.6480
151847
11.2668
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.
Nasdaq GEMX
GMNI
4.09
4.47
2.75
6.73
0.00
436
11.0471
-211702
-52.0041
682094
45.6375
-152
-50.5333
IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.