SEC Filings

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Section 16 Filings

Filing Description Date Filed Size
File Type
8-K Current Report (Current Report) 2010-01-21 104 KB
10-Q Quarterly Report 2009-11-09 541 KB
10-Q Quarterly Report (Exhibits to 3Q 2009 Form 10-Q) 2009-11-09 265 KB
8-K Current Report 2009-10-22 104 KB
8-K Current Report 2009-08-21 20 KB
10-Q Quarterly Report (2Q 2009) 2009-08-10 519 KB
10-Q Quarterly Report (Exhibits to 2Q 2009 Form 10-Q) 2009-08-10 65 KB
8-K Current Report (Current Report) 2009-07-23 104 KB
Form 4 Section 16 - Form 4 (Thomas Frank) 2009-05-12 22 KB
Form 4 Section 16 - Form 4 (Paul Brody) 2009-05-12 23 KB
Form 4 Section 16 - Form 4 (Milan Galik) 2009-05-12 23 KB
Form 4 Section 16 - Form 4 (Earl Nemser) 2009-05-12 22 KB
10-Q Quarterly Report (1Q 2009) 2009-05-11 449 KB
10-Q Quarterly Report (Exhibits to 1Q 2009 Form 10-Q) 2009-05-11 65 KB
8-K Current Report 2009-04-23 105 KB
ARS Annual Report to Shareholders (2008 Annual Report to Shareholders) 2009-03-13 5321 KB
DEF 14A Definitive Proxy Statement (2009 Proxy Statement) 2009-03-13 728 KB
DEF 14A Definitive Proxy Statement (2009 Shareholder Meeting Notice) 2009-03-13 226 KB
10-K Annual Report 2009-03-02 971 KB
Form 4 Section 16 - Form 4 (Lawrence E. Harris) 2009-02-03 115 KB
Form 4 Section 16 - Form 4 (Lawrence E. Harris) 2009-02-02 112 KB
8-K Current Report 2009-01-22 74 KB
Form 4 Section 16 - Form 4 (Lawrence E. Harris) 2009-01-05 117 KB
10-Q Quarterly Report (3Q 2008) 2008-11-10 528 KB
10-Q Quarterly Report (Exhibits to 3Q 2008 Form 10-Q) 2008-11-10 69 KB
Form 4 Section 16 - Form 4 (Lawrence E. Harris) 2008-10-28 27 KB
8-K Current Report 2008-10-23 118 KB
8-K Current Report 2008-09-26 29 KB
10-Q Quarterly Report (2Q 2008) 2008-08-08 519 KB
10-Q Quarterly Report (Exhibits to 2Q 2008 Form 10-Q) 2008-08-08 69 KB
Form 4 Section 16 - Form 4 (Lawrence E. Harris) 2008-08-06 109 KB
8-K Current Report 2008-07-28 34 KB
8-K Current Report 2008-07-28 34 KB
8-K Current Report 2008-07-24 84 KB
10-K Annual Report (2007 Annual Report to Shareholders) 2008-05-27 1188 KB
DEF 14A Definitive Proxy Statement (2008 Proxy Statement) 2008-05-27 213 KB
DEF 14A Definitive Proxy Statement (2008 Shareholder Meeting Notice) 2008-05-27 57 KB
10-Q Quarterly Report (1Q 2008) 2008-05-15 470 KB
10-Q Quarterly Report (Exhibits to 1Q-2008 Form 10-Q) 2008-05-15 69 KB
Form 4 Section 16 - Form 4 (Thomas A. Frank) 2008-05-13 41 KB
Form 4 Section 16 - Form 4 (Earl H. Nemser) 2008-05-13 38 KB
Form 4 Section 16 - Form 4 (Milan Galik) 2008-05-13 38 KB
Form 4 Section 16 - Form 4 (Paul J. Brody) 2008-05-13 38 KB
FWP Free Writing Prospectus (Hambrecht OpenFollowOn Auction) 2008-05-05 19 KB
FWP Free Writing Prospectus (Follow On Offering - Roadshow) 2008-04-28 1283 KB
Form 3 Section 16 - Form 3 (Hans R. Stoll) 2008-04-28 19 KB
Form 3 Section 16 - Form 3 (Ivers W. Riley) 2008-04-28 28 KB
S-1 Registration Statement (Follow on offering) 2008-04-24 642 KB
S-1 Registration Statement (Follow on offering [Exhibits]) 2008-04-24 111 KB
8-K Current Report 2008-04-24 69 KB
8-K Current Report 2008-04-22 23 KB
8-K Current Report 2008-04-03 29 KB
10-K Annual Report 2008-03-27 807 KB
8-K/A Current Report (Amendment #1) 2008-03-20 22 KB
8-K Current Report 2008-03-19 22 KB
Form 5 Section 16 - Form 5 (Philip D. DeFeo) 2008-02-13 32 KB
8-K Current Report 2008-01-24 82 KB
