Forms and Disclosures

Regulatory Notices and Risk Disclosures

Please review the following disclosures carefully, as they contain important information regarding your Interactive Brokers account.

Additional Terms & Conditions for Use of Android Pay to Supplement Your Interactive Brokers Debit Mastercard Cardholder Agreement Download
Additional Terms & Conditions for Use of Apple Pay to Supplement Your Interactive Brokers Debit Mastercard Cardholder Agreement Download
Additional Terms & Conditions for Use of Samsung Pay to Supplement Your Interactive Brokers Debit Mastercard Cardholder Agreement Download
After-Hours Trading Risk Disclosure Download
Arbitration Agreement (Futures) Download
Canadian Client Complaint Resolution Process Download
Canadian Client Consent of Electronic Delivery Download
Canadian Client Relationship Disclosure Information Download
Canadian Introducing Broker Client Relationship Disclosure Info Download
Canadian Investment Funds Custodian Disclosure Download
Canadian Notice of CRA Rules, Carrying on a Business in a TFSA Download
Canadian Order Routing - US Securities Disclosure Download
Canadian Pro FA Client Relationship Disclosure Information Download
Canadian Risk Disclosure, Uncovered Put Options in RRSP or TFSA Download
Canadian Statement on AML, Anti-Terrorist Financing, Sanctions Download
Canadian Conflicts of Interest Statement Download
Canadian Investor Protection Fund (CIPF) Brochure Download
Canadian Order Handling Disclosure Download
Canadian Shareholders Communication Instruction Form Download
Certification Regarding Correspondent Accounts for Foreign Banks Download
CFTC Risk Disclosure Statement - Appendix A to Rule 1.55 Download
CFTC Risk Disclosure Statement - Rule 1.55(b) Download
CFTC Rule 15.05 Notice to Non-U.S. Traders Download
China Connect Consent Agreement Download
Customer Consent to Receive Mutual Fund Information Electronically Download
Day Trading Risk Disclosure Statement Download
Disclosure Concerning Auto Trading Service Providers Link
Disclosure of Risks of Margin Trading Download
Disclosure of Risks of Trading Cryptocurrency Futures And Options Download
Disclosure Regarding IB's Business Continuity Plan Download
Disclosure Regarding IB's Procedures for Allocating Equity Option Exercise Notices Download
Disclosure Regarding Interactive Brokers Pre-Borrow Program Download
Disclosure Regarding IB's Procedures for Allocating Canadian Equity Option Exercise Notices Download
Disclosure Regarding Trading of Certificates of Deposit Download
Disclosure Regarding Use of the Impact Dashboard and Impact App Download
EMIR Notice Link
EMIR Overview Link
Euronext LIFFE Risk Disclosure Download
FINRA Investor Protection Information Resources Link
FINRA Rule 4340 - Callable Securities Download
FINRA/NFA Standardized Risk Disclosure Statement for Security Futures Contracts Download
French Risk Disclosures Download
Futures on Virtual Currencies Including Bitcoin Download
Hong Kong IB-HK Acknowledgements (for residents of Hong Kong) Download
Hong Kong Risk Disclosure Download
Hong Kong Bond Risk Disclosure Statement Download
How IIROC Protects Investors Brochure Download
Stock Stop Order Disclosure Download
IIROC Risk Disclosure Statement Download
Important Characteristics and Risks of Participating in Interactive Brokers Canada Fully-Paid Securities Lending Programs Download
Important Characteristics and Risks of Participating in Interactive Brokers LLC's Fully-Paid Securities Lending Program Download
Important Characteristics and Risks of Participating in Interactive Brokers Hong Kong Limited Fully-Paid Securities Lending Program Download
Interactive Brokers Group Cyber Security Notice Link
Interactive Brokers APAC Order Routing Disclosure Download
Interactive Brokers Group Privacy Policy Download
Interactive Brokers Group - Australia Best Execution Policy Download
Interactive Brokers Australia Pty Ltd Disclosure of Risks of Margin Trading Download
Interactive Brokers Australia Pty Ltd Exchange Traded Options Product Disclosure Statement Download
Interactive Brokers Australia Pty Ltd Financial Services Guide Download
Interactive Brokers Australia Pty Ltd Futures and Futures Options Product Disclosure Statement Download
Interactive Brokers Australia Pty Ltd Margin Lending Facility Product Disclosure Statement Download
Interactive Brokers Australia Pty Ltd Privacy Policy Download
Interactive Brokers Australia Pty Ltd Spot Foreign Exchange Product Disclosure Statement Download
Interactive Brokers Canada Inc. BCP Disclosure Download
Interactive Brokers Canada Inc. Privacy Notice Download
Interactive Brokers Disclosure Regarding Automatic Currency Conversion Feature of Impact App Accounts Download
Interactive Brokers Form CRS Customer Relationship Summary Download