10-Q Quarterly Report (3Q 2007) 2007-11-09 177 KB
10-Q Quarterly Report (Exhibits to 3Q 2007 Form 10-Q) 2007-11-09 27 KB
8-K Current Report 2007-10-25 62 KB
10-Q Quarterly Report (2Q 2007) 2007-08-13 415 KB
10-Q Quarterly Report (Exhibits to 2Q 2007 Form 10-Q) 2007-08-13 122 KB
Form 4 Section 16 - Form 4 (Philip D. DeFeo) 2007-08-02 43 KB
Form 4 Section 16 - Form 4 (Lawrence E. Harris) 2007-08-01 34 KB
8-K Current Report 2007-07-26 323 KB
8-K Current Report 2007-07-18 27 KB
Form 3 Section 16 - Form 3 (Lawrence E. Harris) 2007-07-16 28 KB
8-K Current Report 2007-07-05 199 KB
10-Q Quarterly Report (1Q 2007) 2007-06-15 473 KB
10-Q Quarterly Report (Exhibits to 1Q 2007 Form 10-Q) 2007-06-15 512 KB
8-K Current Report 2007-06-07 524 KB
8-K Current Report (Excel Tables of Exhibit 99.1 Available for Download) 2007-06-06 124 KB
8-K Current Report 2007-05-29 196 KB
Schedule 13D Schedule 13D 2007-05-17 724 KB
S-8 Registration Statement 2007-05-07 161 KB
S-8 Registration Statement (Exhibits to S-8) 2007-05-07 75 KB
S-8 Registration Statement 2007-05-07 184 KB
S-8 Registration Statement (Exhibits to S-8) 2007-05-07 85 KB
FWP Free Writing Prospectus (Upsizing Shares) 2007-05-04 127 KB
FWP Free Writing Prospectus (Press Release) 2007-05-04 82 KB
424B4 Prospectus 2007-05-04 1465 KB
424B4 Prospectus (Market Making) 2007-05-04 763 KB
Form 3/A Section 16 - Form 3/A (Thomas Peterffy) 2007-05-04 29 KB
Form 3/A Section 16 - Form 3/A (Earl H. Nemser) 2007-05-04 30 KB
Form 3/A Section 16 - Form 3/A (Paul J. Brody) 2007-05-04 30 KB
S-1/A Registration Statement (Amendment #5) 2007-05-03 658 KB
S-1/A Registration Statement (Exhibits to Amendment #5) 2007-05-03 35 KB
Form 3 Section 16 - Form 3 (Thomas Peterffy) 2007-05-03 28 KB
Form 3 Section 16 - Form 3 (Earl H. Nemser) 2007-05-03 29 KB
Form 3 Section 16 - Form 3 (Paul J. Brody) 2007-05-03 29 KB
Form 3 Section 16 - Form 3 (Thomas A. Frank) 2007-05-03 29 KB
Form 3 Section 16 - Form 3 (Milan Galik) 2007-05-03 29 KB
Form 3 Section 16 - Form 3 (Philip D. DeFeo) 2007-05-03 28 KB
S-1MEF Registration Statement 2007-05-03 108 KB
S-1MEF Registration Statement (Exhibits to S-1MEF) 2007-05-03 88 KB
EFFECT Notice of Effectiveness 2007-05-03 15 KB
8-A12B Registration of securities [Section 12(B)] 2007-05-02 134 KB
FWP Free Writing Prospectus (Upsizing Shares - Roadshow) 2007-05-01 74 KB
S-1/A Registration Statement (Amendment #4) 2007-04-30 654 KB
S-1/A Registration Statement (Exhibits to Amendment #4) 2007-04-30 65 KB
FWP Free Writing Prospectus (Upsizing Shares) 2007-04-30 152 KB
S-1/A Registration Statement (Amendment #3) 2007-04-26 655 KB
S-1/A Registration Statement (Exhibits to Amendment #3) 2007-04-26 227 KB
FWP Free Writing Prospectus (Roadshow) 2007-04-13 1428 KB
FWP Free Writing Prospectus (IB Email) 2007-04-13 17 KB
FWP Free Writing Prospectus (1Q 2007 Earnings) 2007-04-13 77 KB
FWP Free Writing Prospectus (IB Letter) 2007-04-06 18 KB
S-1/A Registration Statement (Amendment #2) 2007-04-04 651 KB
S-1/A Registration Statement (Exhibits to Amendment #2) 2007-04-04 111 KB
FWP Free Writing Prospectus (Bloomberg Article) 2007-03-23 39 KB
S-1/A Registration Statement (Amendment #1) 2007-02-12 813 KB
S-1/A Registration Statement (Exhibits to Amendment #1) 2007-02-12 272 KB
S-1 Registration Statement 2006-11-27 582 KB
S-1 Registration Statement (Exhibits to S-1) 2006-11-27 404 KB