Interactive Brokers GIVE Charitable Contribution Disclosure Download
Interactive Brokers Hong Kong Limited Client Money Standing Authority Download
Interactive Brokers Hong Kong Limited Client Securities Standing Authority Download
Interactive Brokers Hong Kong Ltd. Disclosure of Risks of Algorithmic Trading Download
Interactive Brokers Hong Kong Limited Disclosure of Risks Of Margin Trading Download
Interactive Brokers LLC Disclosure Regarding IBKR-LITE Commission Structure for Accounts Opened through the IMPACT Application Download
Interactive Brokers Fractional Share Trading Disclosure Download
Interactive Brokers LLC Firm Specific Disclosure Document pursuant to CFTC Rule 1.55(k) and NFA Rule 2-36(n) Download
Interactive Brokers LLC General Disclosure on Mutual Funds Download
Interactive Brokers LLC Insured Bank Deposit Sweep Program Disclosure Statement Download
Interactive Brokers LLC Insured Bank Deposit Sweep Program Terms and Conditions Download
Interactive Brokers LLC Regulation Best Interest Disclosure Download
Interactive Brokers Negative Contract Prices Risk Disclosure Download
Interactive Brokers Disclosure Regarding the IMPACT Application's and IMPACT Dashboard's Carbon Credit Offset Feature Download
Interactive Brokers Risk Disclosure for Bond Trading Download
Interactive Brokers Risk Disclosure for Trading in SPACs Download
Interactive Brokers (U.K) Limited - Modern Slavery Statement Download
Interactive Brokers (U.K.) Limited Professional Client Notification – Per Se Professional Download
Interactive Brokers (U.K.) Limited Professional Client Notification – Elective professional Download
Interactive Brokers (U.K) Limited Summary of the Conflicts of Interest Policy Link
Interactive Brokers (U.K.) Limited Order Execution Policy Link
ISE Disclosure for Option Orders Over 500 Contracts Download
Japanese Risk Disclosure Download
Making a Complaint - A Guide for Investors Brochure (Part 1 of 2) Download
How Can I Get My Money Back-A Guide for Investors Brochure (Part 2 of 2) Download
Municipal Risk Disclosure Download
Notice of Clearing Arrangement for IB Canada Customers Download
Notice of Execution and Clearing Agreement and Description of Contractual Relationship Between Interactive Brokers (U.K.) Limited and IBKR LLC Download
Notice Regarding NFA's BASIC System Download
Notice Regarding Pre-Arranged Trading On U.S. Futures Exchanges Download
Notice Regarding USA PATRIOT Act Section 311 Download
Notice to Australian Clients from Interactive Brokers LLC of Persons Holding Financial Products Download
OCC Risk Disclosure Download
Opening Your Retail Account brochure Download
Order Routing and Payment for Order Flow Download
Penny Stock Trading Risk Disclosure Download
People's Republic of China Resident PIPL Acknowledgement Download
Portfolio Margin Disclosure Download
Pricing Disclosure under the European Market Infrastructure Regulation ("EMIR") Download
Professional Client Notification for Direct Carried-Clients of Interactive Brokers (U.K.) Limited Download
Quebec Day Trading Risk Disclosure Download
Recertification Regarding Corresponding Accounts for Foreign Banks Download
Retail Client Notification for Direct Carried-Clients of Interactive Brokers (U.K.) Limited Download
Risk Disclosure and Supplemental Agreement for Security Futures Trading at Interactive Brokers Download
Risk Disclosure for Trading Digital Assets with Paxos Trust Company Through IBKR's Platform Download
Risk Disclosure for Trading U.S. Unallocated Gold with Interactive Brokers LLC Download
Risk Disclosure Regarding Complex or Leveraged Exchange-Traded Products Download
Risk Disclosure Regarding Leverage and Inverse Funds and Volatility-Linked Products Download
Risk Disclosure Regarding Short Selling of Mexican Stocks Download
Risk Disclosure Statement For Forex and Multi-Currency Accounts Download
Risk Disclosure Statement for Trading OTC Precious Metals with Interactive Brokers (U.K.) Limited ("IB UK") Download
Risks of Trading Equity Options and Terms and Conditions for Trading Equity Options Link
Singapore Risk Disclosure Download
Spousal Consent Form Download
Strip Bond Disclosure (English) Download
Swiss Bankers Association Special Risks in Securities Trading Download
Trustee Certification Download
Unclaimed property notice for British Columbia Residents Link
Understand the Risks of Virtual Currency Trading Download

* IBKR is required to amend the Customer Agreement by adding and deleting certain provisions required by one or more of the Securities and Futures Commission ("SFC"), Hong Kong Exchanges and Clearing Limited ("HKEx"), Hong Kong Futures Exchange ("HKFE"), The Stock Exchange of Hong Kong Limited ("SEHK") or their respective clearing houses, and these amendments appear in the Hong Kong Regulations Agreement (the "HK Additional Provisions").